0001104659-23-022126.txt : 20230214
0001104659-23-022126.hdr.sgml : 20230214
20230214212546
ACCESSION NUMBER: 0001104659-23-022126
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221006
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Babb James G. III
CENTRAL INDEX KEY: 0001575424
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41322
FILM NUMBER: 23633366
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bluerock Homes Trust, Inc.
CENTRAL INDEX KEY: 0001903382
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 874211187
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2128431601
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
3/A
1
tm236763d2_3a.xml
OWNERSHIP DOCUMENT
X0206
3/A
2022-10-06
2022-10-07
0
0001903382
Bluerock Homes Trust, Inc.
BHM
0001575424
Babb James G. III
1345 AVENUE OF THE AMERICAS
32ND FLOOR
NEW YORK
NY
10105
0
1
0
0
Chief Strategy Officer
Class A Common Stock, Par Value $0.01 per share
0
D
OP Units
Class A Common Stock
439495
D
This amended Form 3 is being filed to correct the initial ownership of Class A Common Stock.
Represents common units ("Common Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. After a one year holding period (including any period during which the Common Units were held), Common Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis, subject to certain adjustments and the terms and conditions of the Second Amended and Restated Agreement of Limited Partnership of the Operating Partnership (the "Partnership Agreement"). Reflects a one share adjustment to the previously filed Form 3 due to fractional share rounding.
This Form 3 reports securities acquired in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc, Badger Parent LLC and Badger Merger Sub LLC, and the Separation and Distribution Agreement, by and among Bluerock Residential Growth REIT, Inc., Badger Parent LLC, Badger Holdco LLC, the Operating Partnership, and the Issuer, dated as of October 5, 2022. Exhibit List Exhibit 24 - Power of Attorney
/s/ Christopher J. Vohs, Attorney-in-fact
2023-02-14