0001574596-17-000137.txt : 20170818
0001574596-17-000137.hdr.sgml : 20170818
20170818180106
ACCESSION NUMBER: 0001574596-17-000137
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb H Lawrence
CENTRAL INDEX KEY: 0001597987
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 171041857
MAIL ADDRESS:
STREET 1: THE NEW HOME COMPANY
STREET 2: 85 ENTERPRISE, SUITE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Home Co Inc.
CENTRAL INDEX KEY: 0001574596
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 270560089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493827800
MAIL ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: New Home Co LLC
DATE OF NAME CHANGE: 20130417
4/A
1
wf-form4a_150309365221983.xml
FORM 4/A
X0306
4/A
2017-02-28
2017-03-02
0
0001574596
New Home Co Inc.
NWHM
0001597987
Webb H Lawrence
C/O THE NEW HOME COMPANY INC.
85 ENTERPRISE, SUITE 450
ALISO VIEJO
CA
92656
1
1
0
1
Chief Executive Officer
See "Remarks" below.
Common Stock
2017-02-28
4
F
0
7791
10.45
D
817004
D
Common Stock
2017-02-28
4
F
0
1168
10.45
D
22627
I
Shared Household
Represents shares withheld for tax purposes upon the vesting of Restricted Stock Units on February 28, 2017.
This amended Form 4 is filed to correct the price in Column 4 which was reported as zero ($0) on the Reporting Persons Form 4 filed on March 2, 2017 and should have been reported as the market value assigned at the time of withholding.
Represents shares withheld for tax purposes upon the vesting of Restricted Stock Units on February 28, 2017 for Joan Marcus-Colvin with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Represents shares and restricted stock units held by Joan Marcus-Colvin with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The reporting person is a party to an Investor Rights Agreement with Joseph Davis, Wayne Stelmar, Thomas Redwitz, IHP Capital Partners VI, LLC, Watt/TNHC LLC and TCN/TNHC LP (collectively, "Group Members"), dated February 5, 2014, which was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. Pursuant to this agreement, the entity-parties thereto have the right to designate directors for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such Investor Rights Agreement. The reporting person may be deemed to have shared voting power over the shares owned by the other Group Members. The reporting person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members.
/s/ Miek Harbur, Attorney-in-Fact for H. Lawrence Webb
2017-08-18