0000899243-18-001233.txt : 20180117 0000899243-18-001233.hdr.sgml : 20180117 20180117193927 ACCESSION NUMBER: 0000899243-18-001233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180115 FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins Erik R. CENTRAL INDEX KEY: 0001704043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38088 FILM NUMBER: 18532669 MAIL ADDRESS: STREET 1: C/O FIVE POINT HOLDINGS, LLC STREET 2: 25 ENTERPRISE, SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five Point Holdings, LLC CENTRAL INDEX KEY: 0001574197 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 270599397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: (949) 349-1000 MAIL ADDRESS: STREET 1: 25 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Newhall Holding Company, LLC DATE OF NAME CHANGE: 20130411 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-15 0 0001574197 Five Point Holdings, LLC FPH 0001704043 Higgins Erik R. C/O FIVE POINT HOLDINGS, LLC 25 ENTERPRISE, SUITE 300 ALISO VIEJO CA 92656 0 1 0 0 See Remarks Class A common shares 2018-01-15 4 A 0 134861 0.00 A 210541 D Class A common shares 2018-01-15 4 F 0 7529 14.83 D 203012 D Class A common shares 2018-01-16 4 M 0 18144 A 221156 D Class A common shares 2018-01-16 4 F 0 9042 14.59 D 212114 D Restricted share units 2018-01-16 4 M 0 18144 0.00 D Class A common shares 18144 36289 D These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2019. Restricted share units were settled on a one-for-one basis in Class A common shares. On June 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. Such restricted share units have vested. The remaining unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020. Chief Financial Officer and Vice President /s/ Mike Alvarado, as attorney-in-fact 2018-01-17