N-PX 1 brd2K3_0001573698_2016.txt BRD2K3_0001573698_2016.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22821 NAME OF REGISTRANT: Eaton Vance Floating-Rate Income Plus Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 05/31 DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016 Eaton Vance Floating-Rate Income Plus Fund -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934358739 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Annual Meeting Date: 12-May-2016 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: R. KIPP DEVEER Mgmt For For 1.2 ELECTION OF DIRECTOR: DANIEL G. KELLY, JR. Mgmt For For 1.3 ELECTION OF DIRECTOR: ERIC B. SIEGEL Mgmt For For 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. -------------------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Agenda Number: 934367954 -------------------------------------------------------------------------------------------------------------------------- Security: 04010L103 Meeting Type: Special Meeting Date: 12-May-2016 Ticker: ARCC ISIN: US04010L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934269172 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Special Meeting Date: 22-Sep-2015 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 RESOLVED, THAT THE BANK OF AMERICA Mgmt Against Against CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934341568 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 27-Apr-2016 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For 1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For 1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For 1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For 1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For 1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For 1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For 1L. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For 1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For 2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) 3. RATIFYING THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 4. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For -------------------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Agenda Number: 934337064 -------------------------------------------------------------------------------------------------------------------------- Security: 18683K101 Meeting Type: Annual Meeting Date: 27-Apr-2016 Ticker: CLF ISIN: US18683K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: J.T. BALDWIN Mgmt For For 1B. ELECTION OF DIRECTOR: R.P. FISHER, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: L. GONCALVES Mgmt For For 1D. ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For 1E. ELECTION OF DIRECTOR: J.A. RUTKOWSKI, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: J.S. SAWYER Mgmt For For 1G. ELECTION OF DIRECTOR: M.D. SIEGAL Mgmt For For 1H. ELECTION OF DIRECTOR: G. STOLIAR Mgmt For For 1I. ELECTION OF DIRECTOR: D.C. TAYLOR Mgmt For For 2. APPROVAL OF THE CLIFFS NATURAL RESOURCES Mgmt For For INC. AMENDED AND RESTATED 2014 NONEMPLOYEE DIRECTORS' COMPENSATION PLAN. 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against NAMED EXECUTIVE OFFICERS' COMPENSATION. 4. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr Against For VOTING IN DIRECTOR ELECTIONS. 5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS TO SERVE FOR THE 2016 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED Agenda Number: 934338193 -------------------------------------------------------------------------------------------------------------------------- Security: 219350105 Meeting Type: Annual Meeting Date: 28-Apr-2016 Ticker: GLW ISIN: US2193501051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DONALD W. BLAIR Mgmt For For 1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For 1G. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For HUTTENLOCHER 1H. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For 1I. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For 1J. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For 1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For 1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1M. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For 2. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. 3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Agenda Number: 934403825 -------------------------------------------------------------------------------------------------------------------------- Security: 35671D857 Meeting Type: Annual Meeting Date: 08-Jun-2016 Ticker: FCX ISIN: US35671D8570 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD C. ADKERSON Mgmt For For GERALD J. FORD Mgmt For For LYDIA H. KENNARD Mgmt For For ANDREW LANGHAM Mgmt For For JON C. MADONNA Mgmt For For COURTNEY MATHER Mgmt For For DUSTAN E. MCCOY Mgmt For For FRANCES FRAGOS TOWNSEND Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For RESTATED BY-LAWS TO IMPLEMENT STOCKHOLDER PROXY ACCESS. 5. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 3,000,000,000. 6. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO CLARIFY THAT ANY DIRECTOR MAY BE REMOVED WITH OR WITHOUT CAUSE. 7. APPROVAL OF THE ADOPTION OF THE Mgmt For For FREEPORT-MCMORAN INC. 2016 STOCK INCENTIVE PLAN. 8. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For THE COMPANY'S ENHANCED OIL RECOVERY OPERATIONS. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 934362168 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 19-May-2016 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt For For 1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. STOCKHOLDER PROPOSAL ON IMPLEMENTING Shr Against For PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES" 5. STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW Shr For Against STOCKHOLDERS TO ACT BY WRITTEN CONSENT 6. STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN Shr Against For ALTERNATIVE VOTE COUNTING STANDARD -------------------------------------------------------------------------------------------------------------------------- MEDLEY CAPITAL CORPORATION Agenda Number: 934323762 -------------------------------------------------------------------------------------------------------------------------- Security: 58503F106 Meeting Type: Annual Meeting Date: 14-Mar-2016 Ticker: MCC ISIN: US58503F1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MR. SETH TAUBE Mgmt For For MR. ARTHUR S. AINSBERG Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MEDLEY CAPITAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 934342762 -------------------------------------------------------------------------------------------------------------------------- Security: 674599105 Meeting Type: Annual Meeting Date: 29-Apr-2016 Ticker: OXY ISIN: US6745991058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For 1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For 1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For 1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For 1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1H. ELECTION OF DIRECTOR: VICKI A. HOLLUB Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For 1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For 1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For 2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION 3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS 4. REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE Shr Against For 5. CARBON LEGISLATION IMPACT ASSESSMENT Shr Against For 6. SPECIAL SHAREOWNER MEETINGS Shr For Against 7. METHANE EMISSIONS AND FLARING Shr Against For -------------------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Agenda Number: 934309964 -------------------------------------------------------------------------------------------------------------------------- Security: 708062104 Meeting Type: Annual Meeting Date: 23-Feb-2016 Ticker: PNNT ISIN: US7080621045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ARTHUR H. PENN Mgmt For For 2. TO RATIFY THE SELECTION OF RSM US LLP TO Mgmt For For SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 934336935 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 21-Apr-2016 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For 1C. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For 1D. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For 1E. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For 1G. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For 1H. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For 1K. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Agenda Number: 934402734 -------------------------------------------------------------------------------------------------------------------------- Security: 780259107 Meeting Type: Annual Meeting Date: 24-May-2016 Ticker: RDSB ISIN: US7802591070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For 2. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For 3. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For BEN VAN BEURDEN 4. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GUY ELLIOTT 5. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For EULEEN GOH 6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For SIMON HENRY 7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For CHARLES O. HOLLIDAY 8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GERARD KLEISTERLEE 9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For SIR NIGEL SHEINWALD 10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For LINDA G. STUNTZ 11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For HANS WIJERS 12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For PATRICIA A. WOERTZ 13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For GERRIT ZALM 14. REAPPOINTMENT OF AUDITOR Mgmt For For 15. REMUNERATION OF AUDITOR Mgmt For For 16. AUTHORITY TO ALLOT SHARES Mgmt For For 17. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 18. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 19. SHAREHOLDER RESOLUTION Shr Against For -------------------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD Agenda Number: 934407823 -------------------------------------------------------------------------------------------------------------------------- Security: 83413U100 Meeting Type: Annual Meeting Date: 07-Jun-2016 Ticker: SLRC ISIN: US83413U1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID S. WACHTER Mgmt For For 2. TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR Mgmt For For CAPITAL LTD. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW SOLAR CAPITAL LTD.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF SOLAR CAPITAL LTD.'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). -------------------------------------------------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Agenda Number: 934344906 -------------------------------------------------------------------------------------------------------------------------- Security: 294821608 Meeting Type: Annual Meeting Date: 13-Apr-2016 Ticker: ERIC ISIN: US2948216088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management ZZZ OWNERSHIP STATUS: INDICATE WHETHER YOU ARE Mgmt No vote (A) BOTH THE RECORD HOLDER AND BENEFICIAL OWNER (AS DEFINED ON THE REVERSE SIDE HEREOF) OF THE ADSS FOR WHICH YOU HAVE PROVIDED VOTING INSTRUCTIONS (IF (A) APPLIES MARK "FOR") OR (B) THE RECORD HOLDER OF SUCH ADSS ACTING ON BEHALF OF THE BENEFICIAL OWNER (IF (B) APPLIES MARK "AGAINST"). NOTE: BY MARKING "AGAINST" YOU ARE MAKING CERTAIN FURTHER CERTIFICATIONS SET OUT ON THE REVERSE SIDE HEREOF. MARK "FOR"=YES OR "AGAINST"=NO 1. ELECTION OF THE CHAIRMAN OF THE ANNUAL Mgmt No vote GENERAL MEETING. 8.1 ADOPTION OF THE INCOME STATEMENT AND THE Mgmt No vote BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET. 8.2 DISCHARGE OF LIABILITY FOR THE MEMBERS OF Mgmt No vote THE BOARD OF DIRECTORS AND THE PRESIDENT. 8.3 THE APPROPRIATION OF THE PROFIT IN Mgmt No vote ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDEND. 9. DETERMINATION OF THE NUMBER OF BOARD Mgmt No vote MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING. 10. DETERMINATION OF THE FEES PAYABLE TO Mgmt No vote MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING. 11A ELECTION OF DIRECTOR: NORA DENZEL Mgmt No vote 11B ELECTION OF DIRECTOR: BORJE EKHOLM Mgmt No vote 11C ELECTION OF DIRECTOR: LEIF JOHANSSON Mgmt No vote 11D ELECTION OF DIRECTOR: ULF J. JOHANSSON Mgmt No vote 11E ELECTION OF DIRECTOR: KRISTIN SKOGEN LUND Mgmt No vote 11F ELECTION OF DIRECTOR: KRISTIN S. RINNE (NEW Mgmt No vote ELECTION) 11G ELECTION OF DIRECTOR: SUKHINDER SINGH Mgmt No vote CASSIDY 11H ELECTION OF DIRECTOR: HELENA STJERNHOLM Mgmt No vote (NEW ELECTION) 11I ELECTION OF DIRECTOR: HANS VESTBERG Mgmt No vote 11J ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt No vote 12. ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt No vote DIRECTORS. THE NOMINATION COMMITTEE'S PROPOSAL. THE NOMINATION COMMITTEE PROPOSES THAT LEIF JOHANSSON BE ELECTED CHAIRMAN OF THE BOARD 13. DETERMINATION OF THE NUMBER OF AUDITORS Mgmt No vote 14. DETERMINATION OF THE FEES PAYABLE TO THE Mgmt No vote AUDITORS 15. ELECTION OF AUDITORS Mgmt No vote 16. RESOLUTION ON THE GUIDELINES FOR Mgmt No vote REMUNERATION TO GROUP MANAGEMENT 17. RESOLUTION ON THE BOARD OF DIRECTORS' Mgmt No vote PROPOSAL FOR AMENDMENTS TO THE ARTICLES OF ASSOCIATION 18A RESOLUTION ON IMPLEMENTATION OF THE STOCK Mgmt No vote PURCHASE PLAN 18B RESOLUTION ON TRANSFER OF TREASURY STOCK, Mgmt No vote DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE STOCK PURCHASE PLAN 18C RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote THIRD PARTY IN RELATION TO THE STOCK PURCHASE PLAN 18D RESOLUTION ON IMPLEMENTATION OF THE KEY Mgmt No vote CONTRIBUTOR RETENTION PLAN 18E RESOLUTION ON TRANSFER OF TREASURY STOCK, Mgmt No vote DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE KEY CONTRIBUTOR RETENTION PLAN 18F RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote THIRD PARTY IN RELATION TO THE KEY CONTRIBUTOR RETENTION PLAN 18G RESOLUTION ON IMPLEMENTATION OF THE Mgmt No vote EXECUTIVE PERFORMANCE STOCK PLAN 18H RESOLUTION ON TRANSFER OF TREASURY STOCK, Mgmt No vote DIRECTED SHARE ISSUE AND ACQUISITION OFFER FOR THE EXECUTIVE PERFORMANCE STOCK PLAN 18I RESOLUTION ON EQUITY SWAP AGREEMENT WITH Mgmt No vote THIRD PARTY IN RELATION TO THE EXECUTIVE PERFORMANCE STOCK PLAN 19. RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt No vote RELATION TO THE RESOLUTIONS ON THE LONG-TERM VARIABLE COMPENSATION PROGRAMS 2012, 2013, 2014 AND 2015 20. RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote EINAR HELLBOM THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD OF DIRECTORS TO REVIEW HOW SHARES ARE TO BE GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A PROPOSAL TO THAT EFFECT AT THE ANNUAL GENERAL MEETING 2017. 21. RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE GOVERNMENT OF SWEDEN AND UNDERLINE THE NEED FOR A CHANGE OF THE LEGAL FRAMEWORK TO ABOLISH THE POSSIBILITY TO HAVE VOTING POWER DIFFERENCES IN SWEDISH LIMITED LIABILITY COMPANIES 22A RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION: WITH RESPECT TO THE VOTING RIGHTS OF SHARES 22B RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION WITH RESPECT TO LIMITATION OF WHO CAN BE APPOINTED BOARD MEMBER 23A RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO ADOPT A VISION OF ZERO TOLERANCE WITH RESPECT TO WORK PLACE ACCIDENTS WITHIN THE COMPANY 23B RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO DELEGATE TO THE BOARD TO APPOINT A WORKING GROUP TO REALIZE THIS VISION OF ZERO TOLERANCE 23C RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: THAT THE RESULTS SHALL BE ANNUALLY REPORTED TO THE ANNUAL GENERAL MEETING OF SHAREHOLDERS, FOR EXAMPLE BY INCLUDING THE REPORT IN THE PRINTED ANNUAL REPORT 23D RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO ADOPT A VISION OF ABSOLUTE GENDER EQUALITY ON ALL LEVELS WITHIN THE COMPANY 23E RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO DELEGATE TO THE BOARD TO APPOINT A WORKING GROUP TO REALIZE THIS VISION IN THE LONG-TERM AND CAREFULLY FOLLOW THE DEVELOPMENTS REGARDING GENDER EQUALITY AND ETHNICITY 23F RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO ANNUALLY REPORT TO THE ANNUAL GENERAL MEETING, FOR EXAMPLE BY INCLUDING THE REPORT IN THE PRINTED ANNUAL REPORT 23G RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO DELEGATE TO THE BOARD TO TAKE NECESSARY ACTION TO CREATE A SHAREHOLDERS ASSOCIATION IN THE COMPANY 23H RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: THAT A MEMBER OF THE BOARD SHALL NOT BE ALLOWED TO INVOICE THE BOARD FEE VIA A LEGAL ENTITY, SWEDISH OR NON-SWEDISH 23I RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO DELEGATE TO THE BOARD TO TURN TO THE RELEVANT AUTHORITY (THE GOVERNMENT AND/OR THE TAX OFFICE) TO UNDERLINE THE NEED TO AMEND THE RULES IN THIS AREA 23J RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: THAT THE NOMINATION COMMITTEE, WHEN FULFILLING ITS TASKS, SHALL IN PARTICULAR CONSIDER MATTERS RELATED TO ETHICS, GENDER AND ETHNICITY 23K RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: DELEGATE TO THE BOARD OF DIRECTORS TO TURN TO THE GOVERNMENT OF SWEDEN TO UNDERLINE THE NEED TO INTRODUCE A NATIONAL COOL-OFF PERIOD FOR POLITICIANS 23L RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER Mgmt No vote THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS RESOLVE: TO DELEGATE TO THE BOARD TO PREPARE A PROPOSAL FOR BOARD AND NOMINATION COMMITTEE REPRESENTATION FOR THE SMALL AND MIDSIZE SHAREHOLDERS, TO BE PRESENTED TO THE ANNUAL GENERAL MEETING 2017, OR ANY EARLIER HELD EXTRAORDINARY GENERAL SHAREHOLDERS MEETING -------------------------------------------------------------------------------------------------------------------------- THL CREDIT, INC. Agenda Number: 934408483 -------------------------------------------------------------------------------------------------------------------------- Security: 872438106 Meeting Type: Annual Meeting Date: 02-Jun-2016 Ticker: TCRD ISIN: US8724381061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID K. DOWNES Mgmt For For CHRISTOPHER J. FLYNN Mgmt For For NANCY HAWTHORNE Mgmt For For JAMES D. KERN Mgmt For For DEBORAH MCANENY Mgmt For For DAVID P. SOUTHWELL Mgmt For For SAM W. TILLINGHAST Mgmt For For 2. APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt For For COMPANY TO SELL OR OTHERWISE ISSUE UP TO 25% OF THE COMPANY'S OUTSTANDING COMMON STOCK AT A PRICE BELOW THE COMPANY'S THEN CURRENT NAV. 3. APPROVAL OF A PROPOSAL TO AUTHORIZE THE Mgmt For For COMPANY TO OFFER AND ISSUE DEBT WITH WARRANTS OR DEBT CONVERTIBLE INTO SHARES OF ITS COMMON STOCK AT AN EXERCISE OR CONVERSION PRICE THAT, AT THE TIME SUCH WARRANTS OR CONVERTIBLE DEBT ARE ISSUED, WILL NOT BE LESS THAN THE MARKET VALUE PER SHARES BUT MAY BE BELOW THE COMPANY'S THEN CURRENT NAV. 4. APPROVAL OF THE ADJOURNMENT OF THE ANNUAL Mgmt For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. -------------------------------------------------------------------------------------------------------------------------- VEREIT, INC. Agenda Number: 934270036 -------------------------------------------------------------------------------------------------------------------------- Security: 92339V100 Meeting Type: Annual Meeting Date: 29-Sep-2015 Ticker: VER ISIN: US92339V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For 1B. ELECTION OF DIRECTOR: HUGH R. FRATER Mgmt For For 1C. ELECTION OF DIRECTOR: BRUCE D. FRANK Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For 1E. ELECTION OF DIRECTOR: MARK S. ORDAN Mgmt For For 1F. ELECTION OF DIRECTOR: EUGENE A. PINOVER Mgmt For For 1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. 3. TO ADOPT A NON-BINDING ADVISORY RESOLUTION Mgmt For For APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S DEFINITIVE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- VEREIT, INC. Agenda Number: 934345845 -------------------------------------------------------------------------------------------------------------------------- Security: 92339V100 Meeting Type: Annual Meeting Date: 04-May-2016 Ticker: VER ISIN: US92339V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For 1B. ELECTION OF DIRECTOR: HUGH R. FRATER Mgmt For For 1C. ELECTION OF DIRECTOR: BRUCE D. FRANK Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For 1E. ELECTION OF DIRECTOR: MARK S. ORDAN Mgmt For For 1F. ELECTION OF DIRECTOR: EUGENE A. PINOVER Mgmt For For 1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. TO ADOPT A NON-BINDING ADVISORY RESOLUTION Mgmt For For APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S DEFINITIVE PROXY STATEMENT. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Eaton Vance Floating-Rate Income Plus Fund By (Signature) /s/ Scott H. Page Name Scott H. Page Title President Date 08/17/2016