0001752724-21-162581.txt : 20210802
0001752724-21-162581.hdr.sgml : 20210802
20210802125457
ACCESSION NUMBER: 0001752724-21-162581
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210531
FILED AS OF DATE: 20210802
DATE AS OF CHANGE: 20210802
EFFECTIVENESS DATE: 20210802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eaton Vance Floating-Rate Income Plus Fund
CENTRAL INDEX KEY: 0001573698
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22821
FILM NUMBER: 211135379
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 800-225-6265
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: Eaton Vance Floating Rate Income Plus Fund
DATE OF NAME CHANGE: 20130404
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0001573698
XXXXXXXX
811-22821
false
false
false
N-2
Eaton Vance Floating-Rate Income Plus Fund
811-22821
0001573698
549300FS3DS8EW3OQA12
TWO INTERNATIONAL PLACE
BOSTON
02110
US-MA
US
617-482-8260
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
N
N
N-2
Y
David Basile
000000000
N
William H. Park
000000000
N
Charles Clarvit
001241227
N
Helen Frame Peters
000000000
N
George J. Gorman
000000000
N
Mark R. Fetting
000733409
N
Keith Quinton
000000000
N
Valerie A. Mosley
000000000
N
Susan J. Sutherland
000000000
N
Marcus L. Smith
000000000
N
Richard F. Froio
002214598
Two International Place
Boston
02110
XXXXXX
N
N
N
N
N
Eaton Vance Distributors, Inc.
8-47939
000037731
5493008E3UZUI6J6EL94
Y
N
Deloitte & Touche LLP
34
00000000000000000000
N
N
N
N
N
Eaton Vance Floating-Rate Income Plus Fund
549300FS3DS8EW3OQA12
N
0
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Eaton Vance Management
801-15930
000104859
549300RJ0CSL5M1B7J96
N
American Stock Transfer & Trust Company, LLC
084-00416
254900TS5EWP83BEOU02
N
N
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
N
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, Anonim Sirketi
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Paris, Paris, FR, Branch)
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
American Stock Transfer & Trust Company, LLC
254900TS5EWP83BEOU02
N
N
N
Eaton Vance Management
549300RJ0CSL5M1B7J96
Y
N
N
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
260.59000000
260.59000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
10038513.04000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
33250173.57000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
10627163.16000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
28431539.96000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
12772800.53000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
7119518.58000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
52806260.19000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
36037249.63000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
19559225.12000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
30552616.89000000
266158329.78000000
N
121918905.16692307
Common stock
Eaton Vance Floating-Rate Income Plus Fund
Preferred stock
Eaton Vance Floating-Rate Income Plus Fund
N
N
N
N
N
N
1.15000000
2.44000000
16.38000000
16.52000000
true
INTERNAL CONTROL RPT
2
NCEN_811-22821_8178374006.txt
REPORT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
To the Trustees and Shareholders of Eaton Vance Floating-Rate
Income Plus Fund:
In planning and performing our audit of the financial statements
of Eaton Vance Floating-Rate Income Plus Fund (the "Fund") as
of and for the year ended May 31, 2021, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States) (PCAOB), we considered the Fund's internal
control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over financial
reporting. Accordingly, we express no such opinion.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A fund's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with
generally accepted accounting principles. A fund's internal
control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the transactions
and dispositions of the assets of the fund; (2) provide reasonable
assurance that transactions are recorded as necessary to permit
preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and
expenditures of the fund are being made only in accordance with
authorizations of management and trustees of the fund; and (3)
provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use, or disposition of a
fund's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also,
projections of any evaluation of effectiveness to future periods
are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the fund's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the PCAOB. However, we noted no
deficiencies in the Fund's internal control over financial reporting
and its operation, including controls for safeguarding securities,
that we consider to be a material weakness, as defined above,
as of May 31, 2021.
This report is intended solely for the information and use of
management and the Trustees of Eaton Vance Floating-Rate
Income Plus Fund and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone
other than these specified parties.
/s/ Deloitte & Touche LLP
Boston, Massachusetts
July 20, 2021