0001179110-16-032846.txt : 20161212
0001179110-16-032846.hdr.sgml : 20161212
20161212194828
ACCESSION NUMBER: 0001179110-16-032846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 3RD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-0100
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 900 3RD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022-0100
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viola Vincent J
CENTRAL INDEX KEY: 0001573350
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 162047420
MAIL ADDRESS:
STREET 1: 1600 REDBUD BOULEVARD
STREET 2: SUITE 400
CITY: MCKINNEY
STATE: TX
ZIP: 75069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viola Teresa
CENTRAL INDEX KEY: 0001602918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 162047421
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Viola Michael T
CENTRAL INDEX KEY: 0001573310
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 162047422
MAIL ADDRESS:
STREET 1: 1600 REDBUD BOULEVARD
STREET 2: SUITE 400
CITY: MCKINNEY
STATE: TX
ZIP: 75069
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TJMT Holdings LLC
CENTRAL INDEX KEY: 0001602512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 162047423
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
4
1
edgar.xml
FORM 4 -
X0306
4
2016-12-12
0
0001592386
Virtu Financial, Inc.
VIRT
0001602512
TJMT Holdings LLC
C/O VIRTU FINANCIAL, INC.
900 3RD AVENUE
NEW YORK
NY
10022
1
1
1
1
See Viola, Vincent J.
See Remarks
0001573310
Viola Michael T
C/O VIRTU FINANCIAL, INC., 900 THIRD AVE
NEW YORK
NY
10022
1
0
1
0
0001602918
Viola Teresa
C/O VIRTU FINANCIAL, INC.
900 3RD AVENUE
NEW YORK
NY
10022
1
0
1
1
See Remarks
0001573350
Viola Vincent J
900 THIRD AVENUE
NEW YORK
NY
10022-1010
1
1
1
0
Executive Chairman
Class A common stock
2016-12-12
4
P
0
50000
15.9603
A
50000
I
See footnote
Class A common stock
200000
D
Class A common stock
3407
D
This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.
Directly owned by Mr. Vincent Viola.
Directly owned by Mr. Michael Viola.
By virtue of relationship with Mr. Vincent Viola, a director of the Issuer, Mrs. Teresa Viola and TJMT Holdings LLC may each be deemed to be a director by deputization.
/s/ Justin Waldie, as Attorney-in-Fact for TJMT Holdings LLC
2016-12-12
/s/ Justin Waldie, as Attorney-in-Fact for Michael Viola
2016-12-12
/s/ Justin Waldie, as Attorney-in-Fact for Teresa Viola
2016-12-12
/s/ Justin Waldie, as Attorney-In-Fact for Vincent Viola
2016-12-12