0001127602-16-068201.txt : 20161122
0001127602-16-068201.hdr.sgml : 20161122
20161122173833
ACCESSION NUMBER: 0001127602-16-068201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-4644
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIS J KEVIN
CENTRAL INDEX KEY: 0001575329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 162014223
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-18
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001575329
WILLIS J KEVIN
50 E. RIVERCENTER BLVD.
COVINGTON
KY
41011
1
Chief Financial Officer
Common Stock
2016-11-18
4
M
0
1028
0
A
16789
D
Common Stock
2016-11-18
4
F
0
494
111.12
D
16295
D
Common Stock
2016-11-18
4
S
0
3372
109.26
D
12923
D
Common Stock
15656
I
401(k)
Common Stock
887
I
LESOP
Restricted Stock Units
2016-11-18
4
M
0
1028
0
D
Common Stock
1028
4765
D
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Includes 3,626 shares of unvested Restricted Stock.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of October 31, 2016.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2016-11-22