0001179110-16-017387.txt : 20160106 0001179110-16-017387.hdr.sgml : 20160106 20160106170046 ACCESSION NUMBER: 0001179110-16-017387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial, Inc. CENTRAL INDEX KEY: 0001592386 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320420206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-0100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viola Michael T CENTRAL INDEX KEY: 0001573310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37352 FILM NUMBER: 161327507 MAIL ADDRESS: STREET 1: 1600 REDBUD BOULEVARD STREET 2: SUITE 400 CITY: MCKINNEY STATE: TX ZIP: 75069 4 1 edgar.xml FORM 4 - X0306 4 2015-12-31 0 0001592386 Virtu Financial, Inc. VIRT 0001573310 Viola Michael T C/O VIRTU FINANCIAL, INC., 900 THIRD AVE NEW YORK NY 10022 1 0 1 1 See Remarks Class A common stock 2015-12-31 4 A 0 4690 A 4690 D Class A common stock 2015-12-31 4 F 0 1283 D 3407 D Restricted Stock Unit 2015-12-31 4 A 0 7035 0 A Class A Common Stock 7035 7035 D Shares of Class A common stock granted under the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131. Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of 22.5131. Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018. By virtue of his relationship with Mr. Vincent Viola, a director of the Issuer, the reporting person may be deemed to be a director by deputization. Justin Waldie 2016-01-06