0001574596-17-000019.txt : 20170228 0001574596-17-000019.hdr.sgml : 20170228 20170228181458 ACCESSION NUMBER: 0001574596-17-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webb H Lawrence CENTRAL INDEX KEY: 0001597987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 17650014 MAIL ADDRESS: STREET 1: THE NEW HOME COMPANY STREET 2: 85 ENTERPRISE, SUITE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 wf-form4_148832368354839.xml FORM 4 X0306 4 2017-02-24 0 0001574596 New Home Co Inc. NWHM 0001597987 Webb H Lawrence C/O THE NEW HOME COMPANY INC. 85 ENTERPRISE, SUITE 450 ALISO VIEJO CA 92656 1 1 0 0 Chief Executive Officer Common Stock 2017-02-24 4 A 0 75839 0 A 824795 D Common Stock 2017-02-24 4 A 0 6996 0 A 23795 I Shared Household Stock Options (Right to Buy) 11.0 2017-01-30 2024-01-30 Common Stock 227273.0 227273 D Stock Options (Right to Buy) 11.0 2017-01-30 2024-01-30 Common Stock 5525.0 5525 I Shared Household Represents restricted stock units which vest in equal annual installments on each of the first, second and third anniversaries of February 24, 2017, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The restricted stock units convert into common stock on a one-for-one basis. Represents restricted stock units granted to Joan Marcus-Colvin with whom the Reporting Person shares a household. The restricted stock units granted vest in equal annual installments on each of the first, second and third anniversaries of February 24, 2017, subject to Ms. Marcus-Colvin's continued service with the Issuer through the applicable vesting date. The restricted stock units convert into common stock on a one-for-one basis. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents shares and restricted stock units held by Joan Marcus-Colvin with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents vested stock options held by Joan Marcus-Colvin with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Miek Harbur, Attorney-in-Fact for H. Lawrence Webb 2017-02-28