0001179110-17-000909.txt : 20170111 0001179110-17-000909.hdr.sgml : 20170111 20170111172305 ACCESSION NUMBER: 0001179110-17-000909 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20170111 DATE AS OF CHANGE: 20170111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viola Vincent J CENTRAL INDEX KEY: 0001573350 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17523549 MAIL ADDRESS: STREET 1: 1600 REDBUD BOULEVARD STREET 2: SUITE 400 CITY: MCKINNEY STATE: TX ZIP: 75069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viola Teresa CENTRAL INDEX KEY: 0001602918 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17523550 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viola Michael T CENTRAL INDEX KEY: 0001573310 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17523551 MAIL ADDRESS: STREET 1: 1600 REDBUD BOULEVARD STREET 2: SUITE 400 CITY: MCKINNEY STATE: TX ZIP: 75069 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TJMT Holdings LLC CENTRAL INDEX KEY: 0001602512 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 17523552 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-1010 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2016-12-13 2016-12-13 0 0001592386 Virtu Financial, Inc. VIRT 0001602512 TJMT Holdings LLC C/O VIRTU FINANCIAL, INC. 900 3RD AVENUE NEW YORK NY 10022 1 1 1 1 See Viola, Vincent J. See Remarks 0001573310 Viola Michael T C/O VIRTU FINANCIAL, INC., 900 THIRD AVE NEW YORK NY 10022 1 0 1 0 0001602918 Viola Teresa C/O VIRTU FINANCIAL, INC. 900 3RD AVENUE NEW YORK NY 10022 1 0 1 1 See Remarks 0001573350 Viola Vincent J 900 THIRD AVENUE NEW YORK NY 10022-1010 1 1 1 0 Executive Chairman Class A common stock 2016-12-13 4 P 0 14397 15.9906 A 64397 I See footnote Class A common stock 200000 D Class A common stock 3407 D This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC. Directly owned by Mr. Vincent Viola. Directly owned by Mr. Michael Viola. By virtue of relationship with Mr. Vincent Viola, a director of the Issuer, Mrs. Teresa Viola and TJMT Holdings LLC may each be deemed to be a director by deputization. /s/ Justin Waldie, as Attorney-in-Fact for TJMT Holdings LLC 2017-01-11 /s/ Justin Waldie, as Attorney-in-Fact for Michael Viola 2017-01-11 /s/ Justin Waldie, as Attorney-in-Fact for Teresa Viola 2017-01-11 /s/ Justin Waldie, as Attorney-In-Fact for Vincent Viola 2017-01-11