0000899243-18-001233.txt : 20180117
0000899243-18-001233.hdr.sgml : 20180117
20180117193927
ACCESSION NUMBER: 0000899243-18-001233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180115
FILED AS OF DATE: 20180117
DATE AS OF CHANGE: 20180117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Higgins Erik R.
CENTRAL INDEX KEY: 0001704043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38088
FILM NUMBER: 18532669
MAIL ADDRESS:
STREET 1: C/O FIVE POINT HOLDINGS, LLC
STREET 2: 25 ENTERPRISE, SUITE 300
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five Point Holdings, LLC
CENTRAL INDEX KEY: 0001574197
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 270599397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 ENTERPRISE
STREET 2: SUITE 300
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: (949) 349-1000
MAIL ADDRESS:
STREET 1: 25 ENTERPRISE
STREET 2: SUITE 300
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: Newhall Holding Company, LLC
DATE OF NAME CHANGE: 20130411
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-15
0
0001574197
Five Point Holdings, LLC
FPH
0001704043
Higgins Erik R.
C/O FIVE POINT HOLDINGS, LLC
25 ENTERPRISE, SUITE 300
ALISO VIEJO
CA
92656
0
1
0
0
See Remarks
Class A common shares
2018-01-15
4
A
0
134861
0.00
A
210541
D
Class A common shares
2018-01-15
4
F
0
7529
14.83
D
203012
D
Class A common shares
2018-01-16
4
M
0
18144
A
221156
D
Class A common shares
2018-01-16
4
F
0
9042
14.59
D
212114
D
Restricted share units
2018-01-16
4
M
0
18144
0.00
D
Class A common shares
18144
36289
D
These shares are subject to certain restrictions upon transfer and rights of forfeiture as set forth in the Five Point Holdings, LLC 2016 Incentive Award Plan (the "2016 Incentive Award Plan") and an agreement entered into between the registered owner and Five Point Holdings, LLC (the "Company"), copies of which are on file with the secretary of the Company. Such restricted shares will vest in three equal annual installments beginning on January 15, 2019.
Restricted share units were settled on a one-for-one basis in Class A common shares.
On June 1, 2016, the reporting person was granted such restricted share units pursuant to the 2016 Incentive Award Plan. Such restricted share units have vested. The remaining unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of the Company, in two equal installments on January 15, 2019 and January 15, 2020.
Chief Financial Officer and Vice President
/s/ Mike Alvarado, as attorney-in-fact
2018-01-17