0001574596-18-000033.txt : 20180221
0001574596-18-000033.hdr.sgml : 20180221
20180221164835
ACCESSION NUMBER: 0001574596-18-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180216
FILED AS OF DATE: 20180221
DATE AS OF CHANGE: 20180221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redwitz Thomas
CENTRAL INDEX KEY: 0001598219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 18629098
MAIL ADDRESS:
STREET 1: THE NEW HOME COMPANY
STREET 2: 95 ENTERPRISE, SUITE 325
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Home Co Inc.
CENTRAL INDEX KEY: 0001574596
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 270560089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493827800
MAIL ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: New Home Co LLC
DATE OF NAME CHANGE: 20130417
4
1
wf-form4_151924969983060.xml
FORM 4
X0306
4
2018-02-16
0
0001574596
New Home Co Inc.
NWHM
0001598219
Redwitz Thomas
C/O THE NEW HOME COMPANY INC.
85 ENTERPRISE, SUITE 450
ALISO VIEJO
CA
92656
0
1
0
1
Chief Investment Officer
See "Remarks" below.
Common Stock
2018-02-16
4
A
0
15068
0
A
121024
D
Common Stock
443322
I
By Trust
Represents restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of February 16, 2018, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The restricted stock units convert into common stock on a one-for-one basis.
The Reporting Person is a party to an Investor Rights Agreement with Joseph Davis, Wayne Stelmar, H. Lawrence Webb, IHP Capital Partners VI, LLC, Watt/TNHC LLC and TCN/TNHC LP (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. The Reporting Person may be deemed to have shared voting power over the shares owned by the other Group Members. The reporting person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members.
/s/ Miek Harbur, Attorney-in- Fact for Thomas Redwitz
2018-02-21