0001127602-16-067805.txt : 20161118
0001127602-16-067805.hdr.sgml : 20161118
20161118172055
ACCESSION NUMBER: 0001127602-16-067805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-4644
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIS J KEVIN
CENTRAL INDEX KEY: 0001575329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 162008609
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-16
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001575329
WILLIS J KEVIN
50 E. RIVERCENTER BLVD.
COVINGTON
KY
41011
1
Chief Financial Officer
Common Stock
2016-11-16
4
A
0
8532
109.15
A
17505
D
Common Stock
2016-11-17
4
F
0
1744
109.32
D
15761
D
Common Stock
15656
I
401(k)
Common Stock
887
I
LESOP
Stock Appreciation Right
109.15
2016-11-16
4
A
0
17300
109.15
A
2017-11-16
2026-12-16
Common Stock
17300
17300
D
Restricted Stock Units
2016-11-16
4
A
0
2700
109.15
A
Common Stock
2700
5793
D
Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d).
Includes 3,626 shares of unvested Restricted Stock.
Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of October 31, 2016.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2016-11-18