0001209191-16-123274.txt : 20160525 0001209191-16-123274.hdr.sgml : 20160525 20160525170811 ACCESSION NUMBER: 0001209191-16-123274 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150811 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85054 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen James Leroy CENTRAL INDEX KEY: 0001581623 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 161675372 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-08-11 2015-08-13 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581623 Nielsen James Leroy 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 President & COO Stock Option (right to buy) 20.98 2015-08-11 4 A 0 466561 0.00 A 2022-08-11 Common stock, par value $0.001 per share 466561 466561 D Reflects a reduction of 33,439 stock options, the excess portion of stock options purportedly granted to the reporting person on August 11, 2015 in connection with the reporting person's promotion to President & Chief Operating Officer, which excess portion has been determined to have been in excess of annual plan limits and thus null and void. A total of 125,000 options vested and became exercisable in equal quarterly installments at the end of each calendar quarter beginning September 30, 2015 through March 31, 2016. 41,666 options will vest and become exercisable in eight equal quarterly installments at the end of each calendar quarter beginning June 30, 2016, continuing through March 31, 2018, and the remaining 8,233 options will vest on June 30, 2018. /s/ Brandon F. Lombardi, Attorney-in-Fact for James L. Nielsen 2016-05-25