0001104659-22-034116.txt : 20220315 0001104659-22-034116.hdr.sgml : 20220315 20220315211731 ACCESSION NUMBER: 0001104659-22-034116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220315 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Alex CENTRAL INDEX KEY: 0001870678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35972 FILM NUMBER: 22743113 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braemar Hotels & Resorts Inc. CENTRAL INDEX KEY: 0001574085 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462488594 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Hospitality Prime, Inc. DATE OF NAME CHANGE: 20130410 4 1 tm229350-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-15 0 0001574085 Braemar Hotels & Resorts Inc. BHR 0001870678 Rose Alex 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 0 1 0 0 Exec. VP, GC and Secretary Performance Stock Units (2022) 0 2022-03-15 4 A 0 40712 0 A 2024-12-31 2024-12-31 Common Stock 40712 40712 D Each performance stock unit ("Performance Stock Unit") award granted in 2022 represents a right to receive between 0% and 200% of the target number of Performance Stock Units reflected in the table. The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan. Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on December 31, 2024. One-third of the Performance Stock Units will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. /s/ Alex Rose 2022-03-15