0001575239-14-000006.txt : 20141117 0001575239-14-000006.hdr.sgml : 20141117 20141114202617 ACCESSION NUMBER: 0001575239-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perigon Wealth Management, LLC CENTRAL INDEX KEY: 0001575239 IRS NUMBER: 200879944 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16082 FILM NUMBER: 141226125 BUSINESS ADDRESS: STREET 1: 201 MISSION ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4154304140 MAIL ADDRESS: STREET 1: 201 MISSION ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001575239 XXXXXXXX 09-30-2014 09-30-2014 Perigon Wealth Management, LLC

201 MISSION ST. SUITE 1825 SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-16082 N Christopher Hale 415-430-4140 Christopher Hale San Francisco CA 11-14-2014 0 201 335860 false INFORMATION TABLE 2 093014.xml Berkshire Hathaway COM 084670108 207 1 SH SOLE 1 0 0 Merck & Co Inc New COM 58933Y105 1114 18793 SH SOLE 44 0 18749 Schwab US Small-Cap Equity ETF COM 808524607 242 4711 SH SOLE 4711 0 0 Seadrill LTD F COM G7945E105 4711 176062 SH SOLE 0 0 176062 Roche HLDG LTD Spon Adrf COM 771195104 2240 60470 SH SOLE 470 0 60000 American Tower Corp COM 03027X100 273 2917 SH SOLE 2917 0 0 iShares S&P 500 COM 464287200 28742 144970 SH SOLE 711 0 144259 Pepsico COM 713448108 975 10476 SH SOLE 732 0 9744 Seattle Genetics Inc COM 812578102 1115 30000 SH SOLE 0 0 30000 Facebook Inc Class A COM 30303M102 1339 16937 SH SOLE 903 0 16034 Intuitive Surgical New COM 46120E602 459 993 SH SOLE 923 0 70 iShares TR S&P Natl Munbd FD COM 464288414 441 4017 SH SOLE 980 0 3037 Lilly Eli & Company COM 532457108 8306 128073 SH SOLE 1000 0 127073 Medtronic COM 585055106 313 5054 SH SOLE 1000 0 4054 Sempra En. COM 816851109 703 6670 SH SOLE 4100 0 2570 Netflix Inc COM 64110L106 1110 2460 SH SOLE 1026 0 1434 Southern Copper Corp COM 84265V105 1668 56270 SH SOLE 0 0 56270 Mckesson Corporation COM 58155Q103 220 1128 SH SOLE 1128 0 0 iShares TST.Russell 2000 Idx.FD. COM 464287655 766 7004 SH SOLE 1230 0 5774 SPDR Barclays ETF COM 78464A417 801 19935 SH SOLE 1493 0 18442 Amazon Com Inc COM 023135106 906 2811 SH SOLE 1641 0 1170 H C P Inc COM 40414L109 261 6562 SH SOLE 1715 0 4847 PIMCO Total Return ETF COM 72201R775 203 1874 SH SOLE 1874 0 0 iShares Intermediate California Municipal Bond ETF COM 464288356 335 2873 SH SOLE 1926 0 947 Consolidated Edison Inc COM 209115104 249 4400 SH SOLE 2000 0 2400 Energy Transfer Partners COM 29273R109 224 3507 SH SOLE 2000 0 1507 SPDR Gold Shares COM 78463V107 897 7723 SH SOLE 5514 0 2209 Ace Limited New F COM H0023R105 225 2146 SH SOLE 2146 0 0 Intl Flavors& Fragrances COM 459506101 210 2193 SH SOLE 2193 0 0 iShares TST.S&P Midcap 400 COM 464287507 306 2241 SH SOLE 2241 0 0 iShars S&P Global Consumer Defensive COM 464288737 204 2331 SH SOLE 2331 0 0 SPDR Series Trust ETF COM 78464A490 288 4900 SH SOLE 4900 0 0 Starbucks Corp COM 855244109 440 5836 SH SOLE 3084 0 2752 Genuine Parts COM 372460105 230 2620 SH SOLE 2620 0 0 iShares S&P Global Healthcare COM 464287325 427 4371 SH SOLE 2681 0 1690 Abbott Laboratories COM 002824100 569 13688 SH SOLE 2688 0 11000 Nextera Energy COM 65339F101 262 2795 SH SOLE 2795 0 0 iShares Barclays Agg.BF. COM 464287226 682 6247 SH SOLE 2798 0 3449 Student COM 86388A108 2077 332297 SH SOLE 0 0 332297 Qualcomm Inc COM 747525103 306 4087 SH SOLE 2911 0 1176 Ametek Inc New COM 031100100 678 13500 SH SOLE 0 0 13500 Ecolab COM 278865100 338 2947 SH SOLE 2947 0 0 T C Pipelines LP COM 87233Q108 316 4660 SH SOLE 1000 0 3660 iShares TR Barclays Bond COM 464287457 265 3132 SH SOLE 2982 0 150 T J X Cos Inc COM 872540109 489 8269 SH SOLE 7576 0 693 iShares MSCI Emrg.MKTS. Idx.FD. COM 464287234 906 21804 SH SOLE 2994 0 18810 Target COM 87612E106 468 7465 SH SOLE 1115 0 6350 iShares S&P Global Consumer Cyclical COM 464288745 252 3119 SH SOLE 3119 0 0 Pricesmart Inc COM 741511109 303 3533 SH SOLE 3302 0 231 iShares S&P Midcap Growth COM 464287606 535 3531 SH SOLE 3391 0 140 Telefonica Spon ADR F COM 879382208 769 50050 SH SOLE 0 0 50050 Google 'a' COM 38259P508 2591 4403 SH SOLE 3546 0 857 Lowes Companies Inc COM 548661107 201 3798 SH SOLE 3548 0 250 Tesla Motors Inc COM 88160R101 550 2265 SH SOLE 300 0 1965 Chubb Corporation COM 171232101 345 3787 SH SOLE 3687 0 100 Duke Energy Corp New COM 26441C204 290 3875 SH SOLE 3709 0 166 Bank Of Hawaii COM 062540109 216 3800 SH SOLE 3800 0 0 Mead Johnson Nutrition COM 582839106 366 3806 SH SOLE 3806 0 0 iShares S&P Global Financial Services COM 464287333 220 3904 SH SOLE 3904 0 0 Colgate-Palmolive Co COM 194162103 460 7055 SH SOLE 3922 0 3133 Buckeye Partners Uts L P COM 118230101 319 4000 SH SOLE 4000 0 0 Citigroup Inc New COM 172967424 209 4030 SH SOLE 4030 0 0 Thermo Fisher Scientific COM 883556102 3101 25484 SH SOLE 16423 0 9061 Google Inc CL C COM 38259P706 2945 5101 SH SOLE 4226 0 875 Conocophillips COM 20825C104 492 6427 SH SOLE 4330 0 2097 Procter & Gamble COM 742718109 382 4567 SH SOLE 4416 0 151 iShares TST.iBoxx Invest Top Inv.Gde.CPRT.BD.FD. COM 464287242 2386 20181 SH SOLE 4438 0 15743 Align Technology Inc COM 016255101 259 5005 SH SOLE 4444 0 561 Dominion Res. COM 25746U109 331 4786 SH SOLE 4469 0 317 iShares S&P Global Technology COM 464287291 411 4490 SH SOLE 4490 0 0 New York CMNTY Bancorp COM 649445103 2854 179867 SH SOLE 4500 0 175367 Honeywell International COM 438516106 856 9192 SH SOLE 4517 0 4675 iShares S&P Global Energy COM 464287341 203 4621 SH SOLE 4621 0 0 Tni Biotech Inc New COM 872608203 243 900000 SH SOLE 900000 0 0 Toro Company COM 891092108 208 3510 SH SOLE 3510 0 0 Tortoise Egy Infrastruct COM 89147L100 247 5144 SH SOLE 5144 0 0 IShares MSCI EAFE COM 464287465 1404 21889 SH SOLE 4743 0 17146 Travelers Cos. COM 89417E109 3157 33606 SH SOLE 31576 0 2030 iShares Barclays TIPS BD.FD. COM 464287176 867 7733 SH SOLE 4916 0 2817 Triangle Petroleum COM 89600B201 275 25000 SH SOLE 0 0 25000 BlackRock COM 09247X101 1900 5787 SH SOLE 5258 0 529 Twitter Inc COM 90184L102 952 18461 SH SOLE 4688 0 13773 Cree COM 225447101 247 6037 SH SOLE 5632 0 405 Cme Group COM 12572Q105 632 7900 SH SOLE 5700 0 2200 Schwab Shrt. Term US Treasury Bond ETF COM 808524862 291 5752 SH SOLE 5752 0 0 Kayne Anderson MLP Invt COM 486606106 239 5861 SH SOLE 5861 0 0 Oracle COM 68389X105 345 9023 SH SOLE 6111 0 2912 S P D R S&P 500 ETF TR COM 78462F103 4645 23578 SH SOLE 6150 0 17428 Microsoft COM 594918104 1550 33435 SH SOLE 6181 0 27254 Ultra Petroleum Corp COM 903914109 3722 160000 SH SOLE 0 0 160000 Digital Realty TST. COM 253868103 497 7975 SH SOLE 6260 0 1715 Lockheed Martin Corp COM 539830109 1268 6940 SH SOLE 6505 0 435 First Solar Inc COM 336433107 478 7258 SH SOLE 6858 0 400 Nike Inc Class B COM 654106103 679 7610 SH SOLE 6975 0 635 Powershares Emerging Market Bond ETF COM 73936T573 205 7220 SH SOLE 7220 0 0 Under Armour Inc CL A COM 904311107 242 3497 SH SOLE 2965 0 532 Abbv COM 00287Y109 1095 18954 SH SOLE 7954 0 11000 United Technologies COM 913017109 2697 25540 SH SOLE 8960 0 16580 iShares S&P Developed COM 464288422 383 10467 SH SOLE 8554 0 1913 Anadarko Petroleum COM 032511107 919 9055 SH SOLE 8655 0 400 Pfizer Incorporated COM 717081103 2404 81283 SH SOLE 8803 0 72480 US Bancorp COM 902973304 656 15691 SH SOLE 2800 0 12891 Schwab US REIT ETF COM 808524847 389 11410 SH SOLE 9331 0 2079 Costco Wholesale COM 22160K105 1197 9555 SH SOLE 9454 0 101 GlaxoSmithKline PLC Adrf COM 37733W105 460 9998 SH SOLE 9726 0 272 Schwab US Mid-Cap Equity ETF COM 808524508 396 10220 SH SOLE 9995 0 225 Schwab Emerging Market Equity ETF COM 808524706 261 10276 SH SOLE 10171 0 105 Du Pont E I De Nemour&co COM 263534109 743 10349 SH SOLE 10173 0 176 AT&T COM 00206R102 1089 30909 SH SOLE 10245 0 20663 SCH US TIPS ETF COM 808524870 575 10619 SH SOLE 10539 0 80 BP Prudhoe Bay RTY COM 055630107 3706 39331 SH SOLE 0 0 39331 IBM COM 459200101 2807 14787 SH SOLE 11714 0 3073 NRG Energy Inc New COM 629377508 359 11786 SH SOLE 11786 0 0 Calpine Corp New COM 131347304 270 12461 SH SOLE 12324 0 137 Praxair COM 74005P104 1599 12395 SH SOLE 12395 0 0 Ross Stores Inc COM 778296103 939 12429 SH SOLE 12429 0 0 3M COM 88579Y101 2161 15251 SH SOLE 12827 0 2424 Apache COM 037411105 1312 13973 SH SOLE 13748 0 225 Intel COM 458140100 1106 31757 SH SOLE 14098 0 17659 Chevron COM 166764100 2273 19047 SH SOLE 14330 0 4717 Coca Cola Company COM 191216100 698 16363 SH SOLE 14436 0 1927 Johnson & Johnson COM 478160104 1853 17380 SH SOLE 15832 0 1548 Schwab International Developed Equity ETF COM 808524805 506 16301 SH SOLE 15881 0 420 iShares TST.S&P SML.Cap. 600 COM 464287804 1742 16700 SH SOLE 16297 0 403 Vanguard Emerging Markets ETF COM 922042858 288 6897 SH SOLE 6247 0 650 Schwab US Aggregate Bond ETF COM 808524839 858 16579 SH SOLE 16579 0 0 Caterpillar COM 149123101 1679 16950 SH SOLE 16680 0 270 Actavis PLC Eur1 COM G0083B108 5036 20870 SH SOLE 16750 0 4120 EMC COM 268648102 550 18794 SH SOLE 17564 0 1230 Vanguard FTSE Developed Market S ETF COM 921943858 219 5500 SH SOLE 200 0 5300 Berkshire Hathaway 'B' COM 084670702 2777 20104 SH SOLE 18583 0 1521 Norfolk Southern COM 655844108 2252 20178 SH SOLE 18918 0 1260 SCH Intm US TRSR ETF COM 808524854 1018 19229 SH SOLE 19144 0 85 Moody's COM 615369105 1890 20000 SH SOLE 20000 0 0 McDonalds COM 580135101 2610 27530 SH SOLE 21975 0 5555 Philip Morris Intl. COM 718172109 2462 29521 SH SOLE 22601 0 6920 Donnelley R R & Sons Co COM 257867101 379 23000 SH SOLE 23000 0 0 Schwab US Large-Cap Equity ETF COM 808524201 1140 24260 SH SOLE 23270 0 990 Enterprise PRDS.PTNS.LP. COM 293792107 1173 29100 SH SOLE 24120 0 4980 Exxon Mobil COM 30231G102 2383 25333 SH SOLE 24944 0 389 Cisco Systems COM 17275R102 672 26695 SH SOLE 25136 0 1559 Fortinet Inc COM 34959E109 652 25800 SH SOLE 25800 0 0 Dun & Bradstreet Del. COM 26483E100 3524 30000 SH SOLE 30000 0 0 American Express COM 025816109 3343 38191 SH SOLE 31391 0 6800 Vanguard SML.Cap ETF COM 922908751 281 2538 SH SOLE 2538 0 0 Emerson Electric COM 291011104 2032 32473 SH SOLE 31710 0 763 Salesforce Com COM 79466L302 2024 35178 SH SOLE 32798 0 2380 CVS Caremark COM 126650100 2860 35931 SH SOLE 35068 0 863 Lyondellbasell Inds.CL.A COM N53745100 5035 46342 SH SOLE 35767 0 10575 General Electric COM 369604103 1158 45193 SH SOLE 36894 0 8299 Discover Financial SVS. COM 254709108 3003 46642 SH SOLE 38122 0 8520 Pandora Media Inc COM 698354107 951 39383 SH SOLE 39383 0 0 DR Pepper Snapple Group COM 26138E109 2828 43968 SH SOLE 40173 0 3795 Verizon Communications COM 92343V104 1946 38921 SH SOLE 18118 0 20803 Celgene COM 151020104 5273 55635 SH SOLE 44379 0 11256 Comcast 'a' COM 20030N101 2665 49558 SH SOLE 45603 0 3955 Linear Tech. COM 535678106 2242 50500 SH SOLE 45885 0 4615 Home Depot COM 437076102 5489 59836 SH SOLE 48796 0 11040 Gilead Sciences COM 375558103 6438 60482 SH SOLE 59332 0 1150 Apple COM 037833100 11611 115249 SH SOLE 63126 0 52123 Occidental PTL. COM 674599105 21688 225564 SH SOLE 154954 0 70610 Ford Motor COM 345370860 2990 202181 SH SOLE 162066 0 40115 Visa 'a' COM 92826C839 442 2073 SH SOLE 2073 0 0 Aberdeen Asia COM 003009107 1078 182746 SH SOLE 0 0 182746 Adobe Systems Inc COM 00724F101 3010 43500 SH SOLE 0 0 43500 Air Prod & Chemicals Inc COM 009158106 273 2100 SH SOLE 0 0 2100 Altera Corp COM 021441100 18248 510000 SH SOLE 0 0 510000 Amgen Incorporated COM 031162100 7127 50738 SH SOLE 478 0 50260 Analog Devices COM 032654105 2118 42800 SH SOLE 0 0 42800 Bristol Myers Squibb COM 110122108 737 14405 SH SOLE 10610 0 3795 Cabot Oil & Gas CP COM 127097103 4266 130488 SH SOLE 0 0 130488 Calumet Specialty Prod COM 131476103 1249 45488 SH SOLE 0 0 45488 Clearbridge Engy M COM 18469Q108 2955 128270 SH SOLE 0 0 128270 CVR Partners LP Com COM 126633106 401 29185 SH SOLE 0 0 29185 Fedex Corporation COM 31428X106 4006 24811 SH SOLE 0 0 24811 Ferrellgas Partners COM 315293100 438 16298 SH SOLE 0 0 16298 Gamco Global Gold COM 36465A109 770 83195 SH SOLE 0 0 83195 Gastar Exploration COM 36729P207 1455 57619 SH SOLE 0 0 57619 Globalscape Inc COM 37940G109 512 212359 SH SOLE 0 0 212359 Granite Constr Inc COM 387328107 2953 92840 SH SOLE 0 0 92840 Health Care REIT Inc COM 42217K106 743 11907 SH SOLE 0 0 11907 iShares 20+ Year COM 464287432 1180 10150 SH SOLE 0 0 10150 iShares Mortgage COM 464288539 1893 160543 SH SOLE 0 0 160543 iShares MSCI Emu COM 464286608 294 7635 SH SOLE 0 0 7635 iShares North COM 464287549 541 5527 SH SOLE 0 0 5527 iShares Russell COM 464287473 292 4174 SH SOLE 0 0 4174 iShares Russell COM 464287648 310 2394 SH SOLE 0 0 2394 Isis Pharmaceuticals Inc COM 464330109 647 16650 SH SOLE 0 0 16650 PIMCO High Income FD COM 722014107 1247 106973 SH SOLE 0 0 106973 Plum Creek Timber Co COM 729251108 421 10792 SH SOLE 0 0 10792 Potash Corp Sask Inc F COM 73755L107 1462 42315 SH SOLE 0 0 42315 Prosafe Se Unsp ADR COM 74346V109 408 69796 SH SOLE 0 0 69796 Range Resources Corp COM 75281A109 1696 25012 SH SOLE 0 0 25012 Redwood Trust Inc COM 758075402 540 32543 SH SOLE 0 0 32543 Williams Companies COM 969457100 360 6496 SH SOLE 855 0 5641 Vodafone Group Spon COM 92857W308 220 6676 SH SOLE 2430 0 4246 VMware Inc CL A COM 928563402 294 3128 SH SOLE 2983 0 145 Wells Fargo & Co COM 949746101 840 16194 SH SOLE 3653 0 12541 Wal Mart Stores COM 931142103 383 5014 SH SOLE 4666 0 348 Walgreen COM 931422109 482 8130 SH SOLE 8130 0 0 Walt Disney COM 254687106 4915 55202 SH SOLE 44032 0 11170