0001209191-20-065106.txt : 20201223 0001209191-20-065106.hdr.sgml : 20201223 20201223190616 ACCESSION NUMBER: 0001209191-20-065106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201221 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haddad Emile CENTRAL INDEX KEY: 0001704042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38088 FILM NUMBER: 201413988 MAIL ADDRESS: STREET 1: C/O FIVE POINT HOLDINGS, LLC STREET 2: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five Point Holdings, LLC CENTRAL INDEX KEY: 0001574197 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 270599397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 349-1000 MAIL ADDRESS: STREET 1: 15131 ALTON PARKWAY, 4TH FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Newhall Holding Company, LLC DATE OF NAME CHANGE: 20130411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-21 0 0001574197 Five Point Holdings, LLC FPH 0001704042 Haddad Emile C/O FIVE POINT HOLDINGS, LLC 15131 ALTON PARKWAY, 4TH FLOOR IRVINE CA 92618 1 1 0 0 See Remarks Class A units of Five Point Operating Company, LP 2020-12-21 5 G 0 E 0 D Class A common shares 3137134 3137134 I By Doni, Inc. Class B common shares 2020-12-21 5 G 0 E 0 D Class A common shares 941 3137134 I By Doni, Inc. Under the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), holders of Class A units of the Operating Company may exchange their Class A units for Class A common shares of the Issuer on a one-for-one basis or for cash, at the option of the Issuer. On December 21, 2020, Mr. Haddad gifted, for estate planning purposes, non-voting shares in Doni, Inc. to family members. Doni, Inc. is controlled by Mr. Haddad's family trust, of which Mr. Haddad and his wife serve as co-trustees. On the basis of Mr. Haddad's relationship with Doni, Inc., he may be deemed to beneficially own the Class A units of the Operating Company and Class B common shares of the Issuer held by Doni, Inc. Mr. Haddad disclaims beneficial ownership of these units and shares except to the extent of his pecuniary interest therein. If the holder of Class A units of the Operating Company tenders any such units for redemption, then an equal number of Class B common shares will convert into Class A common shares of the Issuer. In addition, if the holder of Class B common shares attempts to transfer any such shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Issuer. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share. No redemptions or conversions occurred in connection with the transactions disclosed herein. Chairman, President and Chief Executive Officer /s/ Michael Alvarado, as attorney-in-fact 2020-12-23