0001140361-14-032633.txt : 20140814 0001140361-14-032633.hdr.sgml : 20140814 20140814143007 ACCESSION NUMBER: 0001140361-14-032633 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC CENTRAL INDEX KEY: 0001574917 IRS NUMBER: 205991170 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15513 FILM NUMBER: 141041673 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-886-9200 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON GLOBAL ASSET ALLOCATION, LLC DATE OF NAME CHANGE: 20130419 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001574917 XXXXXXXX 06-30-2014 06-30-2014 QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC

620 EIGHTH AVENUE NEW YORK NY 10018

13F HOLDINGS REPORT 028-15513 N Steven R. Ducker 212-886-9217 Steven R. Ducker New York NY 08-14-2014 1 66 944243 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ALPS ETF TR ALERIAN MLP 00162Q866 28 1459 SH DFND 1 1459 0 0 ANADARKO PETE CORP COM 032511107 518 4724 SH DFND 1 4724 0 0 APACHE CORP COM 037411105 507 5036 SH DFND 1 5036 0 0 CSX CORP COM 126408103 510 16522 SH DFND 1 16522 0 0 CVS CAREMARK CORPORATION COM 126650100 501 6647 SH DFND 1 6647 0 0 CAMPBELL SOUP CO COM 134429109 743 16207 SH DFND 1 16207 0 0 CAPITAL ONE FINL CORP COM 14040H105 750 9072 SH DFND 1 9072 0 0 CHEVRON CORP NEW COM 166764100 760 5814 SH DFND 1 5814 0 0 CINTAS CORP COM 172908105 496 7800 SH DFND 1 7800 0 0 CITIGROUP INC COM NEW 172967424 958 20326 SH DFND 1 20326 0 0 CORNING INC COM 219350105 1005 45741 SH DFND 1 45741 0 0 DANA HLDG CORP COM 235825205 515 21057 SH DFND 1 21057 0 0 EMCOR GROUP INC COM 29084Q100 467 10472 SH DFND 1 10472 0 0 FLUOR CORP NEW COM 343412102 1223 15903 SH DFND 1 15903 0 0 GENERAL MTRS CO COM 37045V100 1004 27657 SH DFND 1 27657 0 0 GOOGLE INC CL A 38259P508 481 822 SH DFND 1 822 0 0 GOOGLE INC CL C 38259P706 504 876 SH DFND 1 876 0 0 HOSPIRA INC COM 441060100 752 14632 SH DFND 1 14632 0 0 ISHARES EM MKTS DIV ETF 464286319 11 212 SH DFND 1 212 0 0 ISHARES EM MKTS CURR ETF 464286517 22 413 SH DFND 1 413 0 0 ISHARES MSCI JAPAN ETF 464286848 55 4603 SH DFND 1 4603 0 0 ISHARES SELECT DIVID ETF 464287168 28 357 SH DFND 1 357 0 0 ISHARES TIPS BD ETF 464287176 1973 17095 SH DFND 1 17095 0 0 ISHARES CORE S&P500 ETF 464287200 296878 1506991 SH DFND 1 1506991 0 0 ISHARES CORE TOTUSBD ETF 464287226 42791 391139 SH DFND 1 391139 0 0 ISHARES IBOXX INV CP ETF 464287242 79 660 SH DFND 1 660 0 0 ISHARES GLOBAL FINLS ETF 464287333 26 445 SH DFND 1 445 0 0 ISHARES 20+ YR TR BD ETF 464287432 65762 579292 SH DFND 1 579292 0 0 ISHARES MSCI EAFE ETF 464287465 68924 1008100 SH DFND 1 1008100 0 0 ISHARES U.S. CNSM SV ETF 464287580 53 427 SH DFND 1 427 0 0 ISHARES RUS 1000 VAL ETF 464287598 18278 180482 SH DFND 1 180482 0 0 ISHARES RUS 1000 GRW ETF 464287614 12710 139769 SH DFND 1 139769 0 0 ISHARES RUS 1000 ETF 464287622 15748 143020 SH DFND 1 143020 0 0 ISHARES RUS 2000 VAL ETF 464287630 27 255 SH DFND 1 255 0 0 ISHARES RUSSELL 2000 ETF 464287655 14547 122437 SH DFND 1 122437 0 0 ISHARES U.S. BAS MTL ETF 464287838 27 300 SH DFND 1 300 0 0 ISHARES INTL TREA BD ETF 464288117 13176 125170 SH DFND 1 125170 0 0 ISHARES JP MOR EM MK ETF 464288281 79 684 SH DFND 1 684 0 0 ISHARES INTL SEL DIV ETF 464288448 22 534 SH DFND 1 534 0 0 ISHARES INTERM CR BD ETF 464288638 13215 119922 SH DFND 1 119922 0 0 ISHARES 1-3 YR CR BD ETF 464288646 25 236 SH DFND 1 236 0 0 ISHARES U.S. PFD STK ETF 464288687 11 266 SH DFND 1 266 0 0 ISHARES GLOBAL MATER ETF 464288695 26 395 SH DFND 1 395 0 0 ISHARES TR INTL PFD STK ETF 46429B135 11 433 SH DFND 1 433 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 479 33275 SH DFND 1 33275 0 0 LILLY ELI & CO COM 532457108 509 8177 SH DFND 1 8177 0 0 METLIFE INC COM 59156R108 991 17821 SH DFND 1 17821 0 0 NEWELL RUBBERMAID INC COM 651229106 1003 32356 SH DFND 1 32356 0 0 NEWS CORP NEW CL B 65249B208 492 28148 SH DFND 1 28148 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 466 21190 SH DFND 1 21190 0 0 PEPSICO INC COM 713448108 740 8281 SH DFND 1 8281 0 0 PHILIP MORRIS INTL INC COM 718172109 453 5369 SH DFND 1 5369 0 0 ROVI CORP COM 779376102 502 20920 SH DFND 1 20920 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 51210 261646 SH DFND 1 261646 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 78 1868 SH DFND 1 1868 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 676 19737 SH DFND 1 19737 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 237863 2893004 SH DFND 1 2893004 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 51 984 SH DFND 1 984 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 159 2541 SH DFND 1 2541 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 826 19148 SH DFND 1 19148 0 0 VANGUARD INDEX FDS REIT ETF 922908553 18214 243365 SH DFND 1 243365 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 43560 371920 SH DFND 1 371920 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6833 67138 SH DFND 1 67138 0 0 VULCAN MATLS CO COM 929160109 966 15151 SH DFND 1 15151 0 0 ARCH CAP GROUP LTD ORD G0450A105 497 8640 SH DFND 1 8640 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1449 17915 SH DFND 1 17915 0 0