0001209191-15-030973.txt : 20150401
0001209191-15-030973.hdr.sgml : 20150401
20150401195208
ACCESSION NUMBER: 0001209191-15-030973
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150401
DATE AS OF CHANGE: 20150401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 5455 E. HIGH ST.
STREET 2: SUITE 111
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders James Douglas
CENTRAL INDEX KEY: 0001581608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 15744936
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-31
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581608
Sanders James Douglas
5455 EAST HIGH STREET
SUITE 111
PHOENIX
AZ
85054
1
1
0
0
President and CEO
Common Stock, par value $0.001 per share
2015-03-31
4
M
0
229008
3.3255
A
262004
D
Common Stock, par value $0.001 per share
2015-03-31
4
S
0
202480
34.9561
D
59524
D
Common Stock, par value $0.001 per share
2015-03-31
4
S
0
26528
35.444
D
32996
D
Common Stock, par value $0.001 per share
2015-04-01
4
M
0
7658
3.3255
A
40654
D
Common Stock, par value $0.001 per share
2015-04-01
4
S
0
7658
34.9389
D
32996
D
Stock Option (right to buy)
3.3255
2015-03-31
4
M
0
229008
0.00
D
2018-05-02
Common stock, par value $0.001 per share
229008
648637
D
Stock Option (right to buy)
3.3255
2015-04-01
4
M
0
7658
0.00
D
2018-05-02
Common stock, par value $0.001 per share
7658
640979
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.38 to $35.375 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.38 to $35.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.62 to $35.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Consists of 22,638 shares of common stock and 10,358 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vested on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vesting date.
All such options are presently exercisable; excludes an additional 442,969 outstanding options held by the reporting person at various strike prices.
/s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders
2015-04-01