0001209191-16-149954.txt : 20161114
0001209191-16-149954.hdr.sgml : 20161111
20161114190308
ACCESSION NUMBER: 0001209191-16-149954
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161111
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lombardi Brandon F.
CENTRAL INDEX KEY: 0001581625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 161997311
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-11
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581625
Lombardi Brandon F.
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
0
1
0
0
Chief HR & Legal Officer
Common Stock, par value $0.001 per share
2016-11-11
4
M
0
11500
6.0145
A
30118
D
Common Stock, par value $0.001 per share
2016-11-11
4
S
0
11500
21.03
D
18618
D
Common Stock, par value $0.001 per share
2016-11-11
4
M
0
11459
3.7755
A
30077
D
Common Stock, par value $0.001 per share
2016-11-11
4
S
0
11459
21.03
D
18618
D
Stock Option (right to buy)
6.0145
2016-11-11
4
M
0
11500
0.00
D
2019-07-23
Common stock, par value $0.001 per share
11500
28500
D
Stock Option (right to buy)
3.7755
2016-11-11
4
M
0
11459
0.00
D
2019-07-23
Common stock, par value $0.001 per share
11459
0
D
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.165 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Amount includes 8,557 shares of common stock, 3,415 restricted stock units and 6,646 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. In addition to the shares underlying the restricted stock units described in footnote 1 above, the remaining 814 restricted stock units will vest on March 4, 2017, assuming continued employment through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued employment through such dates.
All such options are presently exercisable.
/s/ Brandon F. Lombardi
2016-11-14