0001140361-14-041788.txt : 20141114 0001140361-14-041788.hdr.sgml : 20141114 20141114101104 ACCESSION NUMBER: 0001140361-14-041788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CENTRAL INDEX KEY: 0001574917 IRS NUMBER: 205991170 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15513 FILM NUMBER: 141221142 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-886-9200 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON GLOBAL ASSET ALLOCATION, LLC DATE OF NAME CHANGE: 20130419 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001574917 XXXXXXXX 09-30-2014 09-30-2014 QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC

620 EIGHTH AVENUE NEW YORK NY 10018

13F HOLDINGS REPORT 028-15513 N Steven R. Ducker 212-886-9217 Steven R. Ducker New York NY 11-14-2014 1 34 1041594 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ALPS ETF TR ALERIAN MLP 00162Q866 28 1459 SH DFND 1 1459 0 0 ISHARES EM MKTS DIV ETF 464286319 10 212 SH DFND 1 212 0 0 ISHARES EM MKTS CURR ETF 464286517 21 413 SH DFND 1 413 0 0 ISHARES MSCI JAPAN ETF 464286848 54 4603 SH DFND 1 4603 0 0 ISHARES TR SELECT DIVID ETF 464287168 27 357 SH DFND 1 357 0 0 ISHARES TR CORE S&P500 ETF 464287200 326809 1648382 SH DFND 1 1648382 0 0 ISHARES TR CORE US AGGBD ET 464287226 68409 626970 SH DFND 1 626970 0 0 ISHARES TR IBOXX INV CP ETF 464287242 79 660 SH DFND 1 660 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 26 445 SH DFND 1 445 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 79015 679577 SH DFND 1 679577 0 0 ISHARES TR MSCI EAFE ETF 464287465 68832 1073485 SH DFND 1 1073485 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 54 427 SH DFND 1 427 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 22060 220401 SH DFND 1 220401 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 18024 196701 SH DFND 1 196701 0 0 ISHARES TR RUS 1000 ETF 464287622 16199 147432 SH DFND 1 147432 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 24 255 SH DFND 1 255 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 14100 128935 SH DFND 1 128935 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 26 300 SH DFND 1 300 0 0 ISHARES INTL TREA BD ETF 464288117 14163 142685 SH DFND 1 142685 0 0 ISHARES JP MOR EM MK ETF 464288281 78 684 SH DFND 1 684 0 0 ISHARES INTL SEL DIV ETF 464288448 20 534 SH DFND 1 534 0 0 ISHARES INTERM CR BD ETF 464288638 14670 134204 SH DFND 1 134204 0 0 ISHARES 1-3 YR CR BD ETF 464288646 25 236 SH DFND 1 236 0 0 ISHARES U.S. PFD STK ETF 464288687 11 266 SH DFND 1 266 0 0 ISHARES GLOBAL MATER ETF 464288695 24 395 SH DFND 1 395 0 0 ISHARES TR INTL PFD STK ETF 46429B135 11 433 SH DFND 1 433 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 81392 413112 SH DFND 1 413112 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 76 1868 SH DFND 1 1868 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 263012 3210192 SH DFND 1 3210192 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 52 984 SH DFND 1 984 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 154 2541 SH DFND 1 2541 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 681 16307 SH DFND 1 16307 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2362 32867 SH DFND 1 32867 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 51066 461584 SH DFND 1 461584 0 0