0001127602-16-068201.txt : 20161122 0001127602-16-068201.hdr.sgml : 20161122 20161122173833 ACCESSION NUMBER: 0001127602-16-068201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS J KEVIN CENTRAL INDEX KEY: 0001575329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162014223 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-18 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001575329 WILLIS J KEVIN 50 E. RIVERCENTER BLVD. COVINGTON KY 41011 1 Chief Financial Officer Common Stock 2016-11-18 4 M 0 1028 0 A 16789 D Common Stock 2016-11-18 4 F 0 494 111.12 D 16295 D Common Stock 2016-11-18 4 S 0 3372 109.26 D 12923 D Common Stock 15656 I 401(k) Common Stock 887 I LESOP Restricted Stock Units 2016-11-18 4 M 0 1028 0 D Common Stock 1028 4765 D Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Includes 3,626 shares of unvested Restricted Stock. Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of October 31, 2016. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-22