0001574596-18-000102.txt : 20180525
0001574596-18-000102.hdr.sgml : 20180525
20180525184324
ACCESSION NUMBER: 0001574596-18-000102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180522
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tricon Capital Group Inc.
CENTRAL INDEX KEY: 0001584425
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862672
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON HOLDINGS CANADA INC.
CENTRAL INDEX KEY: 0001633989
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862673
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCN/TNHC GP LLC
CENTRAL INDEX KEY: 0001599308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862679
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCN/TNHC LP
CENTRAL INDEX KEY: 0001599300
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862680
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON HOUSING PARTNERS US II GP LLC
CENTRAL INDEX KEY: 0001599306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862677
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
FORMER NAME:
FORMER CONFORMED NAME: TRICON XI GP LLC
DATE OF NAME CHANGE: 20140205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON US TOPCO LLC
CENTRAL INDEX KEY: 0001666639
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862674
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W 2L2
BUSINESS PHONE: 416-928-4334
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W 2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON USA INC.
CENTRAL INDEX KEY: 0001599289
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862676
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON HOLDINGS USA LLC
CENTRAL INDEX KEY: 0001633949
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862675
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRICON HOUSING PARTNERS US II EQUITY HOLDINGS LP
CENTRAL INDEX KEY: 0001599323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18862678
BUSINESS ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
BUSINESS PHONE: 416-928-4116
MAIL ADDRESS:
STREET 1: 1067 YONGE STREET
CITY: TORONTO
STATE: A6
ZIP: M4W2L2
FORMER NAME:
FORMER CONFORMED NAME: TRICON XI EQUITY HOLDINGS LP
DATE OF NAME CHANGE: 20140205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Home Co Inc.
CENTRAL INDEX KEY: 0001574596
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 270560089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493827800
MAIL ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: New Home Co LLC
DATE OF NAME CHANGE: 20130417
4
1
wf-form4_152728814018922.xml
FORM 4
X0306
4
2018-05-22
1
0001574596
New Home Co Inc.
NWHM
0001599300
TCN/TNHC LP
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See "Remarks"below.
0001599308
TCN/TNHC GP LLC
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
1
0
0001599323
TRICON HOUSING PARTNERS US II EQUITY HOLDINGS LP
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
1
0
0001599306
TRICON HOUSING PARTNERS US II GP LLC
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
1
0
0001599289
TRICON USA INC.
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See "Remarks" below.
0001633949
TRICON HOLDINGS USA LLC
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See Remarks
0001666639
TRICON US TOPCO LLC
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See remarks
0001633989
TRICON HOLDINGS CANADA INC.
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See remarks
0001584425
Tricon Capital Group Inc.
1067 YONGE STREET
TORONTO
A6
M4W2L2
ONTARIO, CANADA
0
0
0
1
See remarks
This "exit" Form 4 is filed solely to report that the Reporting Persons are no longer subject to Section 16 with respect to the Issuer.
TCN/TNHC LP formerly was a party to an Investor Rights Agreement with Joseph Davis, H. Lawrence Webb, Wayne Stelmar, Thomas Redwitz, IHP Capital Partners VI, LLC, and Watt/TNHC LLC (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this Investor Rights Agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. On May 22, 2018, TCN/TNHC LP and the other parties to this Investor Rights Agreement entered into an amendment that, among other things, terminated the agreement as to TCN/TNHC LP, which amendment was filed as Exhibit 10.1 of the Company's Current Report on Form 8-K filed on May 23, 2018. As a result, TCN/TNHC LP no longer is a party to this Investor Rights Agreement and no longer may be deemed to be a member of a group with the other Group Members on account thereof.
/s/ Miek Harbur, Attorney-in-Fact for TCN/TNHC LP
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for TCN/TNHC GP LLC
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon Housing Partners US II Equity Holdings LP
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon Housing Partners US II GP LLC
2018-05-25
/s/ Miek Harbur, Attroney-in-Fact for Tricon USA Inc.
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon Holdings USA LLC
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon US Topco LLC
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon Holdings Canada Inc.
2018-05-25
/s/ Miek Harbur, Attorney-in-Fact for Tricon Capital Group Inc.
2018-05-25