0001127602-18-032010.txt : 20181102
0001127602-18-032010.hdr.sgml : 20181102
20181102182110
ACCESSION NUMBER: 0001127602-18-032010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181101
FILED AS OF DATE: 20181102
DATE AS OF CHANGE: 20181102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cook William
CENTRAL INDEX KEY: 0001737528
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38460
FILM NUMBER: 181158330
MAIL ADDRESS:
STREET 1: C/O PIVOTAL SOFTWARE, INC.
STREET 2: 875 HOWARD STREET, FIFTH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pivotal Software, Inc.
CENTRAL INDEX KEY: 0001574135
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943094578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 508-560-1726
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: GoPivotal, Inc.
DATE OF NAME CHANGE: 20130410
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-11-01
0001574135
Pivotal Software, Inc.
PVTL
0001737528
Cook William
C/O PIVOTAL SOFTWARE, INC.
875 HOWARD STREET, FIFTH FLOOR
SAN FRANCISCO
CA
94103
1
President
Class A Common Stock
2018-11-01
4
M
0
30000
5.06
A
430000
D
Class A Common Stock
2018-11-01
4
S
0
30000
20.0787
D
400000
D
Stock Options (Right to Buy)
5.06
2018-11-01
4
M
0
30000
0
D
2023-06-28
Class A Common Stock
30000
440000
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options were granted on June 28, 2013 and are fully vested.
/s/ Georgina Lai by Georgina Lai, attorney-in-fact for William Cook
2018-11-02