The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | Common Stock | 000375204 | 723 | 41,906 | SH | OTR | 1 | 0 | 41,906 | 0 | |
ABB LTD | Common stock | 000375204 | 129 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
ABB LTD | Option | 000375954 | 1,025 | 59,400 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ABB LTD | Option | 000375904 | 333 | 19,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ABB LTD | Option | 000375904 | 1,900 | 110,100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
ADVANCED MICRO DEVICES INC | Option | 007903957 | 1,146 | 25,200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ALPS ETF TR | Common Stock | 00162Q866 | 163 | 47,500 | SH | OTR | 1 | 0 | 47,500 | 0 | |
ALPS ETF TR | Option | 00162Q956 | 609 | 177,100 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ALPS ETF TR | Option | 00162Q906 | 407 | 118,200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
ALIBABA GROUP HLDG LTD | Option | 01609W902 | 486 | 2,500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
ALLERGAN PLC | Common stock | G0177J108 | 531 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ALLY FINL INC | Common Stock | 02005N100 | 305 | 21,150 | SH | OTR | 1 | 0 | 21,150 | 0 | |
ALPHABET INC | Common Stock | 02079K305 | 1,220 | 1,050 | SH | OTR | 1 | 0 | 1,050 | 0 | |
ALPHABET INC | Option | 02079K955 | 3,486 | 3,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ALPHABET INC | Option | 02079K905 | 581 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
AMAZON COM INC | Common Stock | 023135106 | 834 | 428 | SH | OTR | 1 | 0 | 428 | 0 | |
AMAZON COM INC | Option | 023135956 | 1,365 | 700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
AMAZON COM INC | Option | 023135906 | 1,950 | 1,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
APPLE INC | Common Stock | 037833100 | 7,663 | 30,133 | SH | OTR | 1 | 0 | 30,133 | 0 | |
APPLE INC | Option | 037833950 | 17,673 | 69,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
APPLE INC | Option | 037833900 | 18,029 | 70,900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
AURORA CANNABIS INC | Common Stock | 05156X108 | 33 | 36,600 | SH | OTR | 1 | 0 | 36,600 | 0 | |
BK OF AMERICA CORP | Common Stock | 060505104 | 944 | 44,446 | SH | OTR | 1 | 0 | 44,446 | 0 | |
BK OF AMERICA CORP | Common Stock | 060505682 | 3,320 | 2,622 | SH | OTR | 1 | 0 | 2,622 | 0 | |
BK OF AMERICA CORP | Option | 060505954 | 2,138 | 100,700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
BK OF AMERICA CORP | Option | 060505904 | 321 | 15,100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
BARCLAYS BK PLC | Option | 06746P951 | 13,413 | 290,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
BARCLAYS BK PLC | Option | 06746P901 | 38,526 | 833,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
BAUSCH HEALTH COS INC | Common Stock | 071734107 | 350 | 22,600 | SH | OTR | 1 | 0 | 22,600 | 0 | |
BED BATH & BEYOND INC | Common stock | 075896100 | 89 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
BEYOND MEAT INC | Common Stock | 08862E109 | 224 | 3,359 | SH | OTR | 1 | 0 | 3,359 | 0 | |
BEYOND MEAT INC | Option | 08862E959 | 400 | 6,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
BOEING CO | Common Stock | 097023105 | 1,613 | 10,815 | SH | OTR | 1 | 0 | 10,815 | 0 | |
BOEING CO | Option | 097023955 | 7,576 | 50,800 | SH | Put | OTR | 1 | 0 | 0 | 0 |
BOEING CO | Option | 097023905 | 2,520 | 16,900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
CASPER SLEEP INC | Common stock | 147626105 | 47 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
SCHWAB CHARLES CORP | Option | 808513955 | 259 | 7,700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
SCHWAB CHARLES CORP | Option | 808513905 | 474 | 14,100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
CHESAPEAKE ENERGY CORP | Common stock | 165167107 | 3 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CITIGROUP INC | Common Stock | 172967424 | 866 | 20,550 | SH | OTR | 1 | 0 | 20,550 | 0 | |
CITIGROUP INC | Option | 172967954 | 2,114 | 50,200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
CITIGROUP INC | Option | 172967904 | 1,853 | 44,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
COMCAST CORP NEW | Common Stock | 20030N101 | 285 | 8,300 | SH | OTR | 1 | 0 | 8,300 | 0 | |
CRONOS GROUP INC | Option | 22717L901 | 85 | 15,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
CVS HEALTH CORP | Option | 126650950 | 1,187 | 20,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
CVS HEALTH CORP | Option | 126650900 | 2,967 | 50,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
EBAY INC | Common Stock | 278642103 | 231 | 7,700 | SH | OTR | 1 | 0 | 7,700 | 0 | |
ENERGY TRANSFER LP | Option | 29273V900 | 3,733 | 811,600 | SH | Call | OTR | 1 | 0 | 0 | 0 |
FACEBOOK INC | Common Stock | 30303M102 | 3,179 | 19,059 | SH | OTR | 1 | 0 | 19,059 | 0 | |
FACEBOOK INC | Option | 30303M952 | 10,008 | 60,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
FACEBOOK INC | Option | 30303M902 | 4,504 | 27,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
FEDEX CORP | Common Stock | 31428X106 | 522 | 4,303 | SH | OTR | 1 | 0 | 4,303 | 0 | |
FEDEX CORP | Option | 31428X956 | 1,273 | 10,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | Common Stock | 35906A306 | 24 | 62,261 | SH | OTR | 1 | 0 | 62,261 | 0 | |
GENERAL ELECTRIC CO | Common Stock | 369604103 | 202 | 25,410 | SH | OTR | 1 | 0 | 25,410 | 0 | |
GENERAL ELECTRIC CO | Option | 369604953 | 4,903 | 617,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
GENERAL ELECTRIC CO | Option | 369604903 | 7,498 | 944,300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
GOLDMAN SACHS GROUP INC | Option | 38141G954 | 2,319 | 15,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
GOPRO INC | Common Stock | 38268T103 | 57 | 21,650 | SH | OTR | 1 | 0 | 21,650 | 0 | |
ICAD INC | Option | 44934S906 | 318 | 43,300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
ISHARES SILVER TRUST | Option | 46428Q959 | 3,470 | 265,900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ISHARES SILVER TRUST | Option | 46428Q909 | 7,091 | 543,400 | SH | Call | OTR | 1 | 0 | 0 | 0 |
ITAU UNIBANCO HLDG S A | Common Stock | 465562106 | 326 | 72,655 | SH | OTR | 1 | 0 | 72,655 | 0 | |
ITAU UNIBANCO HLDG S A | Option | 465562956 | 2,219 | 494,200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ITAU UNIBANCO HLDG S A | Option | 465562906 | 3,453 | 769,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
JD COM INC | Common Stock | 47215P106 | 1,853 | 45,749 | SH | OTR | 1 | 0 | 45,749 | 0 | |
JD COM INC | Option | 47215P956 | 5,670 | 140,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
JD COM INC | Option | 47215P906 | 4,828 | 119,200 | SH | Call | OTR | 1 | 0 | 0 | 0 |
JPMORGAN CHASE & CO | Common Stock | 46625H100 | 632 | 7,018 | SH | OTR | 1 | 0 | 7,018 | 0 | |
JPMORGAN CHASE & CO | Option | 46625H950 | 1,440 | 16,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
JPMORGAN CHASE & CO | Option | 46625H900 | 360 | 4,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
KRAFT HEINZ CO | Common Stock | 500754106 | 2,099 | 84,823 | SH | OTR | 1 | 0 | 84,823 | 0 | |
KRAFT HEINZ CO | Option | 500754956 | 3,906 | 157,900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
KRAFT HEINZ CO | Option | 500754906 | 1,237 | 50,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
LENNAR CORP | Option | 526057904 | 1,910 | 50,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
LIVERAMP HLDGS INC | Option | 53815P908 | 938 | 28,500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
LYFT INC | Option | 55087P954 | 451 | 16,800 | SH | Put | OTR | 1 | 0 | 0 | 0 |
MASCO CORP | Option | 574599956 | 13,188 | 381,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
MASCO CORP | Option | 574599906 | 34,214 | 989,700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
MGM RESORTS INTERNATIONAL | Option | 552953901 | 1,054 | 89,300 | SH | Call | OTR | 1 | 0 | 0 | 0 |
MICRON TECHNOLOGY INC | Option | 595112903 | 1,052 | 25,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
MICROSOFT CORP | Common Stock | 594918104 | 2,090 | 13,250 | SH | OTR | 1 | 0 | 13,250 | 0 | |
MICROSOFT CORP | Option | 594918954 | 2,413 | 15,300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
MICROSOFT CORP | Option | 594918904 | 3,627 | 23,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
MORGAN STANLEY | Common Stock | 617446448 | 206 | 6,053 | SH | OTR | 1 | 0 | 6,053 | 0 | |
NETFLIX INC | Common Stock | 64110L106 | 682 | 1,816 | SH | OTR | 1 | 0 | 1,816 | 0 | |
NETFLIX INC | Option | 64110L956 | 939 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
NETFLIX INC | Option | 64110L956 | 2,103 | 5,600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
NIO INC | Option | 62914V956 | 1,080 | 388,600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
NIO INC | Option | 62914V906 | 612 | 220,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
OCCIDENTAL PETE CORP | Option | 674599955 | 116 | 10,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
OCCIDENTAL PETE CORP | Option | 674599905 | 139 | 12,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
OCWEN FINL CORP | Common stock | 675746309 | 38 | 76,100 | SH | SOLE | 76,100 | 0 | 0 | ||
OPKO HEALTH INC | Option | 68375N903 | 166 | 123,700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
PAN AMERN SILVER CORP | Common Stock | 697900108 | 291 | 20,338 | SH | OTR | 1 | 0 | 20,338 | 0 | |
PG&E CORP | Option | 69331C908 | 414 | 46,100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
PINDUODUO INC | Common Stock | 722304102 | 901 | 25,000 | SH | OTR | 1 | 0 | 25,000 | 0 | |
PINDUODUO INC | Option | 722304952 | 2,702 | 75,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
PINTEREST INC | Common Stock | 72352L106 | 763 | 49,442 | SH | OTR | 1 | 0 | 49,442 | 0 | |
PINTEREST INC | Option | 72352L956 | 1,621 | 105,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
UNITED TECHNOLOGIES CORP | Common Stock | 913017109 | 302 | 3,200 | SH | OTR | 1 | 0 | 3,200 | 0 | |
ROKU INC | Option | 77543R952 | 175 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ROKU INC | Option | 77543R952 | 44 | 500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
ROKU INC | Option | 77543R902 | 175 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ROKU INC | Option | 77543R902 | 87 | 1,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
SANOFI | Option | 80105N905 | 3,965 | 90,700 | SH | Call | OTR | 1 | 0 | 0 | 0 |
SELECT SECTOR SPDR TR | Common Stock | 81369Y886 | 425 | 7,676 | SH | OTR | 1 | 0 | 7,676 | 0 | |
SELECT SECTOR SPDR TR | Option | 81369Y955 | 625 | 30,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
SELECT SECTOR SPDR TR | Option | 81369Y956 | 288 | 5,200 | SH | Put | OTR | 1 | 0 | 0 | 0 |
SELECT SECTOR SPDR TR | Option | 81369Y906 | 2,180 | 75,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | Option | 81369Y905 | 625 | 30,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
SESEN BIO INC | Option | 817763905 | 11 | 20,200 | SH | Call | SOLE | 0 | 0 | 0 | |
SNAP INC | Common Stock | 83304A106 | 163 | 13,695 | SH | OTR | 1 | 0 | 13,695 | 0 | |
SNAP INC | Option | 83304A906 | 767 | 64,500 | SH | Call | OTR | 1 | 0 | 0 | 0 |
SPDR GOLD TRUST | Common Stock | 78463V107 | 11,570 | 78,146 | SH | OTR | 1 | 0 | 78,146 | 0 | |
SPDR GOLD TRUST | Option | 78463V957 | 24,132 | 163,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
SPDR GOLD TRUST | Option | 78463V907 | 9,031 | 61,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
SPDR S&P 500 ETF TR | Common Stock | 78462F103 | 15,823 | 61,388 | SH | OTR | 1 | 0 | 61,388 | 0 | |
SPDR S&P 500 ETF TR | Option | 78462F953 | 59,669 | 231,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |
SPDR S&P 500 ETF TR | Option | 78462F903 | 12,604 | 48,900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
STARBUCKS CORP | Option | 855244959 | 329 | 5,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
TAL EDUCATION GROUP | Common Stock | 874080104 | 444 | 8,330 | SH | OTR | 1 | 0 | 8,330 | 0 | |
TAL EDUCATION GROUP | Option | 874080954 | 3,995 | 75,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
TESLA INC | Common Stock | 88160R101 | 8,163 | 15,578 | SH | OTR | 1 | 0 | 15,578 | 0 | |
TESLA INC | Common stock | 88160R101 | 262 | 500 | SH | SOLE | 500 | 0 | 0 | ||
TESLA INC | Option | 88160R951 | 5,816 | 11,100 | SH | Put | SOLE | 0 | 0 | 0 | |
TESLA INC | Option | 88160R951 | 16,087 | 30,700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
TESLA INC | Option | 88160R901 | 210 | 400 | SH | Call | SOLE | 0 | 0 | 0 | |
TESLA INC | Option | 88160R901 | 15,144 | 28,900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
T MOBILE US INC | Common Stock | 872590104 | 210 | 2,500 | SH | OTR | 1 | 0 | 2,500 | 0 | |
TRANSOCEAN LTD | Common stock | H8817H100 | 27 | 23,103 | SH | SOLE | 23,103 | 0 | 0 | ||
TWITTER INC | Option | 90184L902 | 1,228 | 50,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
UBER TECHNOLOGIES INC | Common Stock | 90353T100 | 1,228 | 44,000 | SH | OTR | 1 | 0 | 44,000 | 0 | |
UBER TECHNOLOGIES INC | Option | 90353T950 | 2,083 | 74,600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
UNDER ARMOUR INC | Common stock | 904311107 | 93 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
UNITED STATES STL CORP NEW | Option | 912909958 | 883 | 140,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
UNITED STATES STL CORP NEW | Option | 912909908 | 221 | 35,000 | SH | Call | OTR | 1 | 0 | 0 | 0 |
UNITI GROUP INC | Common Stock | 91325V108 | 878 | 145,543 | SH | OTR | 1 | 0 | 145,543 | 0 | |
UNITI GROUP INC | Option | 91325V958 | 637 | 105,700 | SH | Put | OTR | 1 | 0 | 0 | 0 |
UNITI GROUP INC | Option | 91325V908 | 1,175 | 194,800 | SH | Call | OTR | 1 | 0 | 0 | 0 |
VALARIS PLC | Common Stock | G9402V109 | 5 | 11,224 | SH | OTR | 1 | 0 | 11,224 | 0 | |
VALARIS PLC | Option | G9402V959 | 18 | 40,000 | SH | Put | OTR | 1 | 0 | 0 | 0 |
VALARIS PLC | Option | G9402V909 | 7 | 16,100 | SH | Call | OTR | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | Common Stock | 92189F106 | 4,142 | 179,766 | SH | OTR | 1 | 0 | 179,766 | 0 | |
VANECK VECTORS ETF TR | Common stock | 92189F106 | 83 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
VANECK VECTORS ETF TR | Option | 92189F956 | 7,900 | 342,900 | SH | Put | OTR | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | Option | 92189F906 | 3,500 | 151,900 | SH | Call | OTR | 1 | 0 | 0 | 0 |
VIACOMCBS INC | Common stock | 92556H206 | 224 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
DISNEY WALT CO | Common Stock | 254687106 | 4,564 | 47,243 | SH | OTR | 1 | 0 | 47,243 | 0 | |
DISNEY WALT CO | Option | 254687956 | 9,013 | 93,300 | SH | Put | OTR | 1 | 0 | 0 | 0 |
WELLS FARGO CO NEW | Common Stock | 949746804 | 566 | 444 | SH | OTR | 1 | 0 | 444 | 0 | |
WELLS FARGO CO NEW | Option | 949746951 | 276 | 9,600 | SH | Put | OTR | 1 | 0 | 0 | 0 |
YANDEX N V | Common Stock | N97284108 | 2,782 | 81,709 | SH | OTR | 1 | 0 | 81,709 | 0 | |
YANDEX N V | Option | N97284958 | 4,171 | 122,500 | SH | Put | OTR | 1 | 0 | 0 | 0 |