0001574596-18-000033.txt : 20180221 0001574596-18-000033.hdr.sgml : 20180221 20180221164835 ACCESSION NUMBER: 0001574596-18-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redwitz Thomas CENTRAL INDEX KEY: 0001598219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 18629098 MAIL ADDRESS: STREET 1: THE NEW HOME COMPANY STREET 2: 95 ENTERPRISE, SUITE 325 CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 4 1 wf-form4_151924969983060.xml FORM 4 X0306 4 2018-02-16 0 0001574596 New Home Co Inc. NWHM 0001598219 Redwitz Thomas C/O THE NEW HOME COMPANY INC. 85 ENTERPRISE, SUITE 450 ALISO VIEJO CA 92656 0 1 0 1 Chief Investment Officer See "Remarks" below. Common Stock 2018-02-16 4 A 0 15068 0 A 121024 D Common Stock 443322 I By Trust Represents restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of February 16, 2018, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The restricted stock units convert into common stock on a one-for-one basis. The Reporting Person is a party to an Investor Rights Agreement with Joseph Davis, Wayne Stelmar, H. Lawrence Webb, IHP Capital Partners VI, LLC, Watt/TNHC LLC and TCN/TNHC LP (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. The Reporting Person may be deemed to have shared voting power over the shares owned by the other Group Members. The reporting person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members. /s/ Miek Harbur, Attorney-in- Fact for Thomas Redwitz 2018-02-21