0001575239-17-000005.txt : 20171205
0001575239-17-000005.hdr.sgml : 20171205
20171205123326
ACCESSION NUMBER: 0001575239-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perigon Wealth Management, LLC
CENTRAL INDEX KEY: 0001575239
IRS NUMBER: 200879944
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16082
BUSINESS ADDRESS:
STREET 1: 201 MISSION ST.
STREET 2: SUITE 1825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4154304140
MAIL ADDRESS:
STREET 1: 201 MISSION ST.
STREET 2: SUITE 1825
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
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94105
13F HOLDINGS REPORT
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4972
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Guggenheim BulletShares 2018
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Guggenheim Bulls 2019 High Bond ETF
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Guggenheim Bulls 2020 High Bond ETF
COM
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COM
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Home Depot
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Honeywell International
COM
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COM
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Humana
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IBM
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Illumina Inc
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Insys Therapeutics
COM
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Intel
COM
458140100
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1500
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COM
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Intergroup Corp
COM
458685104
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Interpublic Group Of Cos
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Intl Flavors& Fragrances
COM
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Intra-Cellular Thera
COM
46116X101
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COM
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235
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Intuitive Surgical New
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COM
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100
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iShares
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464287721
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431
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iShares 20 Year
COM
464287432
683
5475
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0
iShares Barclays Aggregate Bond ETF
COM
464287226
1326
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0
iShares Barclays TIPS BD.FD.
COM
464287176
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0
iShares China Large
COM
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102
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102
0
0
iShares Core High Dividend ETF
COM
46429B663
182
2118
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2118
0
0
iShares Core MSCI EAFE ETF
COM
46432F842
291
4542
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4542
0
0
iShares Core MSCI Emerging Markets ETF
COM
46434G103
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5471
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5471
0
0
iShares Core MSCI Total International Stock ETF
COM
46432F834
32
517
SH
SOLE
517
0
0
iShares Core S&P Mid-Cap ETF
COM
464287507
168
941
SH
SOLE
941
0
0
iShares Core S&P Small-Cap ETF
COM
464287804
1921
25883
SH
SOLE
25883
0
0
iShares Core S&P Total US Stock Market ETF
COM
464287150
8
143
SH
SOLE
143
0
0
iShares Currency Hedg
COM
46434V803
33
1125
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SOLE
1125
0
0
iShares Dow Jones
COM
464287846
408
3239
SH
SOLE
3239
0
0
iShares Emerging Markets Infrastructure
COM
464288216
7
211
SH
SOLE
211
0
0
iShares ETF
COM
46429B655
35
685
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SOLE
685
0
0
iShares Gold Trust
COM
464285105
282
22926
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SOLE
22926
0
0
iShares iBoxx $ Hi.YLD. CPRT.BD.FD.ETF
COM
464288513
216
2431
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SOLE
2431
0
0
iShares iBoxx $ Investment Grade Corporate Bond ETF
COM
464287242
188
1550
SH
SOLE
1550
0
0
iShares Intermediate California Municipal Bond ETF
COM
464288356
926
7816
SH
SOLE
7816
0
0
iShares JP Morgan Usd Emrg.MKT.BD.FD.
COM
464288281
10
86
SH
SOLE
86
0
0
iShares Micro Cap ETF
COM
464288869
82
864
SH
SOLE
864
0
0
iShares MSCI Emu
COM
464286608
285
6587
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SOLE
6587
0
0
iShares MSCI ACWI ex US
COM
464288240
8
160
SH
SOLE
160
0
0
iShares MSCI Brazil ETF
COM
464286400
3
70
SH
SOLE
70
0
0
iShares MSCI EAFE Minimum Volatility ETF
COM
46429B689
62
875
SH
SOLE
875
0
0
iShares MSCI EAFE Small-Cap ETF
COM
464288273
7
105
SH
SOLE
105
0
0
iShares MSCI EAGEFE ETF
COM
464287465
2693
39323
SH
SOLE
39323
0
0
iShares MSCI Emerging Markets ETF
COM
464287234
1489
33220
SH
SOLE
33220
0
0
iShares MSCI Emerging Markets Minimum Volatility ETF
COM
464286533
21
365
SH
SOLE
365
0
0
iShares Nasdaq Biotech. Idx.FD.
COM
464287556
67
200
SH
SOLE
200
0
0
iShares National AMT-Free Muni Bond ETF
COM
464288414
1929
17402
SH
SOLE
17402
0
0
iShares North
COM
464287549
373
2400
SH
SOLE
2400
0
0
iShares North American Tech-Multi Ntwk
COM
464287531
119
2590
SH
SOLE
2590
0
0
iShares Russell
COM
464287648
28
155
SH
SOLE
155
0
0
iShares Russell
COM
464287473
26
308
SH
SOLE
308
0
0
iShares Russell 1000 ETF
COM
464287622
28
200
SH
SOLE
200
0
0
iShares Russell 2000
COM
464287630
318
2565
SH
SOLE
2565
0
0
iShares Russell 2000 ETF
COM
464287655
2032
13711
SH
SOLE
13711
0
0
iShares Russell Mid Cap
COM
464287481
275
2430
SH
SOLE
2430
0
0
iShares Russell Mid-Cap
COM
464287499
55
280
SH
SOLE
280
0
0
iShares S&P 100 ETF
COM
464287101
265
2382
SH
SOLE
2382
0
0
iShares S&P 500
COM
464287309
304
2123
SH
SOLE
2123
0
0
iShares S&P 500 ETF
COM
464287200
1300
5140
SH
SOLE
5140
0
0
iShares S&P Developed
COM
464288422
557
14624
SH
SOLE
14624
0
0
iShares S&P Global Consumer Cyclical
COM
464288745
673
6608
SH
SOLE
6608
0
0
iShares S&P Global Energy
COM
464287341
281
8260
SH
SOLE
8260
0
0
iShares S&P Global Financial Services
COM
464287333
485
7274
SH
SOLE
7274
0
0
iShares S&P Global Healthcare
COM
464287325
670
5954
SH
SOLE
5954
0
0
iShares S&P Global Industrials
COM
464288729
472
5309
SH
SOLE
5309
0
0
iShares S&P Global Materials
COM
464288695
119
1822
SH
SOLE
1822
0
0
iShares S&P Global Technology
COM
464287291
886
6222
SH
SOLE
6222
0
0
iShares S&P Global Telecom
COM
464287275
108
1796
SH
SOLE
1796
0
0
iShares S&P Global Utilities
COM
464288711
110
2174
SH
SOLE
2174
0
0
iShares S&P Midcap Growth
COM
464287606
819
4047
SH
SOLE
4047
0
0
iShares S&P Smcap Growth
COM
464287887
236
1438
SH
SOLE
1438
0
0
iShares Select Dividend ETF
COM
464287168
3
36
SH
SOLE
36
0
0
iShares Short Term Bond ETF
COM
46432F859
70
1398
SH
SOLE
1398
0
0
iShares Short Term National AMT Free Municipal Bond ETF
COM
464288158
402
3789
SH
SOLE
3789
0
0
iShares TR Barclays Bond
COM
464288661
471
3811
SH
SOLE
3811
0
0
iShares TR Barclays Bond
COM
464287457
398
4718
SH
SOLE
4718
0
0
iShares TR Bond
COM
464287440
347
3255
SH
SOLE
3255
0
0
iShares TR GL Timb
COM
464288174
3
52
SH
SOLE
52
0
0
iShares TR MTG Rel
COM
46435G342
3
72
SH
SOLE
72
0
0
iShares TST.S&P Mid Cap. Val.
COM
464287705
61
400
SH
SOLE
400
0
0
iShares U S PFD ETF
COM
464288687
41
1045
SH
SOLE
1045
0
0
iShares U.S. Real Estate ETF
COM
464287739
560
7005
SH
SOLE
7005
0
0
iShars S&P Global Consumer Defensive
COM
464288737
538
5281
SH
SOLE
5281
0
0
J M Smucker Co New
COM
832696405
210
2001
SH
SOLE
1
0
2000
Johnson & Johnson
COM
478160104
4822
37093
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SOLE
37093
0
0
Johnson CTLS Intl PLC F
COM
G51502105
29
707
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SOLE
707
0
0
JP Morgan Alerian MLP Index ETN
COM
46625H365
55
1966
SH
SOLE
1966
0
0
JP Morgan Chase & Co.
COM
46625H100
2568
26883
SH
SOLE
26883
0
0
JP Morgan Disciplined High Yie LD ETF
COM
46641Q878
408
7878
SH
SOLE
7878
0
0
JP Morgan Divsfd Ret Emrg MKTS Eqty ETF
COM
46641Q308
21
372
SH
SOLE
372
0
0
JPMorgan Divrsifd RTRN US Eqy ETF
COM
46641Q407
24
350
SH
SOLE
350
0
0
K K R Real Estate Fi
COM
48251K100
4
200
SH
SOLE
200
0
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Kayne Anderson Energy De
COM
48660Q102
49
2818
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SOLE
2818
0
0
Kinder Morgan
COM
49456B101
7
363
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SOLE
363
0
0
Kla-Tencor
COM
482480100
1
12
SH
SOLE
12
0
0
Koninklijke Phillips N V ADR
COM
500472303
5
130
SH
SOLE
130
0
0
Kraft Heinz Co Com
COM
500754106
113
1451
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SOLE
1451
0
0
L S C Communications
COM
50218P107
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375
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SOLE
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0
375
L3 Technologies Inc
COM
502413107
78
416
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SOLE
416
0
0
Lamb Weston HLDGS
COM
513272104
16
333
SH
SOLE
0
0
333
Lear Corporation
COM
521865204
43
250
SH
SOLE
250
0
0
Leucadia National Co
COM
527288104
55
2187
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SOLE
2187
0
0
Lexicon Pharmaceutic
COM
528872302
43
3489
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SOLE
3489
0
0
Liberty All Star Eq FD
COM
530158104
30
5000
SH
SOLE
0
0
5000
Liberty Broadband Co
COM
530307107
4
46
SH
SOLE
46
0
0
Liberty Broadband Co
COM
530307305
9
94
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SOLE
94
0
0
Liberty Expedia Hold Class A
COM
53046P109
0
4
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SOLE
4
0
0
Liberty Global Inc F Class A
COM
G5480U104
5
153
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SOLE
153
0
0
Liberty Global Inc F Class A
COM
G5480U138
0
18
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SOLE
18
0
0
Liberty Global Inc F Class C
COM
G5480U153
1
58
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SOLE
58
0
0
Liberty Global SR.C
COM
G5480U120
15
463
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SOLE
463
0
0
Liberty Interactive A
COM
53071M104
1
55
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SOLE
55
0
0
Liberty Interactv
COM
53071M856
0
6
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SOLE
6
0
0
Liberty Media Corp Series A Liberty Media
COM
531229870
2
46
SH
SOLE
46
0
0
Liberty Media Corp Series A Liberty Braves
COM
531229706
0
18
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SOLE
18
0
0
Liberty Media Corp Series A Liberty Sirius
COM
531229409
8
189
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SOLE
189
0
0
Liberty Media Corp Series C Liberty Media
COM
531229854
4
94
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SOLE
94
0
0
Liberty Media Corp Series C Liberty Braves
COM
531229888
1
37
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SOLE
37
0
0
Liberty Media Corp Series C Liberty Sirius
COM
531229607
16
378
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SOLE
378
0
0
Liberty Tripadvisor
COM
531465102
0
4
SH
SOLE
4
0
0
Lilly Eli & Company
COM
532457108
202
2366
SH
SOLE
1366
0
1000
Lions Gate Entmt F Class B
COM
535919500
4
127
SH
SOLE
127
0
0
Lockheed Martin Corp
COM
539830109
2346
7560
SH
SOLE
7060
0
500
Logmein Inc
COM
54142L109
0
3
SH
SOLE
3
0
0
Lowes Companies Inc
COM
548661107
421
5269
SH
SOLE
5269
0
0
Loxo Oncology Inc
COM
548862101
9
100
SH
SOLE
100
0
0
Lululemon Athletica Inc
COM
550021109
12
200
SH
SOLE
200
0
0
Lyondellbasell Inds.CL.A
COM
N53745100
4445
44875
SH
SOLE
44875
0
0
Macrogenics Inc
COM
556099109
2
100
SH
SOLE
100
0
0
Magellan Midstream Partners
COM
559080106
62
878
SH
SOLE
878
0
0
Magna Intl Inc F
COM
559222401
11
200
SH
SOLE
200
0
0
Manpowergroup
COM
56418H100
44
375
SH
SOLE
375
0
0
Marathon Oil Corp
COM
565849106
0
19
SH
SOLE
19
0
0
Marathon Pete Corp
COM
56585A102
11
190
SH
SOLE
190
0
0
Marsh & MC Lennan Co Inc
COM
571748102
65
776
SH
SOLE
776
0
0
Mastercard Inc
COM
57636Q104
116
825
SH
SOLE
825
0
0
MC Cormick & Co Inc N-VT
COM
579780206
37
357
SH
SOLE
357
0
0
McDonalds
COM
580135101
4436
28309
SH
SOLE
28309
0
0
Mckesson Corporation
COM
58155Q103
396
2574
SH
SOLE
2574
0
0
Mercadolibre Inc
COM
58733R102
235
908
SH
SOLE
908
0
0
Merck & Co Inc New
COM
58933Y105
7672
118946
SH
SOLE
118946
0
0
Metlife Inc
COM
59156R108
78
1500
SH
SOLE
1500
0
0
Mettler-Toledo Intl
COM
592688105
388
619
SH
SOLE
619
0
0
MFS Charter Income CF
COM
552727109
1
143
SH
SOLE
143
0
0
Microchip Technology Inc
COM
595017104
5
55
SH
SOLE
55
0
0
Microsoft
COM
594918104
1359
18250
SH
SOLE
18250
0
0
Middlesex Water Co
COM
596680108
79
2000
SH
SOLE
0
0
2000
Mobileiron Inc
COM
60739U204
132
35807
SH
SOLE
35807
0
0
Mondelez Intl Inc CL A
COM
609207105
46
1130
SH
SOLE
1130
0
0
Monsanto Co New Del
COM
61166W101
12
100
SH
SOLE
100
0
0
Monster Beverage Corp
COM
61174X109
195
3522
SH
SOLE
3522
0
0
Moody's
COM
615369105
2868
20600
SH
SOLE
20600
0
0
Mosaic Co New
COM
61945C103
1
40
SH
SOLE
40
0
0
Mulesoft Inc Class A
COM
625207105
140
6968
SH
SOLE
6968
0
0
Nektar Therapeutics
COM
640268108
121
5059
SH
SOLE
5059
0
0
Netflix Inc
COM
64110L106
1579
8707
SH
SOLE
8707
0
0
New Mountain Finance Corp Com
COM
647551100
13
887
SH
SOLE
887
0
0
New Relic Inc
COM
64829B100
16
316
SH
SOLE
316
0
0
New York CMNTY Bancorp
COM
649445103
32
2500
SH
SOLE
0
0
2500
News Corp
COM
65249B109
1
63
SH
SOLE
63
0
0
Nextera Energy
COM
65339F101
585
3992
SH
SOLE
3992
0
0
Nike Inc Class B
COM
654106103
1913
36760
SH
SOLE
36760
0
0
Nokia Corp ADR
COM
654902204
1
144
SH
SOLE
144
0
0
Norfolk Southern
COM
655844108
1758
13291
SH
SOLE
13291
0
0
Northrop Grumman Corp
COM
666807102
143
497
SH
SOLE
497
0
0
Northwest Natural Ga
COM
667655104
161
2500
SH
SOLE
0
0
2500
Novartis 'B' SPN.ADR 1:1
COM
66987V109
66
770
SH
SOLE
770
0
0
Novo-Nordisk A-S F
COM
670100205
25
525
SH
SOLE
525
0
0
Nuveen Amt Free MNCPL CR
COM
67071L106
30
1950
SH
SOLE
1950
0
0
Nuveen Amt Free Quality
COM
670657105
12
900
SH
SOLE
900
0
0
Nuveen Ca QLTY Muni Income Ce Fund
COM
67066Y105
42
2807
SH
SOLE
2807
0
0
Nuveen Credit
COM
67073D102
36
4230
SH
SOLE
4230
0
0
Nvidia Corp
COM
67066G104
557
3113
SH
SOLE
3113
0
0
NXP Semiconductors NV F
COM
N6596X109
2
14
SH
SOLE
14
0
0
Obalon Therapeutics
COM
67424L100
1
100
SH
SOLE
100
0
0
Occidental PTL.
COM
674599105
13740
211462
SH
SOLE
111462
0
100000
Old Republic Intl Co
COM
680223104
79
4000
SH
SOLE
4000
0
0
Omega Hlthcare Invs Inc
COM
681936100
12
370
SH
SOLE
370
0
0
Opko Health Inc
COM
68375N103
48
6987
SH
SOLE
6987
0
0
Oracle
COM
68389X105
843
17435
SH
SOLE
17435
0
0
Otter Tail Corp
COM
689648103
85
1962
SH
SOLE
1962
0
0
P G & E Corp
COM
69331C108
108
1568
SH
SOLE
1568
0
0
Pacwest Bancorp
COM
695263103
1
14
SH
SOLE
14
0
0
Pandora Media Inc
COM
698354107
335
43445
SH
SOLE
43445
0
0
Parker-Hannifin Corp
COM
701094104
34
195
SH
SOLE
195
0
0
Paypal Holdings Inco
COM
70450Y103
958
14956
SH
SOLE
14956
0
0
Peak Resorts Inc
COM
70469L100
1
141
SH
SOLE
141
0
0
Pepsico
COM
713448108
187
1681
SH
SOLE
1681
0
0
Pfizer Incorporated
COM
717081103
701
19644
SH
SOLE
19644
0
0
Philip Morris Intl.
COM
718172109
2391
21336
SH
SOLE
21336
0
0
Phillips 66
COM
718546104
28
302
SH
SOLE
302
0
0
PIMCO Dynamic Income CF
COM
72201Y101
87
2800
SH
SOLE
2800
0
0
PIMCO Enhanced SHRT Maturty Actv ETF
COM
72201R833
61
600
SH
SOLE
600
0
0
PIMCO Exch Traded Fund
COM
72201R817
1
13
SH
SOLE
13
0
0
PIMCO High Income FD
COM
722014107
12
1402
SH
SOLE
1402
0
0
PIMCO Total Return ETF
COM
72201R775
149
1391
SH
SOLE
1391
0
0
Plains All American Pipeline LP
COM
726503105
35
1635
SH
SOLE
1635
0
0
PNC Finl Services GP Inc
COM
693475105
74
552
SH
SOLE
552
0
0
PNM Resources Inc
COM
69349H107
81
2000
SH
SOLE
0
0
2000
PowerShares DB Base Metals ETF
COM
73936B705
5
273
SH
SOLE
273
0
0
PowerShares DB Multi
COM
73936B408
4
191
SH
SOLE
191
0
0
Powershares Emerging Market Bond ETF
COM
73936T573
1000
33585
SH
SOLE
33585
0
0
PowerShares Intl Div Achiev ETF
COM
73935X716
5
325
SH
SOLE
325
0
0
Powershs Exch Trad FD TR
COM
73936T565
830
55246
SH
SOLE
55246
0
0
Powershs QQQ Trust Ser 1
COM
73935A104
106
724
SH
SOLE
724
0
0
PPL Corporation
COM
69351T106
173
4505
SH
SOLE
4505
0
0
Pricesmart Inc
COM
741511109
466
5219
SH
SOLE
5219
0
0
Principal Financial
COM
74251V102
6
100
SH
SOLE
100
0
0
Procter & Gamble
COM
742718109
301
3307
SH
SOLE
2807
0
500
Prologis Inc Com
COM
74340W103
38
605
SH
SOLE
605
0
0
ProShares TR Short
COM
74347B425
25
773
SH
SOLE
773
0
0
Proto Labs Inc
COM
743713109
176
2189
SH
SOLE
2189
0
0
Prudential Financial Inc
COM
744320102
55
515
SH
SOLE
515
0
0
PVH Corp
COM
693656100
16
125
SH
SOLE
125
0
0
Q2 Holdings Inc
COM
74736L109
5
125
SH
SOLE
125
0
0
Qiagen N.V. Com
COM
N72482123
1526
48441
SH
SOLE
48441
0
0
Qorvo Inc
COM
74736K101
11
150
SH
SOLE
150
0
0
Qualcomm Inc
COM
747525103
213
4105
SH
SOLE
4105
0
0
Quantum CP DLT & Sto
COM
747906501
0
3
SH
SOLE
3
0
0
Quicklogic Corp New
COM
74837P108
4
2618
SH
SOLE
2618
0
0
Randgold Res LTD ADR F
COM
752344309
0
5
SH
SOLE
5
0
0
Raytheon Co
COM
755111507
67
360
SH
SOLE
360
0
0
Realty Income Corp
COM
756109104
75
1302
SH
SOLE
1302
0
0
Redwood Trust Inc
COM
758075402
16
1000
SH
SOLE
1000
0
0
Regeneron Pharms Inc
COM
75886F107
207
464
SH
SOLE
464
0
0
Reliance STL & Alumi
COM
759509102
11
141
SH
SOLE
141
0
0
Rockwell Collins Inc
COM
774341101
37
281
SH
SOLE
281
0
0
Ross Stores Inc
COM
778296103
1745
27027
SH
SOLE
27027
0
0
Rowe T Price Group Inc
COM
74144T108
74
814
SH
SOLE
814
0
0
Royal Bank Cda Montreal Que Co M
COM
780087102
46
600
SH
SOLE
600
0
0
RR Donnelley & Sons
COM
257867200
31
3000
SH
SOLE
2000
0
1000
Salesforce Com
COM
79466L302
1795
19218
SH
SOLE
18638
0
580
SCH Intm US TRSR ETF
COM
808524854
1637
30364
SH
SOLE
30364
0
0
SCH US TIPS ETF
COM
808524870
1224
22148
SH
SOLE
22148
0
0
Schlumberger
COM
806857108
269
3823
SH
SOLE
3823
0
0
Schwab Emerging Market Equity ETF
COM
808524706
271
10062
SH
SOLE
10062
0
0
Schwab Funda Emg MKTS
COM
808524730
16
550
SH
SOLE
550
0
0
Schwab Fundamental Inl
COM
808524755
23
770
SH
SOLE
770
0
0
Schwab Fundamental Intl
COM
808524748
10
285
SH
SOLE
285
0
0
Schwab Fundamental US
COM
808524763
40
1100
SH
SOLE
1100
0
0
Schwab Fundamental US
COM
808524789
49
1395
SH
SOLE
1395
0
0
Schwab International Developed Equity ETF
COM
808524805
847
25294
SH
SOLE
25294
0
0
Schwab International Mid/Small-Cap Equity ETF
COM
808524888
79
2210
SH
SOLE
2210
0
0
Schwab Shrt. Term US Treasury Bond ETF
COM
808524862
722
14332
SH
SOLE
14332
0
0
Schwab U.S. Broad Market Index ETF
COM
808524102
273
4478
SH
SOLE
4478
0
0
Schwab US Aggregate Bond ETF
COM
808524839
1168
22302
SH
SOLE
22302
0
0
Schwab US Dividend Equity ETF
COM
808524797
4
75
SH
SOLE
75
0
0
Schwab US Large-Cap Equity ETF
COM
808524201
1727
28762
SH
SOLE
28762
0
0
Schwab US Mid-Cap Equity ETF
COM
808524508
647
12917
SH
SOLE
12917
0
0
Schwab US REIT ETF
COM
808524847
407
9892
SH
SOLE
9892
0
0
Schwab US Small-Cap Equity ETF
COM
808524607
193
2864
SH
SOLE
2864
0
0
Scripps NTWK Interactiv
COM
811065101
136
1588
SH
SOLE
1588
0
0
Sector SPDR Engy Select
COM
81369Y506
10
150
SH
SOLE
150
0
0
Sector SPDR TST.Sbi Int. Tech.
COM
81369Y803
357
6037
SH
SOLE
6037
0
0
Select Sector SPDR
COM
81369Y100
45
800
SH
SOLE
800
0
0
Select Sector SPDR
COM
81369Y860
24
732
SH
SOLE
732
0
0
Sempra En.
COM
816851109
577
5016
SH
SOLE
3516
0
1500
Signet Jewlers LTD F
COM
G81276100
4
60
SH
SOLE
60
0
0
Snap Inc Class A
COM
83304A106
0
1
SH
SOLE
1
0
0
Snap On Inc
COM
833034101
145
970
SH
SOLE
970
0
0
Sony Corp ADR
COM
835699307
15
400
SH
SOLE
400
0
0
Southwest Airlines Co
COM
844741108
23
413
SH
SOLE
413
0
0
Spark Energy Inc Class A
COM
846511103
36
2391
SH
SOLE
2391
0
0
SPDR Barclays Capital High Yield Bnd ETF
COM
78464A417
22
600
SH
SOLE
600
0
0
SPDR Barclays ETF
COM
78464A359
847
16593
SH
SOLE
16593
0
0
SPDR Barclays Investment
COM
78468R200
399
12975
SH
SOLE
12975
0
0
SPDR DJ Wilshire Int Real Estate
COM
78463X863
19
500
SH
SOLE
500
0
0
SPDR Dow Jones REIT
COM
78464A607
289
3124
SH
SOLE
3124
0
0
SPDR Euro Stoxx 50 ETF
COM
78463X202
28
672
SH
SOLE
672
0
0
SPDR MSCI Acwi Ex-US
COM
78463X848
10
267
SH
SOLE
267
0
0
SPDR Nuveen Barclays
COM
78468R739
128
2625
SH
SOLE
2625
0
0
SPDR S&P 400 Mid Cap
COM
78464A821
3
19
SH
SOLE
19
0
0
SPDR S&P 500 ETF
COM
78462F103
13278
52591
SH
SOLE
52591
0
0
SPDR S&P Dividend ETF
COM
78464A763
246
2697
SH
SOLE
2697
0
0
SPDR S&P Emerging
COM
78463X533
43
1419
SH
SOLE
1419
0
0
SPDR S&P Midcap 400 ETF Trust
COM
78467Y107
34
105
SH
SOLE
105
0
0
SPDR S&P NRTH Amrcn NTRL RSRC ETF
COM
78463X152
4
117
SH
SOLE
117
0
0
SPDR Series Trust
COM
78464A516
814
28990
SH
SOLE
28990
0
0
SPDR Series Trust
COM
78464A573
248
4071
SH
SOLE
4071
0
0
SPDR Series Trust ETF
COM
78464A490
13
225
SH
SOLE
225
0
0
Splunk Inc
COM
848637104
1787
26907
SH
SOLE
26907
0
0
Sprint Corporation
COM
85207U105
3
363
SH
SOLE
363
0
0
Square Inc Class A
COM
852234103
3
100
SH
SOLE
100
0
0
Stanley Black & Deck
COM
854502101
9
59
SH
SOLE
59
0
0
Starbucks Corp
COM
855244109
648
12064
SH
SOLE
12064
0
0
Starwood Property Trust
COM
85571B105
8
381
SH
SOLE
381
0
0
State Street
COM
857477103
72
750
SH
SOLE
750
0
0
Stmicroelectronics
COM
861012102
17
859
SH
SOLE
859
0
0
Stonecastle Finl Co
COM
861780104
36
1727
SH
SOLE
1727
0
0
Stryker Corp
COM
863667101
43
300
SH
SOLE
300
0
0
Supernus Pharma
COM
868459108
67
1674
SH
SOLE
1674
0
0
Supervalu Inc
COM
868536301
6
285
SH
SOLE
285
0
0
Surgery Partners Inc
COM
86881A100
1
100
SH
SOLE
100
0
0
Symantec Corp
COM
871503108
33
995
SH
SOLE
995
0
0
Synchrony Financial
COM
87165B103
10
331
SH
SOLE
331
0
0
Synopsys Inc
COM
871607107
35
430
SH
SOLE
430
0
0
T C Pipelines LP
COM
87233Q108
65
1245
SH
SOLE
245
0
1000
T J X Cos Inc
COM
872540109
445
6033
SH
SOLE
6033
0
0
Tableau Software Inc
COM
87336U105
20
265
SH
SOLE
0
0
265
Target
COM
87612E106
397
6732
SH
SOLE
6732
0
0
Te Connectivity LTD F
COM
H84989104
19
226
SH
SOLE
226
0
0
Tegna Inc
COM
87901J105
3
255
SH
SOLE
255
0
0
Teradyne
COM
880770102
8
204
SH
SOLE
204
0
0
Tesla Motors Inc
COM
88160R101
992
2907
SH
SOLE
2907
0
0
Teva Pharm Inds LTD F
COM
881624209
1
85
SH
SOLE
85
0
0
Texas Instruments Inc
COM
882508104
197
2195
SH
SOLE
2195
0
0
The Southern Company
COM
842587107
25
500
SH
SOLE
500
0
0
Therapeuticsmd Inc
COM
88338N107
1
100
SH
SOLE
100
0
0
Thermo Fisher Scientific
COM
883556102
4972
26259
SH
SOLE
26259
0
0
Ticc Capital Corp 7.5 17 Conv Bonds Due 11/01/17
COM
87244TAB5
10
10
SH
SOLE
10
0
0
Tiffany & Co New
COM
886547108
6
64
SH
SOLE
64
0
0
Time Warner Inc New
COM
887317303
241
2356
SH
SOLE
2356
0
0
Toro Company
COM
891092108
307
4932
SH
SOLE
4932
0
0
Tortoise Egy Infrastruct
COM
89147L100
32
1096
SH
SOLE
1096
0
0
Tortoise MLP Fund Inc Com
COM
89148B101
8
425
SH
SOLE
425
0
0
Total Systems Services
COM
891906109
0
0
SH
SOLE
0
0
0
Tracon Pharmaceutl
COM
89237H100
1
300
SH
SOLE
300
0
0
Transdigm Group Inc Com
COM
893641100
13
50
SH
SOLE
50
0
0
Transenterix Inc
COM
89366M201
3
2000
SH
SOLE
2000
0
0
Transunion
COM
89400J107
5
100
SH
SOLE
100
0
0
Travelers Cos.
COM
89417E109
4061
33149
SH
SOLE
33149
0
0
Trupanion Inc
COM
898202106
3
100
SH
SOLE
100
0
0
Twilio Inc
COM
90138F102
150
5021
SH
SOLE
5021
0
0
Twitter Inc
COM
90184L102
256
15169
SH
SOLE
3122
0
12047
Tyson Foods Inc
COM
902494103
72
1015
SH
SOLE
1015
0
0
Ulta Salon Cosm&frag
COM
90384S303
10
45
SH
SOLE
45
0
0
Ultragenyx Pharma
COM
90400D108
5
100
SH
SOLE
100
0
0
Under Armour Inc
COM
904311206
78
5188
SH
SOLE
5188
0
0
Under Armour Inc CL A
COM
904311107
386
23403
SH
SOLE
23403
0
0
Union Pacific
COM
907818108
307
2649
SH
SOLE
2649
0
0
United Continental HDG.
COM
910047109
89
1470
SH
SOLE
1470
0
0
United Parcel Ser
COM
911312106
277
2308
SH
SOLE
2308
0
0
United Technologies
COM
913017109
2897
24958
SH
SOLE
24958
0
0
United Therapeutics Corp
COM
91307C102
12
105
SH
SOLE
105
0
0
Unitedhealth Group
COM
91324P102
250
1277
SH
SOLE
1277
0
0
US Bancorp
COM
902973304
900
16703
SH
SOLE
16703
0
0
V F Corporation
COM
918204108
45
714
SH
SOLE
714
0
0
V T V Therapeutics I Class A
COM
918385105
0
75
SH
SOLE
75
0
0
Valeant Pharma Intl F
COM
91911K102
0
25
SH
SOLE
25
0
0
Valero Energy
COM
91913Y100
23
300
SH
SOLE
300
0
0
Vaneck Vectors J P
COM
92189F494
15
807
SH
SOLE
807
0
0
Vanguard Bond Index Fund
COM
921937835
2007
24482
SH
SOLE
24482
0
0
Vanguard Consumr Staples
COM
92204A207
49
350
SH
SOLE
350
0
0
Vanguard Corp Bond ETF
COM
92206C870
102
1154
SH
SOLE
1154
0
0
Vanguard DIV.Apprec.Idx. FD.
COM
921908844
326
3442
SH
SOLE
3442
0
0
Vanguard Emerging Markets ETF
COM
922042858
262
6017
SH
SOLE
6017
0
0
Vanguard Energy ETF
COM
92204A306
2
23
SH
SOLE
23
0
0
Vanguard FTSE Developed Market S ETF
COM
921943858
378
8714
SH
SOLE
8714
0
0
Vanguard Information Technology Equity ETF
COM
92204A702
5
30
SH
SOLE
30
0
0
Vanguard Intl Equity
COM
922042676
34
568
SH
SOLE
568
0
0
Vanguard LGCP.ETF
COM
922908637
141
1225
SH
SOLE
1225
0
0
Vanguard Mid.Cap ETF
COM
922908629
178
1210
SH
SOLE
1210
0
0
Vanguard REIT ETF
COM
922908553
122
1474
SH
SOLE
1474
0
0
Vanguard S&P 500 ETF
COM
922908363
0
2
SH
SOLE
2
0
0
Vanguard Short Term Cor
COM
92206C409
114
1417
SH
SOLE
1417
0
0
Vanguard Short-Term Bond ETF
COM
921937827
319
3993
SH
SOLE
3993
0
0
Vanguard Short-Term Inflation-Protected Securities ETF
COM
922020805
1
12
SH
SOLE
12
0
0
Vanguard Small-Cap Value ETF
COM
922908611
54
423
SH
SOLE
423
0
0
Vanguard SML.Cap ETF
COM
922908751
149
1053
SH
SOLE
1053
0
0
Vanguard Total Stock
COM
922908769
45
346
SH
SOLE
346
0
0
Vanguard Total World
COM
922042742
42
597
SH
SOLE
597
0
0
Varonis SYS Inc Com
COM
922280102
13
310
SH
SOLE
310
0
0
Vector Group LTD
COM
92240M108
13
645
SH
SOLE
645
0
0
Verizon Communications
COM
92343V104
422
8533
SH
SOLE
8533
0
0
Vertex Pharmaceutica
COM
92532F100
10
65
SH
SOLE
65
0
0
Visa 'a'
COM
92826C839
5565
52877
SH
SOLE
52877
0
0
Vodafone Group Spon
COM
92857W308
88
3095
SH
SOLE
2095
0
1000
Voxx International Class A
COM
91829F104
0
3
SH
SOLE
3
0
0
Vulcan Materials
COM
929160109
12
100
SH
SOLE
100
0
0
Wabco HLDGS Inc Com
COM
92927K102
478
3228
SH
SOLE
3228
0
0
Wal Mart Stores
COM
931142103
130
1667
SH
SOLE
1667
0
0
Walgreens Boots Allianc
COM
931427108
569
7369
SH
SOLE
7369
0
0
Walt Disney
COM
254687106
5425
55041
SH
SOLE
55041
0
0
Waste Management Inc Del
COM
94106L109
8
108
SH
SOLE
108
0
0
Wells Fargo & Co
COM
949746101
2040
36992
SH
SOLE
36992
0
0
Welltower Inc Com
COM
95040Q104
21
292
SH
SOLE
292
0
0
Western Asset Invt Grade Com
COM
95790A101
23
1081
SH
SOLE
1081
0
0
Western Digital Corp
COM
958102105
20
229
SH
SOLE
229
0
0
Weyerhaeuser
COM
962166104
126
3694
SH
SOLE
3694
0
0
WGL Holdings Inc
COM
92924F106
84
1000
SH
SOLE
1000
0
0
Williams Companies
COM
969457100
17
565
SH
SOLE
565
0
0
WisdomTree Europe Hedged Equity
COM
97717X701
52
805
SH
SOLE
805
0
0
Wisdomtree Smallcap DIV
COM
97717W604
46
548
SH
SOLE
548
0
0
Wisdomtree TR
COM
97717W307
132
1518
SH
SOLE
1518
0
0
Wisdomtree TR
COM
97717W703
91
1668
SH
SOLE
1668
0
0
Workday Inc CL A
COM
98138H101
37
350
SH
SOLE
350
0
0
Xcel Energy Inc
COM
98389B100
57
1187
SH
SOLE
1187
0
0
Xerox Corp
COM
984121608
6
193
SH
SOLE
193
0
0
Yum China Holdings I
COM
98850P109
8
200
SH
SOLE
200
0
0
Yum! Brands
COM
988498101
15
200
SH
SOLE
200
0
0
Zillow Group Inc
COM
98954M200
5
115
SH
SOLE
115
0
0
Zillow Group Inc Class A
COM
98954M101
3
75
SH
SOLE
75
0
0
Zimmer Holdings Inc
COM
98956P102
8
70
SH
SOLE
70
0
0
Zynga Inc
COM
98986T108
0
20
SH
SOLE
20
0
0