0001437749-21-012917.txt : 20210520
0001437749-21-012917.hdr.sgml : 20210520
20210520162024
ACCESSION NUMBER: 0001437749-21-012917
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210518
FILED AS OF DATE: 20210520
DATE AS OF CHANGE: 20210520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stelmar Wayne
CENTRAL INDEX KEY: 0001598111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 21944781
MAIL ADDRESS:
STREET 1: THE NEW HOME COMPANY
STREET 2: 95 ENTERPRISE, SUITE 325
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Home Co Inc.
CENTRAL INDEX KEY: 0001574596
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 270560089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6730 N SCOTTSDALE RD.
STREET 2: SUITE 290
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 6027671426
MAIL ADDRESS:
STREET 1: 6730 N SCOTTSDALE RD.
STREET 2: SUITE 290
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: New Home Co LLC
DATE OF NAME CHANGE: 20130417
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-05-18
0001574596
New Home Co Inc.
NWHM
0001598111
Stelmar Wayne
C/O THE NEW HOME COMPANY INC.
15231 LAGUNA CANYON RD, SUITE 250
IRVINE
CA
92618
1
1
See "Remarks" below.
Common Stock
2021-05-18
4
A
0
9917
0
A
115472
D
Common Stock
739672
I
By Trust
Represents restricted stock units which vest on the earlier of the (i) first anniversary of the grant date and (ii) the date of next annual meeting of the Company's stockholders, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date; provided that the shares subject to the restricted stock units will not be delivered until the 30th day following the date of the Reporting Person's "separation from service" from the Company within the meaning of Section 409(a)(2)(A)(i) of the Internal Revenue Code. The restricted stock units convert into common stock on a one-for-one basis.
By W. and L. Stelmar Trust (of which Mr. Stelmar is a trustee)
The Reporting Person is a party to an Investor Rights Agreement dated February 5, 2014 and amended on May 22, 2018 and May 6, 2020 (as amended, the "IRA"). The current parties to the IRA are Wayne Stelmar, Joseph Davis, H. Lawrence Webb and IHP Capital Partners VI, LLC (collectively, "Group Members"). The original IRA was filed as Exhibit 4.2 of the Company's Annual Report on Form 10-K for the year ended December 31, 2013, the amendment was filed as Exhibit 10.1 of the Company's Current Report on Form 8-K dated May 22, 2018 and the second amendment was filed as Exhibit 4.4 of the Company's Quarterly Report on Form 10-Q dated May 8, 2020. Pursuant to the IRA, IHP Capital Partners VI, LLC has the right to designate a director for nomination and each of the Group Members has agreed to vote in favor of particular nominees as described in such IRA. The Reporting Person may be deemed to have shared voting power over the shares owned by the other Group Members. The Reporting Person disclaims beneficial ownership of the shares held by the other Group Members and has no pecuniary interest in the shares held by the other Group Members.
/s/ Miek Harbur, Attorney-in-Fact for Wayne Stelmar
2021-05-20