Chief Compliance Officer

0001574010-22-000001.txt : 20220118 0001574010-22-000001.hdr.sgml : 20220118 20220118124541 ACCESSION NUMBER: 0001574010-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220118 DATE AS OF CHANGE: 20220118 EFFECTIVENESS DATE: 20220118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lowe Wealth Advisors, LLC CENTRAL INDEX KEY: 0001574010 IRS NUMBER: 364698385 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17052 FILM NUMBER: 22534492 BUSINESS ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 4437667160 MAIL ADDRESS: STREET 1: 6230 OLD DOBBIN LANE; SUITE 170 CITY: COLUMBIA STATE: MD ZIP: 21045 FORMER COMPANY: FORMER CONFORMED NAME: Lowe fs, LLC DATE OF NAME CHANGE: 20130409 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001574010 XXXXXXXX 12-31-2021 12-31-2021 Lowe Wealth Advisors, LLC

6230 OLD DOBBIN LANE; SUITE 170 COLUMBIA MD 21045

13F HOLDINGS REPORT 028-17052 N Greg Lowe Chief Compliance Officer 443-766-7160 Greg Lowe Columbia MD 01-18-2022 0 315 227226 false INFORMATION TABLE 2 lowe13f4q2021.xml 3M COMPANY COM 88579Y101 1 5 SH SOLE 0 0 5 ABBOTT LABORATORIES COM 002824100 30 215 SH SOLE 0 0 215 Abbvie Inc COM 00287Y109 71 525 SH SOLE 0 0 525 ACADIA Pharmaceuticals Inc COM 004225108 4 180 SH SOLE 0 0 180 Accenture PLC SHS G1151C101 31 75 SH SOLE 0 0 75 Advanced Battery Technologies Inc COM 00752H102 0 30 SH SOLE 0 0 30 Advanced Micro Devices Inc COM 007903107 14 100 SH SOLE 0 0 100 Air Products & Chemicals Inc COM 009158106 61 200 SH SOLE 0 0 200 Align Technology Inc COM 016255101 43 65 SH SOLE 0 0 65 Alphabet Inc A COM 02079K305 23 8 SH SOLE 0 0 8 Alphabet Inc C COM 02079K107 23 8 SH SOLE 0 0 8 Altria Group Inc COM 02209S103 9 200 SH SOLE 0 0 200 Amazon.com Inc COM 023135106 170 51 SH SOLE 0 0 51 AMC Entertainment Holdings Inc COM 00165C104 3 100 SH SOLE 0 0 100 Ameren Corp COM 023608102 368 4138 SH SOLE 0 0 4138 American Airlines Group Inc COM 02376R102 1 45 SH SOLE 0 0 45 American Electric Power Co Inc COM 025537101 45 511 SH SOLE 0 0 511 American Express Co COM 025816109 3 20 SH SOLE 0 0 20 AMERICAN OUTDOOR BRANDS ORD WI COM 02875D109 2 99 SH SOLE 0 0 99 Ameriprise Financial Inc COM 03076C106 50 167 SH SOLE 0 0 167 AMGEN INC. COM 031162100 12 52 SH SOLE 0 0 52 APPLE INC. COM 037833100 933 5257 SH SOLE 0 0 5257 Applied Materials Inc COM 038222105 35 225 SH SOLE 0 0 225 Archer-Daniels Midland Co COM 039483102 2 30 SH SOLE 0 0 30 Arconic Inc COM 03966V107 1 25 SH SOLE 0 0 25 ASTRAZENECA PLC -SPONS ADR ADR 046353108 6 100 SH SOLE 0 0 100 AT&T Inc COM 00206R102 104 4237 SH SOLE 0 0 4237 Aurinia Pharmaceuticals Inc COM 05156V102 12 531 SH SOLE 0 0 531 Automatic Data Processing COM 053015103 300 1215 SH SOLE 0 0 1215 Avago Technologies Ltd COM 11135F101 20 30 SH SOLE 0 0 30 Badger Meter Inc COM 056525108 222 2082 SH SOLE 0 0 2082 Bank of America Corporation COM 060505104 39 870 SH SOLE 0 0 870 Bausch Health Companies Inc COM 071734107 1 50 SH SOLE 0 0 50 Becton Dickinson & Co COM 075887109 15 60 SH SOLE 0 0 60 Berkshire Hathaway Inc COM 084670702 36 120 SH SOLE 0 0 120 Beyond Meat Inc COM 08862E109 65 1000 SH SOLE 0 0 1000 BlackRock Floating Rate Inc Tr Common COM 091941104 5 333 SH SOLE 0 0 333 BlackRock MuniHoldings Inv Qty COM 09254P108 12 800 SH SOLE 0 0 800 Booz Allen Hamilton Holding Corp COM 099502106 4 51 SH SOLE 0 0 51 BP PLC ADR 055622104 48 1818 SH SOLE 0 0 1818 Bristol-Myers Squibb Company COM 110122108 2 25 SH SOLE 0 0 25 Broadridge Financial Solutions Inc COM 11133T103 90 491 SH SOLE 0 0 491 Brown-Forman Corp COM 115637209 3 45 SH SOLE 0 0 45 Cardinal Health Inc COM 14149Y108 4 70 SH SOLE 0 0 70 Carnival Corp UNIT 143658300 8 380 SH SOLE 0 0 380 CATERPILLAR INC. COM 149123101 16 76 SH SOLE 0 0 76 CDK Global Inc COM 12508E101 29 699 SH SOLE 0 0 699 Cf Acquisition Corp Vi Com Cl A COM 12521J103 1 80 SH SOLE 0 0 80 CHEVRON CORPORATION COM 166764100 87 738 SH SOLE 0 0 738 Chipotle Mexican Grill Inc COM 169656105 19 11 SH SOLE 0 0 11 Churchill Downs Inc COM 171484108 12 50 SH SOLE 0 0 50 Cisco Systems Inc COM 17275R102 13 208 SH SOLE 0 0 208 Coca-Cola Co COM 191216100 116 1963 SH SOLE 0 0 1963 Cohen & Steers Qty Inc Realty Common COM 19247L106 8 444 SH SOLE 0 0 444 Coinbase Global Inc Ordinary Shares - Class A COM 19260Q107 6 25 SH SOLE 0 0 25 Comcast Corp COM 20030N101 27 543 SH SOLE 0 0 543 Communication Services Sel Sect SPDR ETF ETF 81369Y852 6 75 SH SOLE 0 0 75 comScore Inc COM 20564W105 2 500 SH SOLE 0 0 500 Conformis Inc COM 20717E101 0 140 SH SOLE 0 0 140 ConocoPhillips COM 20825C104 14 197 SH SOLE 0 0 197 Consumer Discret Select Sector SPDRA SBI CONS DISCR 81369Y407 17 85 SH SOLE 0 0 85 Consumer Staples Select Sector SPDRA SBI CONS STPLS 81369Y308 8 100 SH SOLE 0 0 100 Costco Wholesale Corp COM 22160K105 96 169 SH SOLE 0 0 169 Crispr Therapeutics Agnamen Akt NAMEN AKT H17182108 0 4 SH SOLE 0 0 4 CSX Corp COM 126408103 4 96 SH SOLE 0 0 96 CVS CAREMARK CORPORATION COM 126650100 39 383 SH SOLE 0 0 383 Deere & Co COM 244199105 10 29 SH SOLE 0 0 29 Dell Inc COM 24703L202 10 185 SH SOLE 0 0 185 DELTA AIR LINES COMPANY NEW COM 247361702 6 150 SH SOLE 0 0 150 Devon Energy Corp COM 25179M103 2 50 SH SOLE 0 0 50 DISNEY WALT COMPANY COM 254687106 95 616 SH SOLE 0 0 616 DNP Select Income Common COM 23325P104 58 5294 SH SOLE 0 0 5294 Dollar General Corp COM 256677105 24 100 SH SOLE 0 0 100 Domino s Pizza Inc COM 25754A201 15 27 SH SOLE 0 0 27 Dow Chemical Co COM 260557103 1 14 SH SOLE 0 0 14 DraftKings Inc Ordinary Shares - Class A COM 26142R104 3 100 SH SOLE 0 0 100 Duke Energy Corporation COM 26441C204 14 133 SH SOLE 0 0 133 Emergent BioSolutions Inc COM 29089Q105 3 80 SH SOLE 0 0 80 Energy Select Sector SPDRA ETF 81369Y506 3761 67767 SH SOLE 0 0 67767 Enovix Corp COM 293594107 2 90 SH SOLE 0 0 90 Enphase Energy Inc COM 29355A107 25 134 SH SOLE 0 0 134 ETFMG Alternative Harvest ETF ETF 26924G508 0 35 SH SOLE 0 0 35 EVGO CL A ORD COM 30052F100 1 100 SH SOLE 0 0 100 Exelon Corp COM 30161N101 26 452 SH SOLE 0 0 452 Exxon Mobil Corporation COM 30231G102 333 5444 SH SOLE 0 0 5444 Facebook Inc COM 30303M102 105 312 SH SOLE 0 0 312 Fidelity MSCI Energy ETF ETF 316092402 2 110 SH SOLE 0 0 110 Fidelity MSCI Health Care ETF ETF 316092600 3 50 SH SOLE 0 0 50 Financial Select Sector SPDR ETF 81369Y605 11 280 SH SOLE 0 0 280 First Trust Health Care AlphaDEX ETF 33734X143 20 161 SH SOLE 0 0 161 First Trust ISE Chindia Idx ETF 33733A102 0 10 SH SOLE 0 0 10 Flah&Crum Total Return COM 338479108 23 1000 SH SOLE 0 0 1000 FMC Corp COM 302491303 11 100 SH SOLE 0 0 100 Ford Motor Company COM 345370860 144 6945 SH SOLE 0 0 6945 Freeport-McMoran Copper & Gold COM 35671D857 121 2909 SH SOLE 0 0 2909 Garmin Ltd SHS H2906T109 54 400 SH SOLE 0 0 400 GENERAL ELECTRIC COMPANY COM 369604301 3 30 SH SOLE 0 0 30 General Mills Inc COM 370334104 65 960 SH SOLE 0 0 960 GENERAL MOTORS CORPORATION COM 37045V100 2 40 SH SOLE 0 0 40 Global X Robotics & Artfcl Intllgnc ETF ETF 37954Y715 511 14205 SH SOLE 0 0 14205 Groupon Inc COM 399473206 0 4 SH SOLE 0 0 4 Guggenheim S&P 500 Eq Wt Technology ETF ETF 46137V282 18 57 SH SOLE 0 0 57 Guggenheim S&P 500 Pure Growth ETF ETF 46137V266 63 299 SH SOLE 0 0 299 Guggenheim S&P 500A Equal Weight ETF 46137V357 10 60 SH SOLE 0 0 60 H&R Block Inc COM 093671105 10 406 SH SOLE 0 0 406 Health Care Select Sector SPDR SBI HEALTHCARE 81369Y209 26 187 SH SOLE 0 0 187 Hershey Co COM 427866108 180 929 SH SOLE 0 0 929 Hilton Worldwide Holdings Inc COM 43300A203 40 255 SH SOLE 0 0 255 HOME DEPOT INC. COM 437076102 118 285 SH SOLE 0 0 285 Horizon Kinetics Inflation Bnfcrs ETF HORIZON KINETICS 53656F623 2115 67755 SH SOLE 0 0 67755 Howmet Aerospace Ord COM 443201108 3 100 SH SOLE 0 0 100 Industrial Select Sector SPDRA SBI INT-INDS 81369Y704 127 1200 SH SOLE 0 0 1200 INTEL CORP COM 458140100 4 75 SH SOLE 0 0 75 International Business Machines Corp COM 459200101 4 33 SH SOLE 0 0 33 Invesco Cleantech ETF ETF 46137V407 0 5 SH SOLE 0 0 5 Invesco Financial Preferred ETF ETF 46137V621 12 650 SH SOLE 0 0 650 Invesco QQQ Trust UNIT SER 1 46090E103 28502 71640 SH SOLE 0 0 71640 INVESCO SOLAR ETF ETF 46138G706 9 115 SH SOLE 0 0 115 iPath DJ-UBS Commodity Index TR ETN ETN 06738C778 9 310 SH SOLE 0 0 310 iShares 0-5 Year High Yield Corp Bd ETF ETF 46434V407 52 1150 SH SOLE 0 0 1150 iShares Aaa - A Rated Corporate Bond ETF ETF 46429B291 3633 64798 SH SOLE 0 0 64798 iShares Core MSCI EAFE ETF 46432F842 8099 108506 SH SOLE 0 0 108506 iShares Core MSCI Emerging Markets ETF 46434G103 1595 26643 SH SOLE 0 0 26643 iShares Core MSCI Pacific ETF ETF 46434V696 152 2375 SH SOLE 0 0 2375 iShares Core MSCI Total Intl Stk ETF 46432F834 6 85 SH SOLE 0 0 85 iShares Core S&P 500 ETF 464287200 46 96 SH SOLE 0 0 96 iShares Core S&P Mid-Cap ETF 464287507 4 14 SH SOLE 0 0 14 iShares Core S&P Small-Cap ETF 464287804 41 359 SH SOLE 0 0 359 iShares Core S&P Total US Stock Mkt ETF 464287150 17 161 SH SOLE 0 0 161 iShares Core US Aggregate Bond ETF 464287226 20 172 SH SOLE 0 0 172 iShares Core US REIT ETF ETF 464288521 41 610 SH SOLE 0 0 610 iShares DJ US Total Market Index ETF 464287846 5021 42605 SH SOLE 0 0 42605 iShares ESG Aware MSCI EAFE ETF ETF 46435G516 95 1200 SH SOLE 0 0 1200 iShares ESG MSCI USA ETF ETF 46435G425 229 2125 SH SOLE 0 0 2125 iShares Global Clean Energy ETF 464288224 5 220 SH SOLE 0 0 220 iShares Global Timber & Forestry ETF 464288174 5 50 SH SOLE 0 0 50 iShares Gold Trust ETF 464285204 15357 441161 SH SOLE 0 0 441161 iShares High Dividend ETF 46429B663 304 3013 SH SOLE 0 0 3013 iShares International Select Dividend ETF 464288448 122 3920 SH SOLE 0 0 3920 iShares Morningstar Small-Cap Growth ETF ETF 464288604 10 210 SH SOLE 0 0 210 iShares MSCI ACWI ex US ETF ETF 464288240 134 2410 SH SOLE 0 0 2410 iShares MSCI EAFE ETF 464287465 3 44 SH SOLE 0 0 44 iShares MSCI Emerging Markets ETF 464287234 49 1002 SH SOLE 0 0 1002 iShares MSCI EmrgMkts MinVolatility ETF 464286533 15 245 SH SOLE 0 0 245 iShares MSCI Glbl Agriculture Producers ETF 464286350 4 96 SH SOLE 0 0 96 iShares MSCI Global Gold Miners ETF 46434G855 45 1663 SH SOLE 0 0 1663 iShares MSCI KLD 400 Social ETF ETF 464288570 497 5346 SH SOLE 0 0 5346 iShares MSCI Singapore ETF ETF 46434G780 26 1200 SH SOLE 0 0 1200 Ishares Nasdaq Biotechnology ETF 464287556 8 55 SH SOLE 0 0 55 iShares Russell 1000 Growth ETF 464287614 4 13 SH SOLE 0 0 13 iShares Russell 2000 ETF 464287655 163 733 SH SOLE 0 0 733 iShares Russell 2000 Value ETF 464287630 14 85 SH SOLE 0 0 85 iShares Russell 3000 ETF 464287689 1403 5056 SH SOLE 0 0 5056 Ishares Russell MidCap Growth ETF ETF 464287481 17 150 SH SOLE 0 0 150 iShares S&P 100 Index Fund CBOE ETF 464287101 144 656 SH SOLE 0 0 656 iShares S&P 500 Growth ETF 464287309 138 1648 SH SOLE 0 0 1648 iShares S&P MidCap 400 Growth ETF 464287606 6 72 SH SOLE 0 0 72 iShares S&P Small-Cap 600 Growth ETF 464287887 7 50 SH SOLE 0 0 50 iShares Select Dividend ETF 464287168 84 688 SH SOLE 0 0 688 Ishares Silver Trust ETF 46428Q109 130 6053 SH SOLE 0 0 6053 iShares Tr MSCI USA MinVolatility ETF 46429B697 23470 290115 SH SOLE 0 0 290115 iShares US Home Construction ETF 464288752 21 250 SH SOLE 0 0 250 iShares US Preferred Stock ETF 464288687 44 1125 SH SOLE 0 0 1125 iShares US Real Estate ETF 464287739 18 158 SH SOLE 0 0 158 Jazz Pharmaceuticals PLC SHS USD G50871105 0 3 SH SOLE 0 0 3 JOANN Inc COM 47768J101 3 265 SH SOLE 0 0 265 Johnson and Johnson COM 478160104 104 607 SH SOLE 0 0 607 Johnson Controls Inc COM G51502105 1 9 SH SOLE 0 0 9 JPMorgan Chase & Co COM 46625H100 26 165 SH SOLE 0 0 165 JPMorgan Equity Premium Income ETF ETF 46641Q332 1124 17785 SH SOLE 0 0 17785 JPMorgan Ultra-Short Income ETF ETF 46641Q837 9457 187333 SH SOLE 0 0 187333 Kimberly-Clark Corp COM 494368103 1 10 SH SOLE 0 0 10 Kohl s Corp COM 500255104 0 7 SH SOLE 0 0 7 KraneShares Global Carbon ETF ETF 500767678 1558 30600 SH SOLE 0 0 30600 KT Corp ADR 48268K101 67 5300 SH SOLE 0 0 5300 Leggett & Platt Inc COM 524660107 21 500 SH SOLE 0 0 500 Lexington Realty Trust PFD CONV SER C 529043309 25 400 SH SOLE 0 0 400 Lockheed Martin Corp COM 539830109 197 554 SH SOLE 0 0 554 lowes companies incorporated COM 548661107 27 105 SH SOLE 0 0 105 Lululemon Athletica Inc Com Usd0.005 COM 550021109 2 5 SH SOLE 0 0 5 Lumber Liquidators Holdings Inc COM 55003T107 3 200 SH SOLE 0 0 200 Main Street Capital Corp COM 56035L104 31 700 SH SOLE 0 0 700 Mallinckrodt PLC SHS G5785G107 0 1 SH SOLE 0 0 1 MannKind Corp COM 56400P706 2 500 SH SOLE 0 0 500 Marathon Petroleum Corp COM 56585A102 234 3660 SH SOLE 0 0 3660 Market Vectors Agribusiness ETF ETF 92189F700 38 395 SH SOLE 0 0 395 Market Vectors Gold Miners ETF ETF 92189F106 48 1500 SH SOLE 0 0 1500 Market Vectors Junior Gold Miners ETF ETF 92189F791 13 300 SH SOLE 0 0 300 Marriott International Inc COM 571903202 3 18 SH SOLE 0 0 18 Masimo Corp COM 574795100 7 25 SH SOLE 0 0 25 MasterCard Inc COM 57636Q104 18 50 SH SOLE 0 0 50 Materials Select Sector SPDRA ETF 81369Y100 51 568 SH SOLE 0 0 568 McCormick & Company Inc COM 579780206 1374 14220 SH SOLE 0 0 14220 McCormick & Company Inc COM 579780107 365 3822 SH SOLE 0 0 3822 McDonald s Corp COM 580135101 33 124 SH SOLE 0 0 124 Medifast Inc COM 58470H101 6 30 SH SOLE 0 0 30 Medtronic Inc COM G5960L103 1 9 SH SOLE 0 0 9 MERCK & CO. INC. COM 58933Y105 243 3169 SH SOLE 0 0 3169 MFAM Small-Cap Growth ETF ETF 74933W874 24 667 SH SOLE 0 0 667 Microsoft Corp COM 594918104 949 2820 SH SOLE 0 0 2820 MODERNA INC COM 60770K107 41 163 SH SOLE 0 0 163 Morgan Stanley COM 617446448 10 100 SH SOLE 0 0 100 NETFLIX INC. COM 64110L106 10 17 SH SOLE 0 0 17 New Age Beverages Corp COM 650194103 0 100 SH SOLE 0 0 100 Newmont Mining Corp COM 651639106 200 3220 SH SOLE 0 0 3220 NextEra Energy Inc COM 65339F101 2 24 SH SOLE 0 0 24 NIKE INC COM 654106103 10 61 SH SOLE 0 0 61 NIO INC ADS REPSTG CL A ORD SHS SPON ADS 62914V106 3 100 SH SOLE 0 0 100 Nordstrom Inc COM 655664100 1 45 SH SOLE 0 0 45 Northrop Grumman Corp COM 666807102 6 15 SH SOLE 0 0 15 NOVARTIS AG-ADR ADR 66987V109 2 21 SH SOLE 0 0 21 NOVO NORDISK A/S ADR ADR 670100205 21 190 SH SOLE 0 0 190 Nutanix Inc COM 67059N108 6 200 SH SOLE 0 0 200 Nutrien Ltd COM 67077M108 1 12 SH SOLE 0 0 12 Nuveen Municipal Income Common COM 67062J102 0 7 SH SOLE 0 0 7 Nuveen Quality Muni Income Fund COM 67066V101 20 1233 SH SOLE 0 0 1233 Nvent Electric Plc Shs SHS G6700G107 0 2 SH SOLE 0 0 2 NVIDIA Corp COM 67066G104 7 25 SH SOLE 0 0 25 Oracle Corporation COM 68389X105 17 200 SH SOLE 0 0 200 Organon &Co Common Stock COM 68622V106 0 4 SH SOLE 0 0 4 Paychex Inc COM 704326107 31 230 SH SOLE 0 0 230 Pentair Plc COM G7S00T104 6 77 SH SOLE 0 0 77 PepsiCo Inc COM 713448108 5 28 SH SOLE 0 0 28 Pfizer Inc COM 717081103 13 225 SH SOLE 0 0 225 PIMCO Enhanced Short Maturity ETF ETF 72201R833 9909 97564 SH SOLE 0 0 97564 PNC Financial Services Group Inc COM 693475105 62 308 SH SOLE 0 0 308 PowerShares Insured National Muni Bond ETF 46138E537 1 50 SH SOLE 0 0 50 PPL Corp COM 69351T106 237 7869 SH SOLE 0 0 7869 Procter & Gamble Co COM 742718109 4 25 SH SOLE 0 0 25 Prologis Inc COM 74340W103 71 423 SH SOLE 0 0 423 ProShares Short S&P500 ETF 74347B425 76 5602 SH SOLE 0 0 5602 Prothena Corp PLC SHS G72800108 0 1 SH SOLE 0 0 1 Prudential Financial Inc COM 744320102 449 4151 SH SOLE 0 0 4151 Pure Storage Inc COM 74624M102 19 575 SH SOLE 0 0 575 Quadratic Intrst Rt Vol & Infl H ETF QUADRTC INT RT 500767736 1544 57515 SH SOLE 0 0 57515 Qualcomm Inc COM 747525103 15 80 SH SOLE 0 0 80 Quanta Services Inc COM 74762E102 6 50 SH SOLE 0 0 50 QuantumScape Corp COM 74767V109 2 75 SH SOLE 0 0 75 Ramco-Gershenson Properties Trust PERP PFD-D CV 74971D200 29 500 SH SOLE 0 0 500 Raytheon Technologies Ord COM 75513E101 16 187 SH SOLE 0 0 187 Real Estate Select Sector SPDR ETF 81369Y860 0 2 SH SOLE 0 0 2 Reaves Utility Income COM 756158101 260 7400 SH SOLE 0 0 7400 Rockwell Automation Inc COM 773903109 87 248 SH SOLE 0 0 248 Royal Dutch Shell PLC SPONS ADR B 780259107 1 15 SH SOLE 0 0 15 SALESFORCE COM COMPANY COM 79466L302 5 18 SH SOLE 0 0 18 Schwab Fundamental US Broad Market ETF ETF 808524789 0 5 SH SOLE 0 0 5 Schwab US Large-Cap Growth ETF ETF 808524300 66 400 SH SOLE 0 0 400 Sensata Technologies Holding PLC SHS G8060N102 41 665 SH SOLE 0 0 665 Sirius XM Radio Inc COM 82968B103 7 1100 SH SOLE 0 0 1100 Smith & Wesson Brands Inc COM 831754106 7 400 SH SOLE 0 0 400 Snap Inc Cl A COM 83304A106 7 150 SH SOLE 0 0 150 SoFi Technologies Inc COM 83406F102 2 100 SH SOLE 0 0 100 Southwest Airlines Co COM 844741108 7 175 SH SOLE 0 0 175 SPDR Dow Jones Industrial Average ETF 78467X109 13 36 SH SOLE 0 0 36 SPDR Gold Shares ETF 78463V107 9 50 SH SOLE 0 0 50 SPDR S&P 500 ETF ETF 78462F103 70679 148810 SH SOLE 0 0 148810 SPDR S&P Dividend ETF ETF 78464A763 28 216 SH SOLE 0 0 216 SPDR S&P MidCap 400 ETF 78467Y107 2136 4126 SH SOLE 0 0 4126 SPDR S&P Oil & Gas Exploration & Production ETF ETF 78468R556 99 1030 SH SOLE 0 0 1030 SPDR Portfolio Developed Wld ex-US ETF ETF 78463X889 2 49 SH SOLE 0 0 49 SPDR S&P 500 Growth ETF 78464A409 72 991 SH SOLE 0 0 991 SPDR S&P Aerospace & Defense ETF ETF 78464A631 366 3140 SH SOLE 0 0 3140 SPDR S&P Global Natural Resources ETF ETF 78463X541 717 13280 SH SOLE 0 0 13280 SPDR Wells Fargo Preferred Stock ETF ETF 78464A292 310 7223 SH SOLE 0 0 7223 Splunk Inc COM 848637104 5 40 SH SOLE 0 0 40 Sprott Physical Gold and Silver Trust TR UNIT 85208R101 53 3000 SH SOLE 0 0 3000 Starbucks Corp COM 855244109 66 568 SH SOLE 0 0 568 Starwood Property Trust Inc. COM 85571B105 4 180 SH SOLE 0 0 180 Stericycle Inc COM 858912108 12 200 SH SOLE 0 0 200 Stryker Corporation COM 863667101 53 200 SH SOLE 0 0 200 STURM RUGER AND CO INC COM 864159108 3 50 SH SOLE 0 0 50 Sun Life Financial Inc COM 866796105 73 1302 SH SOLE 0 0 1302 Synopsys Inc COM 871607107 37 100 SH SOLE 0 0 100 T. Rowe Price Group Inc COM 74144T108 169 860 SH SOLE 0 0 860 TE Connectivity Ltd SHS H84989104 2 10 SH SOLE 0 0 10 Technology Select Sector SPDRA ETF 81369Y803 17 96 SH SOLE 0 0 96 TESLA MTRS INC COM 88160R101 109 103 SH SOLE 0 0 103 Teva Pharmaceutical Industries Ltd ADR 881624209 3 418 SH SOLE 0 0 418 Truist Finl Corp Com COM 89832Q109 2 30 SH SOLE 0 0 30 UNDER ARMOUR INC. COM 904311107 22 1048 SH SOLE 0 0 1048 UNDER ARMOUR INC-CLASS C COM 904311206 23 1271 SH SOLE 0 0 1271 Union Pacific Corp COM 907818108 16 65 SH SOLE 0 0 65 United Parcel Service Inc (UPS) COM 911312106 5 25 SH SOLE 0 0 25 UnitedHealth Group Inc COM 91324P102 131 261 SH SOLE 0 0 261 Utilities SPDR ETF ETF 81369Y886 552 7718 SH SOLE 0 0 7718 Valero Energy Corp COM 91913Y100 2 25 SH SOLE 0 0 25 VanEck Vectors Fallen Angel HiYld Bd ETF ETF 92189F437 1333 40440 SH SOLE 0 0 40440 VanEck Vectors Semiconductor ETF ETF 92189F676 1349 4370 SH SOLE 0 0 4370 Vanguard European Stock Index ETF ETF 922042874 11 165 SH SOLE 0 0 165 Vanguard FTSE Developed Markets ETF ETF 921943858 10 194 SH SOLE 0 0 194 Vanguard Growth ETF ETF 922908736 4 11 SH SOLE 0 0 11 Vanguard REIT ETF ETF 922908553 1677 14459 SH SOLE 0 0 14459 Vanguard Short Term Bond ETF ETF 921937827 5 63 SH SOLE 0 0 63 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 12758 156999 SH SOLE 0 0 156999 Vanguard Short-Term Infl-Prot Secs ETF ETF 922020805 9 170 SH SOLE 0 0 170 Vanguard Total Stock Market ETF ETF 922908769 324 1343 SH SOLE 0 0 1343 Vanguard Value ETF ETF 922908744 61 412 SH SOLE 0 0 412 Verizon Communications Inc COM 92343V104 1439 27693 SH SOLE 0 0 27693 VIACOMCBS CL B ORD COM 92556H206 46 1524 SH SOLE 0 0 1524 Viatris Inc COM 92556V106 0 15 SH SOLE 0 0 15 Virgin Galactic Holdings Inc COM 92766K106 5 401 SH SOLE 0 0 401 Visa Inc COM 92826C839 151 697 SH SOLE 0 0 697 VISHAY INTERTECHNOLOGY INC COM 928298108 0 15 SH SOLE 0 0 15 VMWare Inc COM 928563402 9 81 SH SOLE 0 0 81 Walgreen Boots Alliance Inc Com COM 931427108 2 36 SH SOLE 0 0 36 Wal-Mart Stores Inc COM 931142103 48 334 SH SOLE 0 0 334 Waste Management Inc COM 94106L109 17 102 SH SOLE 0 0 102 Westinghouse Air Brake Technologies Corp COM 929740108 0 1 SH SOLE 0 0 1 Wheeler Real Estate Investment Trust Inc CV PFD SER 963025309 6 900 SH SOLE 0 0 900 WisdomTree Dividend ex-Financials ETF 97717W406 151 1492 SH SOLE 0 0 1492 WisdomTree Europe SmallCap Dividend ETF ETF 97717W869 9 115 SH SOLE 0 0 115 WisdomTree India Earnings ETF ETF 97717W422 1070 29335 SH SOLE 0 0 29335 Wyndham Hotels & Resorts Inc COM 98311A105 2 20 SH SOLE 0 0 20 Xcel Energy Inc COM 98389B100 45 658 SH SOLE 0 0 658 Yamana Gold Inc COM 98462Y100 34 8000 SH SOLE 0 0 8000