0001209191-16-123274.txt : 20160525
0001209191-16-123274.hdr.sgml : 20160525
20160525170811
ACCESSION NUMBER: 0001209191-16-123274
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150811
FILED AS OF DATE: 20160525
DATE AS OF CHANGE: 20160525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85054
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nielsen James Leroy
CENTRAL INDEX KEY: 0001581623
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 161675372
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-08-11
2015-08-13
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581623
Nielsen James Leroy
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
0
1
0
0
President & COO
Stock Option (right to buy)
20.98
2015-08-11
4
A
0
466561
0.00
A
2022-08-11
Common stock, par value $0.001 per share
466561
466561
D
Reflects a reduction of 33,439 stock options, the excess portion of stock options purportedly granted to the reporting person on August 11, 2015 in connection with the reporting person's promotion to President & Chief Operating Officer, which excess portion has been determined to have been in excess of annual plan limits and thus null and void.
A total of 125,000 options vested and became exercisable in equal quarterly installments at the end of each calendar quarter beginning September 30, 2015 through March 31, 2016. 41,666 options will vest and become exercisable in eight equal quarterly installments at the end of each calendar quarter beginning June 30, 2016, continuing through March 31, 2018, and the remaining 8,233 options will vest on June 30, 2018.
/s/ Brandon F. Lombardi, Attorney-in-Fact for James L. Nielsen
2016-05-25