0001104659-13-065068.txt : 20130820 0001104659-13-065068.hdr.sgml : 20130820 20130820142402 ACCESSION NUMBER: 0001104659-13-065068 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130814 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Athlon Energy Inc. CENTRAL INDEX KEY: 0001574648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 462549833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36026 FILM NUMBER: 131050491 BUSINESS ADDRESS: STREET 1: 420 THROCKMORTON STREET STREET 2: SUITE 1200 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-984-8200 MAIL ADDRESS: STREET 1: 420 THROCKMORTON STREET STREET 2: SUITE 1200 CITY: FORT WORTH STATE: TX ZIP: 76102 8-K 1 a13-18973_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  August 14, 2013

 

ATHLON ENERGY INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-36026

 

46-2549833

(State or other jurisdiction

 

(Commission

 

(IRS Employer

of incorporation)

 

File Number)

 

Identification No.)

 

420 Throckmorton Street, Suite 1200, Fort Worth, Texas

 

76102

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (817) 984-8200

 

Not applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 1.01                                           Entry into a Material Definitive Agreement

 

On August 14, 2013, Athlon Energy Inc., a Delaware corporation (the “Company”), Athlon Holdings LP, a Delaware limited partnership (“Holdings”), Athlon Finance Corp., a Delaware corporation (together with Holdings, the “Issuers”), and Wells Fargo Bank, National Association, as trustee (the “Trustee”) entered into a Supplemental Indenture dated as of August 14, 2013 (the “Supplemental Indenture”) to the indenture dated as of April 17, 2013 (the “Indenture”), among the Issuers, the subsidiary guarantors thereto (the “Subsidiary Guarantors”) and the Trustee, relating to the Issuers’ outstanding 7 3/8% Senior Notes due 2021 (the “Notes”).

 

Pursuant to the Supplemental Indenture, the Company agreed to, jointly and severally with the Subsidiary Guarantors, to unconditionally guarantee all payment obligations of the Issuers with respect to the Notes.

 

The Supplemental Indenture is attached hereto as Exhibit 4.2 and is incorporated herein by reference.  The Indenture (including form of Note) was filed as Exhibit 4.2 to the Company’s Registration Statement on Form S-1 (File No. 333-189109) filed with the Securities and Exchange Commission (the “Commission”) on June 5, 2013 and is incorporated herein by reference.

 

Item 2.03                                           Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

 

The information in Item 1.01 is incorporated herein by reference.

 

Item 9.01                                           Financial Statements and Exhibits.

 

(d)         Exhibits.

 

4.1                               Indenture, dated April 17, 2013, between Athlon Holdings LP and Athlon Finance Corp., as Issuers, and Wells Fargo Bank, National Association, as Trustee, relating to the Issuers’ 7 3/8% Senior Notes due 2021 (including form of Note) (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-1 (File No. 333-189109) filed with the Commission on June 5, 2013).

 

4.2                               Supplemental Indenture, dated August 14, 2013, among Athlon Energy Inc., Athlon Holdings LP, Athlon Finance Corp. and Wells Fargo Bank, National Association, as Trustee, with respect to the indenture, dated as of April 17, 2013, relating to Athlon Holdings LP and Athlon Finance Corp.’s 7 3/8% Senior Notes due 2021.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ATHLON ENERGY INC.

 

 

 

 

 

 

Date:     August 20, 2013

By:

/s/ William B. D. Butler

 

 

William B. D. Butler

 

 

Vice President—Chief Financial Officer, and

 

 

Principal Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

4.1

 

Indenture, dated April 17, 2013, between Athlon Holdings LP and Athlon Finance Corp., as Issuers, and Wells Fargo Bank, National Association, as Trustee, relating to the Issuers’ 7 3/8% Senior Notes due 2021 (including form of Note) (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-1 (File No. 333-189109) filed with the Commission on June 5, 2013).

 

 

 

4.2

 

Supplemental Indenture, dated August 14, 2013, among Athlon Energy Inc., Athlon Holdings LP, Athlon Finance Corp. and Wells Fargo Bank, National Association, as Trustee, with respect to the indenture, dated as of April 17, 2013, relating to Athlon Holdings LP and Athlon Finance Corp.’s 7 3/8% Senior Notes due 2021.

 

4


EX-4.2 2 a13-18973_1ex4d2.htm EX-4.2

Exhibit 4.2

 

SUPPLEMENTAL INDENTURE

 

SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of August 14, 2013, among ATHLON ENERGY INC., a Delaware corporation (the “Parent Guarantor”), the direct parent of ATHLON HOLDINGS LP (or its successor), a Delaware limited partnership (“Holdings”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as trustee under the indenture referred to below (the “Trustee”).

 

W I T N E S S E T H :

 

WHEREAS Holdings, Athlon Finance Corp. (or its successor), a Delaware corporation (the “Co-Issuer” and, together with Holdings, the “Issuers”), certain Subsidiary Guarantors and the Trustee have heretofore executed an indenture, dated as of April 17, 2013 (as amended, supplemented or otherwise modified, the “Indenture”), providing for the issuance of the Issuers’ 73/8% Senior Notes due 2021 ( the “Notes”), initially in the aggregate principal amount of $500,000,000;

 

WHEREAS pursuant to Section 9.01 of the Indenture, the Trustee and the Issuers are authorized to (a) add a guarantee or other obligor with respect to the Notes and (b) execute and deliver this Supplemental Indenture;

 

NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Parent Guarantor, the Issuers and the Trustee mutually covenant and agree for the equal and ratable benefit of the holders of the Notes as follows:

 

1.                                      Defined Terms.  As used in this Supplemental Indenture, terms defined in the Indenture or in the preamble or recital hereto are used herein as therein defined, except that the term “holders” in this Supplemental Indenture shall refer to the term “holders” as defined in the Indenture and the Trustee acting on behalf of and for the benefit of such holders.  The words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular Section hereof.

 

2.                                      Additional Defined Terms. Section 1.01 of the Indenture is hereby amended by adding the following definitions in proper alphabetical order:

 

Parent Guarantee” means any guarantee of the obligations of the Issuers under this Indenture and the Notes by the Parent Guarantor in accordance with the provisions of this Indenture.

 

Parent Guarantor” means Athlon Energy Inc., a Delaware corporation, and its successors and assigns.

 



 

3.                                      Effect of the Additional Definitions.  For purposes of Sections 12.02(a), 12.02(b)(iii), 12.02(b)(iv), 12.02(b)(vi), 12.04, 12.06 and 12.08 of the Indenture, references to “Subsidiary Guarantors” shall be deemed to include the Parent Guarantor, references to “Subsidiary Guarantee” shall be deemed to include the Parent Guarantee and references to “Subsidiary Guaranteed Obligations” shall be deemed to include obligations of the Parent Guarantor thereunder and hereunder.

 

4.                                      Agreement to Guarantee.  The Parent Guarantor hereby agrees, jointly and severally with all existing Subsidiary Guarantors (if any), to unconditionally guarantee the Issuers’ Obligations under the Notes and the Indenture on the terms and subject to the conditions set forth in Article XII of the Indenture and to be bound by all other applicable provisions of the Indenture and the Notes and to perform all of the obligations and agreements of a Subsidiary Guarantor under the Indenture as described in Section 3 hereof.

 

5.                                      Notices.  All notices or other communications to the Parent Guarantor shall be given as provided in Section 14.02 of the Indenture.

 

6.                                      Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.

 

7.                                      Governing LawTHIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAW.

 

8.                                      Trustee Makes No Representation.  The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture.

 

9.                                      Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

10.                               Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction thereof.

 

[Remainder of page intentionally left blank.]

 



 

IN WITNESS WHEREOF, the parties have caused this Indenture to be duly executed as of the date first written above.

 

 

ATHLON HOLDINGS LP

 

 

 

 

 

 

 

By:

/s/ William B. D. Butler

 

 

Name:

William B. D. Butler

 

 

Title:

Vice President and Chief Financial Officer

 

 

 

 

 

 

 

 

 

ATHLON FINANCE CORP.

 

 

 

 

 

 

 

By:

/s/ William B. D. Butler

 

 

Name:

William B. D. Butler

 

 

Title:

Vice President and Chief Financial Officer

 

 

 

 

 

 

 

 

 

ATHLON ENERGY INC., as a Guarantor

 

 

 

 

 

 

 

By:

/s/ William B. D. Butler

 

 

Name:

William B. D. Butler

 

 

Title:

Vice President and Chief Financial Officer

 

[Signature Page to Supplemental Indenture]

 



 

 

WELLS FARGO BANK, NATIONAL ASSOCIATION, not in its individual capacity, but solely as Trustee

 

 

 

 

 

 

 

By:

/s/ Patrick Giordano

 

 

Name:

Patrick Giordano

 

 

Title:

Vice President

 

[Signature Page to Supplemental Indenture]