EDGAR Filing Documents for 0001179110-17-000566

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001179110-17-000566

Filing Date

2017-01-05

Accepted

2017-01-05 20:22:19

Documents

Period of Report

2017-01-03

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4 -	edgar.html	4
1	FORM 4 -	edgar.xml	4	5737
	Complete submission text file	0001179110-17-000566.txt		7096

Mailing Address 1600 REDBUD BOULEVARD SUITE 400 MCKINNEY TX 75069

Business Address

Type: 4 | Act: 34 | File No.: 001-37352 | Film No.: 17512629

Mailing Address 900 3RD AVENUE, 29TH FLOOR NEW YORK NY 10022-0100

Business Address 900 3RD AVENUE, 29TH FLOOR NEW YORK NY 10022-0100 212-418-0100

IRS No.: 320420206 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies