0001104659-23-062666.txt : 20230519 0001104659-23-062666.hdr.sgml : 20230519 20230519160016 ACCESSION NUMBER: 0001104659-23-062666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruddy Jordan B. CENTRAL INDEX KEY: 0001575426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41322 FILM NUMBER: 23939865 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bluerock Homes Trust, Inc. CENTRAL INDEX KEY: 0001903382 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 874211187 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2128431601 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 tm2316124-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-17 0 0001903382 Bluerock Homes Trust, Inc. BHM 0001575426 Ruddy Jordan B. 1345 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10105 0 1 0 0 President 0 LTIP Units 2023-05-17 4 A 0 3572 A Class A Common Stock 3572 3572 D Represents LTIP Units issued in partial satisfaction of the Issuer's Base Management Fee obligation to Bluerock Homes Manager, LLC (the "Manager") for the first quarter of 2023 and in satisfaction of the Manager's reimbursement obligation to its affiliate, Bluerock Real Estate Holdings, LLC ("BREH"), for a portion of the salary payable by BREH to the Reporting Person for the quarter ending March 31, 2023 for services provided to the Manager in the Reporting Person's capacity as President thereof. These LTIP Units were fully vested upon issuance, and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. /s/ Christopher J. Vohs, Attorney-In-Fact 2023-05-19