Head of Mergers and Acquisitions and CCO

0001575239-20-000004.txt : 20201103 0001575239-20-000004.hdr.sgml : 20201103 20201103092646 ACCESSION NUMBER: 0001575239-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perigon Wealth Management, LLC CENTRAL INDEX KEY: 0001575239 IRS NUMBER: 200879944 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16082 FILM NUMBER: 201282100 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4154304140 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001575239 XXXXXXXX 09-30-2020 09-30-2020 Perigon Wealth Management, LLC

201 MISSION STREET SUITE 1825 SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-16082 N Daniel Newhall Head of Mergers and Acquisitions and CCO (415) 430-4140 Daniel Newhall San Francisco CA 11-03-2020 0 394 715434 false INFORMATION TABLE 2 13FPerigonQ32020.xml 1ST CONSTITUTION BANCORP COM 31986N102 135 11312 SH SOLE 11312 0 0 3M CO COM 88579Y101 3035 18947 SH SOLE 18947 0 0 8X8 INC NEW COM 282914100 1202 77283 SH SOLE 77283 0 0 ABBOTT LABS COM 002824100 2044 18778 SH SOLE 18778 0 0 ABBVIE INC COM 00287Y109 1702 19436 SH SOLE 19436 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 378 1673 SH SOLE 1673 0 0 ACTIVISION BLIZZARD INC COM 00507V109 224 2770 SH SOLE 2770 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 744 1518 SH SOLE 1518 0 0 ADVANCED MICRO DEVICES INC COM 007903107 439 5360 SH SOLE 5360 0 0 AES CORP COM 00130H105 376 20736 SH SOLE 20736 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 601 5438 SH SOLE 5438 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 646 2198 SH SOLE 2198 0 0 ALPHABET INC CAP STK CL A 02079K305 2607 1779 SH SOLE 1779 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REIT ETF 808524847 416 11768 SH SOLE 11768 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 648 12587 SH SOLE 12587 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 796 10001 SH SOLE 10001 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 821 13318 SH SOLE 13318 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 963 35986 SH SOLE 35986 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1084 33308 SH SOLE 33308 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1214 20685 SH SOLE 20685 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1440 21079 SH SOLE 21079 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1457 25977 SH SOLE 25977 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1620 29196 SH SOLE 29196 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1625 31129 SH SOLE 31129 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2270 19710 SH SOLE 19710 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2617 83355 SH SOLE 83355 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4550 56436 SH SOLE 56436 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 206 1404 SH SOLE 1404 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 287 9567 SH SOLE 9567 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 410 3891 SH SOLE 3891 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 968 8297 SH SOLE 8297 0 0 SEMPRA ENERGY COM 816851109 618 5219 SH SOLE 5219 0 0 SERVICENOW INC COM 81762P102 468 964 SH SOLE 964 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 174 32407 SH SOLE 32407 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 235 1615 SH SOLE 1615 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 1192 44386 SH SOLE 44386 0 0 SMUCKER J M CO COM NEW 832696405 278 2409 SH SOLE 2409 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 551 2313 SH SOLE 2313 0 0 SONOS INC COM 83570H108 224 14729 SH SOLE 14729 0 0 SOUTHERN CO COM 842587107 279 5151 SH SOLE 5151 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 392 1413 SH SOLE 1413 0 0 SPDR GOLD TR GOLD SHS 78463V107 7152 40377 SH SOLE 40377 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 359 12258 SH SOLE 12258 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 606 16577 SH SOLE 16577 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 66 6000 SH Put SOLE 6000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 168 22700 SH Put SOLE 22700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 19451 58082 SH SOLE 58082 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 861 2541 SH SOLE 2541 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 248 6061 SH SOLE 6061 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 299 7592 SH SOLE 7592 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 413 13685 SH SOLE 13685 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 727 12785 SH SOLE 12785 0 0 SPDR SER TR BLOMBRG BRC EMRG 78464A391 749 28503 SH SOLE 28503 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 942 10291 SH SOLE 10291 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 1706 16361 SH SOLE 16361 0 0 SPLUNK INC COM 848637104 468 2489 SH SOLE 2489 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 835 3441 SH SOLE 3441 0 0 SQUARE INC CL A 852234103 744 4577 SH SOLE 4577 0 0 STARBUCKS CORP COM 855244109 1037 12073 SH SOLE 12073 0 0 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 500 20500 SH SOLE 20500 0 0 SVB FINANCIAL GROUP COM 78486Q101 268 1114 SH SOLE 1114 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 235 2896 SH SOLE 2896 0 0 TARGET CORP COM 87612E106 986 6260 SH SOLE 6260 0 0 TELADOC HEALTH INC COM 87918A105 377 1719 SH SOLE 1719 0 0 TESLA INC COM 88160R101 4961 11564 SH SOLE 11564 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12098 27401 SH SOLE 27401 0 0 TRAVELERS COMPANIES INC COM 89417E109 3141 29035 SH SOLE 29035 0 0 TWILIO INC CL A 90138F102 1057 4277 SH SOLE 4277 0 0 TWITTER INC COM 90184L102 262 5890 SH SOLE 5890 0 0 UNION PAC CORP COM 907818108 70691 359073 SH SOLE 359073 0 0 UNITED PARCEL SERVICE INC CL B 911312106 239 1435 SH SOLE 1435 0 0 UNITEDHEALTH GROUP INC COM 91324P102 756 2424 SH SOLE 2424 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 495 2740 SH SOLE 2740 0 0 US BANCORP DEL COM NEW 902973304 582 16245 SH SOLE 16245 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 206 3775 SH SOLE 3775 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 262 6679 SH SOLE 6679 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 375 12614 SH SOLE 12614 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 472 15303 SH SOLE 15303 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 567 3257 SH SOLE 3257 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 774 12946 SH SOLE 12946 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1921 23136 SH SOLE 23136 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7709 87380 SH SOLE 87380 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 281 1307 SH SOLE 1307 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 423 4175 SH SOLE 4175 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 480 2111 SH SOLE 2111 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 511 3321 SH SOLE 3321 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 515 3290 SH SOLE 3290 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 516 4666 SH SOLE 4666 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 665 6364 SH SOLE 6364 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 734 9293 SH SOLE 9293 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 960 5331 SH SOLE 5331 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 970 5503 SH SOLE 5503 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1661 5398 SH SOLE 5398 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6538 38387 SH SOLE 38387 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 405 8035 SH SOLE 8035 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2051 47425 SH SOLE 47425 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 820 16073 SH SOLE 16073 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 458 8415 SH SOLE 8415 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 254 1139 SH SOLE 1139 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 461 4808 SH SOLE 4808 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 674 9556 SH SOLE 9556 0 0 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 765 8301 SH SOLE 8301 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1413 26033 SH SOLE 26033 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1946 31349 SH SOLE 31349 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2937 35447 SH SOLE 35447 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 658 5118 SH SOLE 5118 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 1687 32342 SH SOLE 32342 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3589 87753 SH SOLE 87753 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 329 4064 SH SOLE 4064 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 268 1314 SH SOLE 1314 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 519 1666 SH SOLE 1666 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5094 85634 SH SOLE 85634 0 0 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 558 10241 SH SOLE 10241 0 0 VISA INC COM CL A 92826C839 11902 59518 SH SOLE 59518 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 231 17202 SH SOLE 17202 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 296 8254 SH SOLE 8254 0 0 WALMART INC COM 931142103 592 4234 SH SOLE 4234 0 0 WELLS FARGO CO NEW COM 949746101 1204 51212 SH SOLE 51212 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 31 1500 SH Call SOLE 1500 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 473 9647 SH SOLE 9647 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1064 25727 SH SOLE 25727 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 1119 31962 SH SOLE 31962 0 0 WP CAREY INC COM 92936U109 200 3070 SH SOLE 3070 0 0 XILINX INC COM 983919101 1542 14788 SH SOLE 14788 0 0 YEXT INC COM 98585N106 238 15653 SH SOLE 15653 0 0 ZOETIS INC CL A 98978V103 3365 20350 SH SOLE 20350 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1530 3255 SH SOLE 3255 0 0 ZUORA INC COM CL A 98983V106 247 23918 SH SOLE 23918 0 0