N-PX 1 brd_2k3_0001573698.txt BRD_2K3_0001573698.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22821 NAME OF REGISTRANT: Eaton Vance Floating-Rate Income Plus Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 05/31 DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017 Eaton Vance Floating-Rate Income Plus Fund -------------------------------------------------------------------------------------------------------------------------- A.P. MOELLER - MAERSK A/S, COPENHAGEN Agenda Number: 707816673 -------------------------------------------------------------------------------------------------------------------------- Security: K0514G101 Meeting Type: AGM Meeting Date: 28-Mar-2017 Ticker: ISIN: DK0010244508 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 704579 DUE TO CHANGE IN VOTING STATUS OF THE MEETING FROM VOTABLE MEETING TO INFORMATION MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting MEETING, AS THE ISIN DOES NOT HOLD VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting DURING THE PAST FINANCIAL YEAR B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Non-Voting ADOPTION C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS: Non-Voting THE BOARD PROPOSES THAT THE BOARD OF DIRECTORS AND MANAGEMENT BE GRANTED DISCHARGE D RESOLUTION ON APPROPRIATION OF PROFIT, Non-Voting INCLUDING THE AMOUNT OF DIVIDENDS, OR COVERING OF LOSS IN ACCORDANCE WITH THE ADOPTED ANNUAL REPORT: THE BOARD PROPOSES PAYMENT OF A DIVIDEND OF DKK 150 PER SHARE OF DKK 1,000 E.1 ANY REQUISITE RE-ELECTION OF MEMBER FOR THE Non-Voting BOARD OF DIRECTORS: NIELS JACOBSEN E.2 ANY REQUISITE RE-ELECTION OF MEMBER FOR THE Non-Voting BOARD OF DIRECTORS: ARNE KARLSSON E.3 ANY REQUISITE RE-ELECTION OF MEMBER FOR THE Non-Voting BOARD OF DIRECTORS: DOROTHEE BLESSING E.4 ANY REQUISITE RE-ELECTION OF MEMBER FOR THE Non-Voting BOARD OF DIRECTORS: NIELS BJORN CHRISTIANSEN F THE BOARD PROPOSES RE-ELECTION OF: Non-Voting PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB G.1 DELIBERATION OF ANY PROPOSAL SUBMITTED BY Non-Voting THE BOARD OF DIRECTORS OR BY SHAREHOLDERS: THE BOARD PROPOSES THAT THE COMPANY'S BOARD BE AUTHORISED TO DECLARE EXTRAORDINARY DIVIDEND G.2 DELIBERATION OF ANY PROPOSAL SUBMITTED BY Non-Voting THE BOARD OF DIRECTORS OR BY SHAREHOLDERS: THE BOARD PROPOSES ADOPTION OF AN AMENDMENT TO THE COMPANY'S GENERAL GUIDELINES CONCERNING INCENTIVE PAY G.3 DELIBERATION OF ANY PROPOSAL SUBMITTED BY Non-Voting THE BOARD OF DIRECTORS OR BY SHAREHOLDERS: THE BOARD PROPOSES ADOPTION OF AN AMENDMENT TO THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF A.P. MOLLER - MAERSK A/S -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934494864 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Special Meeting Date: 15-Dec-2016 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, DATED AS OF MAY 23, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG ARES CAPITAL, AMERICAN CAPITAL, LTD., ORION ACQUISITION SUB, INC., IVY HILL ASSET MANAGEMENT, L.P. ("IHAM"), IVY HILL ASSET MANAGEMENT GP, LLC, IN ITS CAPACITY AS GENERAL PARTNER OF IHAM, AMERICAN CAPITAL ASSET MANAGEMENT, LLC, AND SOLELY FOR THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 2. TO APPROVE THE ISSUANCE OF THE SHARES OF Mgmt For For ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT IN ACCORDANCE WITH NASDAQ LISTING RULE REQUIREMENTS. 3. TO APPROVE THE ADJOURNMENT OF THE ARES Mgmt For For CAPITAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ARES CAPITAL SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934560598 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Special Meeting Date: 22-May-2017 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS (INCLUDING, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934557426 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Annual Meeting Date: 22-May-2017 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL J AROUGHETI Mgmt For For (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) 1B. ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) 1C. ELECTION OF DIRECTOR: STEVE MCKEEVER (CLASS Mgmt For For I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020) 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934543453 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For 1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For 1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For 1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For 1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For 1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For 1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For 1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For 1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For 2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) 3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION) 4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For 6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For DIVISION STUDY SESSIONS 7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against CHAIRMAN 8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr Against For GENDER PAY EQUITY -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA RESOURCES CORPORATION Agenda Number: 934563948 -------------------------------------------------------------------------------------------------------------------------- Security: 13057Q206 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: CRC ISIN: US13057Q2066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD W. MONCRIEF Mgmt For For 1C. ELECTION OF DIRECTOR: TODD A. STEVENS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Agenda Number: 934542944 -------------------------------------------------------------------------------------------------------------------------- Security: 18683K101 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: CLF ISIN: US18683K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J.T. BALDWIN Mgmt For For R.P. FISHER, JR. Mgmt For For L. GONCALVES Mgmt For For S.M. GREEN Mgmt For For J.A. RUTKOWSKI, JR Mgmt For For E.M. RYCHEL Mgmt For For M.D. SIEGAL Mgmt For For G. STOLIAR Mgmt For For D.C. TAYLOR Mgmt For For 2. APPROVAL OF AN AMENDMENT TO THE THIRD Mgmt For For AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES. 3. APPROVAL OF THE AMENDED AND RESTATED CLIFFS Mgmt For For NATURAL RESOURCES INC. 2015 EQUITY AND INCENTIVE COMPENSATION PLAN. 4. APPROVAL OF THE CLIFFS NATURAL RESOURCES Mgmt For For INC. 2017 EXECUTIVE MANAGEMENT PERFORMANCE INCENTIVE PLAN. 5. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against NAMED EXECUTIVE OFFICERS' COMPENSATION. 6. RECOMMENDATION, ON AN ADVISORY BASIS, OF Mgmt 1 Year For THE FREQUENCY OF SHAREHOLDER VOTES ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. 7. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS TO SERVE FOR THE 2017 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Agenda Number: 934593888 -------------------------------------------------------------------------------------------------------------------------- Security: 35671D857 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: FCX ISIN: US35671D8570 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD C. ADKERSON Mgmt For For GERALD J. FORD Mgmt For For LYDIA H. KENNARD Mgmt For For ANDREW LANGHAM Mgmt For For JON C. MADONNA Mgmt For For COURTNEY MATHER Mgmt For For DUSTAN E. MCCOY Mgmt For For FRANCES FRAGOS TOWNSEND Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 934568431 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt For For 1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1D. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For 1G. ELECTION OF DIRECTOR: TSU-JAE KING LIU Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1I. ELECTION OF DIRECTOR: GREGORY D. SMITH Mgmt For For 1J. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1K. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE 2006 EQUITY INCENTIVE PLAN 5. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION 6. STOCKHOLDER PROPOSAL REQUESTING AN ANNUAL Shr Against For ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS 7. STOCKHOLDER PROPOSAL REQUESTING THAT VOTES Shr Against For COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934539973 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: K.I. CHENAULT 1B. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: M.L. ESKEW 1C. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: D.N. FARR 1D. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: M. FIELDS 1E. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A. GORSKY 1F. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: S.A. JACKSON 1G. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: A.N. LIVERIS 1H. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: W.J. MCNERNEY, JR. 1I. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: H.S. OLAYAN 1J. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: J.W. OWENS 1K. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: V.M. ROMETTY 1L. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: S. TAUREL 1M. ELECTION OF DIRECTOR FOR A TERM OF ONE Mgmt For For YEAR: P.R. VOSER 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against 4. ADVISORY VOTE REGARDING FREQUENCY OF Mgmt 1 Year For ADVISORY VOTE ON EXECUTIVE COMPENSATION 5. STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE Shr Against For 6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER Shr For Against MEETINGS 7. STOCKHOLDER PROPOSAL TO ADOPT A PROXY Shr For Against ACCESS BY-LAW -------------------------------------------------------------------------------------------------------------------------- MEDLEY CAPITAL CORPORATION Agenda Number: 934518955 -------------------------------------------------------------------------------------------------------------------------- Security: 58503F106 Meeting Type: Annual Meeting Date: 14-Feb-2017 Ticker: MCC ISIN: US58503F1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. BROOK TAUBE Mgmt For For MS. KARIN H.GARVEY Mgmt For For MR. JOHN E. MACK Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. -------------------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Agenda Number: 934514971 -------------------------------------------------------------------------------------------------------------------------- Security: 708062104 Meeting Type: Annual Meeting Date: 28-Feb-2017 Ticker: PNNT ISIN: US7080621045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. MARSHALL BROZOST Mgmt For For MR. SAMUEL L. KATZ Mgmt For For 2. TO RATIFY THE SELECTION OF RSM US LLP TO Mgmt For For SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 934537486 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 20-Apr-2017 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For 1C. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For 1D. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For 1F. ELECTION OF DIRECTOR: O. B. GRAYSON HALL, Mgmt For For JR. 1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For 1H. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For 1I. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For 1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For 1N. ELECTION OF DIRECTOR: JOSE S. SUQUET Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 934604580 -------------------------------------------------------------------------------------------------------------------------- Security: 780259107 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: RDSB ISIN: US7802591070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For 2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For 3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For 4. APPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For DIRECTOR OF THE COMPANY 5. APPOINTMENT OF ROBERTO SETUBAL AS A Mgmt For For DIRECTOR OF THE COMPANY 6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For BEN VAN BEURDEN 7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GUY ELLIOTT 8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For EULEEN GOH 9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For CHARLES O. HOLLIDAY 10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GERARD KLEISTERLEE 11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For SIR NIGEL SHEINWALD 12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For LINDA G. STUNTZ 13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For JESSICA UHL 14. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For HANS WIJERS 15. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GERRIT ZALM 16. REAPPOINTMENT OF AUDITOR Mgmt For For 17. REMUNERATION OF AUDITOR Mgmt For For 18. AUTHORITY TO ALLOT SHARES Mgmt For For 19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 21. SHAREHOLDER RESOLUTION Shr Against For -------------------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Agenda Number: 934622879 -------------------------------------------------------------------------------------------------------------------------- Security: G81276100 Meeting Type: Annual Meeting Date: 28-Jun-2017 Ticker: SIG ISIN: BMG812761002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For 1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For 1C. ELECTION OF DIRECTOR: DALE HILPERT Mgmt Abstain Against 1D. ELECTION OF DIRECTOR: MARK LIGHT Mgmt For For 1E. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For 1F. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS PLASKETT Mgmt For For 1H. ELECTION OF DIRECTOR: JONATHAN SOKOLOFF Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For 1J. ELECTION OF DIRECTOR: BRIAN TILZER Mgmt For For 1K. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For 1L. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For 2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITOR OF THE COMPANY. 3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY-ON-PAY" VOTE). 4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For OF THE FREQUENCY OF THE SAY-ON-PAY VOTE (THE "SAY-ON-FREQUENCY" VOTE). -------------------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD Agenda Number: 934568518 -------------------------------------------------------------------------------------------------------------------------- Security: 83413U100 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: SLRC ISIN: US83413U1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. BRUCE SPOHLER Mgmt For For MR. STEVEN HOCHBERG Mgmt For For 2. TO APPROVE A PROPOSAL TO AUTHORIZE THE Mgmt For For COMPANY TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF THE COMPANY'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). -------------------------------------------------------------------------------------------------------------------------- THL CREDIT, INC. Agenda Number: 934612258 -------------------------------------------------------------------------------------------------------------------------- Security: 872438106 Meeting Type: Annual Meeting Date: 06-Jun-2017 Ticker: TCRD ISIN: US8724381061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID K. DOWNES Mgmt For For CHRISTOPHER J. FLYNN Mgmt For For E.P. GIAMBASTIANI, JR. Mgmt For For NANCY HAWTHORNE Mgmt For For JAMES D. KERN Mgmt For For DEBORAH MCANENY Mgmt For For SAM W. TILLINGHAST Mgmt For For 2. APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt For For COMPANY TO SELL OR OTHERWISE ISSUE UP TO 25% OF THE COMPANY'S COMMON STOCK AT A NET PRICE BELOW THE COMPANY'S THEN CURRENT NAV. 3. APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt For For COMPANY TO OFFER AND ISSUE DEBT WITH WARRANTS OR DEBT CONVERTIBLE INTO SHARES OF ITS COMMON STOCK AT AN EXERCISE OR CONVERSION PRICE THAT, AT THE TIME SUCH WARRANTS OR CONVERTIBLE DEBT ARE ISSUED, WILL NOT BE LESS THAN THE MARKET VALUE PER SHARE BUT, PROVIDED THAT PROPOSAL 2 IS APPROVED, MAY BE BELOW THE COMPANY S THEN CURRENT NAV. 4. APPROVAL OF THE ADJOURNMENT OF THE ANNUAL Mgmt For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. -------------------------------------------------------------------------------------------------------------------------- TOSHIBA CORPORATION Agenda Number: 708269142 -------------------------------------------------------------------------------------------------------------------------- Security: J89752117 Meeting Type: AGM Meeting Date: 28-Jun-2017 Ticker: ISIN: JP3592200004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Tsunakawa, Satoshi Mgmt For For 1.2 Appoint a Director Naruke, Yasuo Mgmt For For 1.3 Appoint a Director Hirata, Masayoshi Mgmt For For 1.4 Appoint a Director Noda, Teruko Mgmt For For 1.5 Appoint a Director Ikeda, Koichi Mgmt For For 1.6 Appoint a Director Furuta, Yuki Mgmt For For 1.7 Appoint a Director Kobayashi, Yoshimitsu Mgmt For For 1.8 Appoint a Director Sato, Ryoji Mgmt For For 1.9 Appoint a Director Maeda, Shinzo Mgmt For For 2 Approve Absorption-Type Company Split Mgmt For For Agreement * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Eaton Vance Floating-Rate Income Plus Fund By (Signature) /s/ Payson F. Swaffield Name Payson F. Swaffield Title President Date 08/14/2017