0001209191-15-032554.txt : 20150403 0001209191-15-032554.hdr.sgml : 20150403 20150403214847 ACCESSION NUMBER: 0001209191-15-032554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nielsen James Leroy CENTRAL INDEX KEY: 0001581623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 15752380 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-02 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581623 Nielsen James Leroy 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 0 1 0 0 Chief Operating Officer Common Stock, par value $0.001 per share 2015-04-02 4 M 0 20000 3.3255 A 26896 D Common Stock, par value $0.001 per share 2015-04-02 4 S 0 20000 36.00 D 6896 D Stock Option (right to buy) 3.3255 2015-04-02 4 M 0 20000 0.00 D 2018-05-02 Common stock, par value $0.001 per share 20000 105322 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 2,457 shares of common stock and 4,439 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vested on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vesting date. All such options are presently exercisable; excludes an additional 177,210 outstanding options held by the reporting person at various strike prices. /s/ Brandon F. Lombardi, Attorney-in-Fact for James L. Nielsen 2015-04-03