Based on a review of reports filed by the Fund's
trustees and executive officers, the investment
adviser, officers and directors of the investment
adviser, affiliated persons of the investment
adviser and beneficial holders of 10% or more
of the Fund's outstanding shares, and written
representations by the Reporting Persons that
no year-end reports were required for such
persons, the Fund believes all filings required by
Section 16(a) of the Securities Exchange Act of
1934 for the fiscal year ended May 31, 2020
were timely, except that David C. Basile, Peter F.
Borish and Charles I. Clarvit each filed a Form 3
late. Messrs. Basile, Borish and Clarvit have
each since corrected such omission by making
the necessary filing.