0001575434false00015754342023-08-072023-08-07

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: August 07, 2023

 

 

VERICITY, INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-38945

46-2348863

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

1350 E Touhy Suite

205W

 

Des Plaines, Illinois

 

60018

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 312 288-0073

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock

 

VERY

 

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the Annual Meeting on August 2 2023, Vericity’s shareholders voted on proposals to (i) elect seven (7) directors to serve until the next annual meeting and until each such director’s successor is elected and qualified; and (ii) ratify the Audit Committee’s selection of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for 2023. The voting results for each proposal were as follows:

 

 

1. Election of Directors

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Director

 

For

 

 

Against

 

Abstain

 

 

Broker Non-Votes

 

Neil Ashe

 

 

12,689,672

 

 

0

 

48,643

 

 

 

398,414

 

Calvin Dong

 

 

12,659,459

 

 

0

 

 

78,856

 

 

 

398,414

 

Richard A. Hemmings

 

 

12,730,371

 

 

0

 

 

7,944

 

 

 

398,414

 

James E. Hohmann

 

 

12,679,544

 

 

0

 

 

58,771

 

 

 

398,414

 

Scott Perry

 

 

12,723,550

 

 

0

 

 

14,765

 

 

 

398,414

 

Eric Rahe

 

 

12,659,004

 

 

0

 

 

79,311

 

 

 

398,414

 

Laura R. Zimmerman

 

 

12,706,648

 

 

0

 

 

31,667

 

 

 

398,414

 

 

 

2. Ratification of the selection of Deloitte & Touche LLP:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For

 

 

Against

 

Abstain

 

 

Broker Non-Votes

 

 

 

 

13,136,303

 

 

150

 

 

276

 

 

 

-

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Vericity, Inc

 

 

 

 

Date:

 

By:

/s/ John Buchanan

August 7, 2023

 

Name

Title

John Buchanan
General Counsel and Secretary