0001209191-20-065106.txt : 20201223
0001209191-20-065106.hdr.sgml : 20201223
20201223190616
ACCESSION NUMBER: 0001209191-20-065106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201221
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haddad Emile
CENTRAL INDEX KEY: 0001704042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38088
FILM NUMBER: 201413988
MAIL ADDRESS:
STREET 1: C/O FIVE POINT HOLDINGS, LLC
STREET 2: 15131 ALTON PARKWAY, 4TH FLOOR
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five Point Holdings, LLC
CENTRAL INDEX KEY: 0001574197
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 270599397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 349-1000
MAIL ADDRESS:
STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: Newhall Holding Company, LLC
DATE OF NAME CHANGE: 20130411
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-21
0
0001574197
Five Point Holdings, LLC
FPH
0001704042
Haddad Emile
C/O FIVE POINT HOLDINGS, LLC
15131 ALTON PARKWAY, 4TH FLOOR
IRVINE
CA
92618
1
1
0
0
See Remarks
Class A units of Five Point Operating Company, LP
2020-12-21
5
G
0
E
0
D
Class A common shares
3137134
3137134
I
By Doni, Inc.
Class B common shares
2020-12-21
5
G
0
E
0
D
Class A common shares
941
3137134
I
By Doni, Inc.
Under the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), holders of Class A units of the Operating Company may exchange their Class A units for Class A common shares of the Issuer on a one-for-one basis or for cash, at the option of the Issuer.
On December 21, 2020, Mr. Haddad gifted, for estate planning purposes, non-voting shares in Doni, Inc. to family members. Doni, Inc. is controlled by Mr. Haddad's family trust, of which Mr. Haddad and his wife serve as co-trustees.
On the basis of Mr. Haddad's relationship with Doni, Inc., he may be deemed to beneficially own the Class A units of the Operating Company and Class B common shares of the Issuer held by Doni, Inc. Mr. Haddad disclaims beneficial ownership of these units and shares except to the extent of his pecuniary interest therein.
If the holder of Class A units of the Operating Company tenders any such units for redemption, then an equal number of Class B common shares will convert into Class A common shares of the Issuer. In addition, if the holder of Class B common shares attempts to transfer any such shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Issuer. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share. No redemptions or conversions occurred in connection with the transactions disclosed herein.
Chairman, President and Chief Executive Officer
/s/ Michael Alvarado, as attorney-in-fact
2020-12-23