0001574596-18-000040.txt : 20180227 0001574596-18-000040.hdr.sgml : 20180227 20180227212231 ACCESSION NUMBER: 0001574596-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180223 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redwitz Thomas CENTRAL INDEX KEY: 0001598219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18647874 MAIL ADDRESS: STREET 1: THE NEW HOME COMPANY STREET 2: 95 ENTERPRISE, SUITE 325 CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 4 1 wf-form4_151978453190804.xml FORM 4 X0306 4 2018-02-23 0 0001574596 New Home Co Inc. NWHM 0001598219 Redwitz Thomas C/O THE NEW HOME COMPANY INC. 85 ENTERPRISE, SUITE 450 ALISO VIEJO CA 92656 0 1 0 1 Chief Investment Officer See "Remarks" below. Common Stock 2018-02-23 4 F 0 5377 11.45 D 115647 D Common Stock 443322 I By Trust Represents shares withheld for tax purposes upon the vesting of Restricted Stock Units on February 23, 2018. The Reporting Person is a party to an Investor Rights Agreement with Joseph Davis, Wayne Stelmar, H. Lawrence Webb, IHP Capital Partners VI, LLC, Watt/TNHC LLC and TCN/TNHC LP (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. The Reporting Person may be deemed to have shared voting power over the shares owned by the other Group Members. The reporting person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members. /s/ Miek Harbur, Attorney-in- Fact for Thomas Redwitz 2018-02-27