0001209191-16-149954.txt : 20161114 0001209191-16-149954.hdr.sgml : 20161111 20161114190308 ACCESSION NUMBER: 0001209191-16-149954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Brandon F. CENTRAL INDEX KEY: 0001581625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 161997311 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-11 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581625 Lombardi Brandon F. 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief HR & Legal Officer Common Stock, par value $0.001 per share 2016-11-11 4 M 0 11500 6.0145 A 30118 D Common Stock, par value $0.001 per share 2016-11-11 4 S 0 11500 21.03 D 18618 D Common Stock, par value $0.001 per share 2016-11-11 4 M 0 11459 3.7755 A 30077 D Common Stock, par value $0.001 per share 2016-11-11 4 S 0 11459 21.03 D 18618 D Stock Option (right to buy) 6.0145 2016-11-11 4 M 0 11500 0.00 D 2019-07-23 Common stock, par value $0.001 per share 11500 28500 D Stock Option (right to buy) 3.7755 2016-11-11 4 M 0 11459 0.00 D 2019-07-23 Common stock, par value $0.001 per share 11459 0 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.165 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 8,557 shares of common stock, 3,415 restricted stock units and 6,646 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. In addition to the shares underlying the restricted stock units described in footnote 1 above, the remaining 814 restricted stock units will vest on March 4, 2017, assuming continued employment through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued employment through such dates. All such options are presently exercisable. /s/ Brandon F. Lombardi 2016-11-14