0001144204-17-059468.txt : 20171115 0001144204-17-059468.hdr.sgml : 20171115 20171115170027 ACCESSION NUMBER: 0001144204-17-059468 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 EFFECTIVENESS DATE: 20171115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Microphase Corp CENTRAL INDEX KEY: 0001574969 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 060710848 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-55382 FILM NUMBER: 171205787 BUSINESS ADDRESS: STREET 1: 100 TRAP FALLS ROAD EXTENSION, STREET 2: SUITE 400 CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 203-866-8000 MAIL ADDRESS: STREET 1: 100 TRAP FALLS ROAD EXTENSION, STREET 2: SUITE 400 CITY: SHELTON STATE: CT ZIP: 06484 NT 10-Q 1 v479525_nt10-q.htm NT 10-Q

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 12b-25

Commission File Number: 000-55382

NOTIFICATION OF LATE FILING

¨ Form 10-K	¨ Form 11-K	¨ Form 20-F	x Form 10-Q
¨ Form N-SAR

For Period Ended: September 30, 2017

¨ Transition Report on Form 10-K	¨ Transition Report on Form 10-Q
¨ Transition Report on Form 20-F	¨ Transition Report on Form N-SAR

For the Transition Period Ended: _______________________________________

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: _______________________________________

PART I

REGISTRANT INFORMATION

Full name of registrant	MICROPHASE CORPORATION
Address of principal executive office	100 Trap Falls Road Extension
City, state and zip code	Shelton CT 06484

PART II

RULE 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate.)

	(a)	The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
☐	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form 10-Q, or portion thereof will be filed on or before the 15^th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III

NARRATIVE

State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period.

The compilation, dissemination and review of the information required to be presented in the Form 10-Q for the period ended September 30, 2017 has imposed requirements that have rendered timely filing of the Form 10-Q impracticable without undue hardship and expense to the registrant.

Part IV

Other Information

(1)

Name and telephone number of person to contact in regard to this notification

James Ashman	(203)	866-8000
(Name)	(Area Code)	(Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

¨ Yes x No

Form 10-K for the fiscal year ended June 30, 2017 has not been filed.

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

x Yes ¨ No

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Preliminary revenues for the quarter ended September 30, 2017 were $1,340,446 versus $1,373,064 for the same period in fiscal 2016, a decrease of less than 3%. Preliminary operating expenses were reduced by $373,078 resulting in a reduction in preliminary estimated net loss for the period from $666,273 in fiscal 2017 to $298,422 in the latest period, a decrease of over 55%.

MICROPHASE CORPORATION

Name of Registrant as Specified in Charter.

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Dated: November 15, 2017	/s/ James Ashman
	By: James Ashman
	Title: Vice President of Finance