0001493152-22-002610.txt : 20220128
0001493152-22-002610.hdr.sgml : 20220128
20220128203722
ACCESSION NUMBER: 0001493152-22-002610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220127
FILED AS OF DATE: 20220128
DATE AS OF CHANGE: 20220128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raad Teofilo David
CENTRAL INDEX KEY: 0001705767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36199
FILM NUMBER: 22570904
MAIL ADDRESS:
STREET 1: PULMATRIX, INC. - C/O TEOFILO RAAD
STREET 2: 99 HAYDEN AVENUE - SUITE 390
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pulmatrix, Inc.
CENTRAL INDEX KEY: 0001574235
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 461821392
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 390
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: (781) 357-2333
MAIL ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 390
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: Ruthigen, Inc.
DATE OF NAME CHANGE: 20130411
4
1
ownership.xml
X0306
4
2022-01-27
0
0001574235
Pulmatrix, Inc.
PULM
0001705767
Raad Teofilo David
C/O PULMATRIX, INC., 99 HAYDEN AVE
LEXINGTON
MA
02421
1
1
0
0
Chief Executive Officer
Stock Option (Right to Buy)
0.3701
2022-01-27
4
A
0
750000
0
A
2032-01-27
Common Stock
750000
750000
D
The shares underlying this stock option will vest and become exercisable in forty-eight (48) equal monthly installments with the first tranche vesting on January 27, 2022, provided that the reporting person is providing services to the Issuer on the applicable vesting date and subject to the terms and conditions of the Pulmatrix, Inc. Amended and Restated 2013 Employee, Director and Consultant Equity Incentive Plan.
/s/ Teofilo D. Raad
2022-01-28