0001574596-18-000102.txt : 20180525 0001574596-18-000102.hdr.sgml : 20180525 20180525184324 ACCESSION NUMBER: 0001574596-18-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180525 DATE AS OF CHANGE: 20180525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tricon Capital Group Inc. CENTRAL INDEX KEY: 0001584425 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862672 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON HOLDINGS CANADA INC. CENTRAL INDEX KEY: 0001633989 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862673 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCN/TNHC GP LLC CENTRAL INDEX KEY: 0001599308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862679 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCN/TNHC LP CENTRAL INDEX KEY: 0001599300 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862680 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON HOUSING PARTNERS US II GP LLC CENTRAL INDEX KEY: 0001599306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862677 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 FORMER NAME: FORMER CONFORMED NAME: TRICON XI GP LLC DATE OF NAME CHANGE: 20140205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON US TOPCO LLC CENTRAL INDEX KEY: 0001666639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862674 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W 2L2 BUSINESS PHONE: 416-928-4334 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W 2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON USA INC. CENTRAL INDEX KEY: 0001599289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862676 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON HOLDINGS USA LLC CENTRAL INDEX KEY: 0001633949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862675 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRICON HOUSING PARTNERS US II EQUITY HOLDINGS LP CENTRAL INDEX KEY: 0001599323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18862678 BUSINESS ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 BUSINESS PHONE: 416-928-4116 MAIL ADDRESS: STREET 1: 1067 YONGE STREET CITY: TORONTO STATE: A6 ZIP: M4W2L2 FORMER NAME: FORMER CONFORMED NAME: TRICON XI EQUITY HOLDINGS LP DATE OF NAME CHANGE: 20140205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 4 1 wf-form4_152728814018922.xml FORM 4 X0306 4 2018-05-22 1 0001574596 New Home Co Inc. NWHM 0001599300 TCN/TNHC LP 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See "Remarks"below. 0001599308 TCN/TNHC GP LLC 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 1 0 0001599323 TRICON HOUSING PARTNERS US II EQUITY HOLDINGS LP 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 1 0 0001599306 TRICON HOUSING PARTNERS US II GP LLC 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 1 0 0001599289 TRICON USA INC. 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See "Remarks" below. 0001633949 TRICON HOLDINGS USA LLC 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See Remarks 0001666639 TRICON US TOPCO LLC 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See remarks 0001633989 TRICON HOLDINGS CANADA INC. 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See remarks 0001584425 Tricon Capital Group Inc. 1067 YONGE STREET TORONTO A6 M4W2L2 ONTARIO, CANADA 0 0 0 1 See remarks This "exit" Form 4 is filed solely to report that the Reporting Persons are no longer subject to Section 16 with respect to the Issuer. TCN/TNHC LP formerly was a party to an Investor Rights Agreement with Joseph Davis, H. Lawrence Webb, Wayne Stelmar, Thomas Redwitz, IHP Capital Partners VI, LLC, and Watt/TNHC LLC (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this Investor Rights Agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. On May 22, 2018, TCN/TNHC LP and the other parties to this Investor Rights Agreement entered into an amendment that, among other things, terminated the agreement as to TCN/TNHC LP, which amendment was filed as Exhibit 10.1 of the Company's Current Report on Form 8-K filed on May 23, 2018. As a result, TCN/TNHC LP no longer is a party to this Investor Rights Agreement and no longer may be deemed to be a member of a group with the other Group Members on account thereof. /s/ Miek Harbur, Attorney-in-Fact for TCN/TNHC LP 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for TCN/TNHC GP LLC 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon Housing Partners US II Equity Holdings LP 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon Housing Partners US II GP LLC 2018-05-25 /s/ Miek Harbur, Attroney-in-Fact for Tricon USA Inc. 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon Holdings USA LLC 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon US Topco LLC 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon Holdings Canada Inc. 2018-05-25 /s/ Miek Harbur, Attorney-in-Fact for Tricon Capital Group Inc. 2018-05-25