0000950103-19-018111.txt : 20191231 0000950103-19-018111.hdr.sgml : 20191231 20191231161439 ACCESSION NUMBER: 0000950103-19-018111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20191231 DATE AS OF CHANGE: 20191231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Andrew M. CENTRAL INDEX KEY: 0001737540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38460 FILM NUMBER: 191319629 MAIL ADDRESS: STREET 1: C/O PIVOTAL SOFTWARE, INC. STREET 2: 875 HOWARD STREET, FIFTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pivotal Software, Inc. CENTRAL INDEX KEY: 0001574135 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943094578 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 777-4868 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, 5TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FORMER COMPANY: FORMER CONFORMED NAME: GoPivotal, Inc. DATE OF NAME CHANGE: 20130410 4 1 dp118337_4-cohen.xml X0306 4 2019-12-30 1 0001574135 Pivotal Software, Inc. PVTL 0001737540 Cohen Andrew M. C/O PIVOTAL SOFTWARE, INC. 875 HOWARD STREET, FIFTH FLOOR SAN FRANCISCO CA 94103 0 1 0 0 SVP, GC and Corp. Sec. Class A Common Stock 2019-12-30 4 D 0 45449 D 172183 D Class A Common Stock 2019-12-30 4 D 0 172183 D 0 D Stock Options (Right to Buy) 5.06 2019-12-30 4 D 0 11800 9.94 D 2023-06-28 Class A Common Stock 11800 0 D Stock Options (Right to Buy) 6.78 2019-12-30 4 D 0 162500 8.22 D 2025-05-13 Class A Common Stock 162500 0 D Stock Options (Right to Buy) 8.56 2019-12-30 4 D 0 67500 6.44 D 2026-08-02 Class A Common Stock 67500 0 D Stock Options (Right to Buy) 9.90 2019-12-30 4 D 0 175000 5.10 D 2027-08-08 Class A Common Stock 175000 0 D On December 30, 2019, the Issuer, VMware, Inc. ("VMware") and Raven Transaction Sub, Inc. completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among such parties, dated as of August 22, 2019 (the "Merger Agreement"). Disposed of pursuant to the Merger Agreement under which each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Class A common stock") issued and outstanding was converted into the right to receive $15 in cash, without interest (the "Merger Consideration"). Disposed of pursuant to the Merger Agreement under which each restricted stock unit ("RSU") with respect to Class A common stock outstanding and vested was canceled in exchange for a cash payment representing the number of shares of Class A common stock underlying such RSU multiplied by the Merger Consideration. This option, which was fully vested immediately prior to the effective date of the Merger, was canceled pursuant to the Merger Agreement in exchange for a cash payment representing the number of shares of Class A common stock subject to the option multiplied by the difference between the Merger Consideration and the option exercise price. /s/ Jane Jue by Jane Jue, attorney-in-fact for Andrew Cohen 2019-12-31