0001104659-21-066053.txt : 20210513 0001104659-21-066053.hdr.sgml : 20210513 20210513171944 ACCESSION NUMBER: 0001104659-21-066053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fearn Kenneth Hopkins Jr. CENTRAL INDEX KEY: 0001681775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35972 FILM NUMBER: 21920803 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braemar Hotels & Resorts Inc. CENTRAL INDEX KEY: 0001574085 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462488594 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 490-9600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: Ashford Hospitality Prime, Inc. DATE OF NAME CHANGE: 20130410 4 1 tm2116222d5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-05-11 0 0001574085 Braemar Hotels & Resorts Inc. BHR 0001681775 Fearn Kenneth Hopkins Jr. 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 1 0 0 0 Common Stock 2021-05-11 4 A 0 11194 0.00 A 40776 D Common Stock 2021-05-11 4 A 0 23 6.07 A 29582 D The Reporting Person received the shares pursuant to a stock grant from the Issuer, under the Issuer's Second Amended and Restated 2013 Equity Incentive Plan (the "Plan"), in connection with the re-election of the Reporting Person to the Issuer's Board of Directors. The shares were issued to the Reporting Person under the Plan in lieu of certain cash retainer fees and were fully vested upon grant. /s/ Kenneth H. Fearn, Jr. 2021-05-13