0000904454-21-000447.txt : 20210512 0000904454-21-000447.hdr.sgml : 20210512 20210512150405 ACCESSION NUMBER: 0000904454-21-000447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NANJI FARHAD CENTRAL INDEX KEY: 0001575023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 21914790 MAIL ADDRESS: STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-10 0001745916 PennyMac Financial Services, Inc. PFSI 0001575023 NANJI FARHAD C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 0 0 0 Common Stock 2021-05-10 4 P 0 150000 57.88 A 1658743 I See footnote Common Stock 2021-05-11 4 P 0 148655 57.99 A 1807398 I See footnote Common Stock 170529 D The price reported in Column 4 is a weighted average price. 25,000 of the shares were purchased at $57.50 and 125,000 of the shares were purchased at $57.95. MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein. The price reported in Column 4 is a weighted average price. 100,000 of the shares were purchased at $58.00 and 48,655 of the shares were purchased at $57.98. Consists of 3,449 restricted stock units and 167,080 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. /s/ Farhad Nanji 2021-05-12