Managing Member

0001633121-20-000004.txt : 20200514 0001633121-20-000004.hdr.sgml : 20200514 20200513183526 ACCESSION NUMBER: 0001633121-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200513 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Trading Investment Management LLC CENTRAL INDEX KEY: 0001572748 IRS NUMBER: 900805337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16519 FILM NUMBER: 20874783 BUSINESS ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-254-4890 MAIL ADDRESS: STREET 1: TWO RADNOR CORPORATE CENTER STREET 2: SUITE 107 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001572748 XXXXXXXX 03-31-2020 03-31-2020 false Marathon Trading Investment Management LLC

Two Radnor Corporate Center Suite 107 Radnor PA 19087

13F HOLDINGS REPORT 028-16519 N Robert Gordon Managing Member 610-254-4890 Robert Gordon Radnor PA 05-13-2020 1 154 532255 1 0001633121 028-16521 Marathon Trading Group LLC INFORMATION TABLE 2 infotable.xml ABB LTD Common Stock 000375204 723 41906 SH OTR 1 0 41906 0 ABB LTD Common stock 000375204 129 7500 SH SOLE 7500 0 0 ABB LTD Option 000375954 1025 59400 SH Put OTR 1 0 0 0 ABB LTD Option 000375904 333 19300 SH Call SOLE 0 0 0 ABB LTD Option 000375904 1900 110100 SH Call OTR 1 0 0 0 ADVANCED MICRO DEVICES INC Option 007903957 1146 25200 SH Put OTR 1 0 0 0 ALPS ETF TR Common Stock 00162Q866 163 47500 SH OTR 1 0 47500 0 ALPS ETF TR Option 00162Q956 609 177100 SH Put OTR 1 0 0 0 ALPS ETF TR Option 00162Q906 407 118200 SH Call OTR 1 0 0 0 ALIBABA GROUP HLDG LTD Option 01609W902 486 2500 SH Call OTR 1 0 0 0 ALLERGAN PLC Common stock G0177J108 531 3000 SH SOLE 3000 0 0 ALLY FINL INC Common Stock 02005N100 305 21150 SH OTR 1 0 21150 0 ALPHABET INC Common Stock 02079K305 1220 1050 SH OTR 1 0 1050 0 ALPHABET INC Option 02079K955 3486 3000 SH Put OTR 1 0 0 0 ALPHABET INC Option 02079K905 581 500 SH Call SOLE 0 0 0 AMAZON COM INC Common Stock 023135106 834 428 SH OTR 1 0 428 0 AMAZON COM INC Option 023135956 1365 700 SH Put OTR 1 0 0 0 AMAZON COM INC Option 023135906 1950 1000 SH Call OTR 1 0 0 0 APPLE INC Common Stock 037833100 7663 30133 SH OTR 1 0 30133 0 APPLE INC Option 037833950 17673 69500 SH Put OTR 1 0 0 0 APPLE INC Option 037833900 18029 70900 SH Call OTR 1 0 0 0 AURORA CANNABIS INC Common Stock 05156X108 33 36600 SH OTR 1 0 36600 0 BK OF AMERICA CORP Common Stock 060505104 944 44446 SH OTR 1 0 44446 0 BK OF AMERICA CORP Common Stock 060505682 3320 2622 SH OTR 1 0 2622 0 BK OF AMERICA CORP Option 060505954 2138 100700 SH Put OTR 1 0 0 0 BK OF AMERICA CORP Option 060505904 321 15100 SH Call OTR 1 0 0 0 BARCLAYS BK PLC Option 06746P951 13413 290000 SH Put OTR 1 0 0 0 BARCLAYS BK PLC Option 06746P901 38526 833000 SH Call OTR 1 0 0 0 BAUSCH HEALTH COS INC Common Stock 071734107 350 22600 SH OTR 1 0 22600 0 BED BATH & BEYOND INC Common stock 075896100 89 21100 SH SOLE 21100 0 0 BEYOND MEAT INC Common Stock 08862E109 224 3359 SH OTR 1 0 3359 0 BEYOND MEAT INC Option 08862E959 400 6000 SH Put OTR 1 0 0 0 BOEING CO Common Stock 097023105 1613 10815 SH OTR 1 0 10815 0 BOEING CO Option 097023955 7576 50800 SH Put OTR 1 0 0 0 BOEING CO Option 097023905 2520 16900 SH Call OTR 1 0 0 0 CASPER SLEEP INC Common stock 147626105 47 10900 SH SOLE 10900 0 0 SCHWAB CHARLES CORP Option 808513955 259 7700 SH Put OTR 1 0 0 0 SCHWAB CHARLES CORP Option 808513905 474 14100 SH Call OTR 1 0 0 0 CHESAPEAKE ENERGY CORP Common stock 165167107 3 15000 SH SOLE 15000 0 0 CITIGROUP INC Common Stock 172967424 866 20550 SH OTR 1 0 20550 0 CITIGROUP INC Option 172967954 2114 50200 SH Put OTR 1 0 0 0 CITIGROUP INC Option 172967904 1853 44000 SH Call OTR 1 0 0 0 COMCAST CORP NEW Common Stock 20030N101 285 8300 SH OTR 1 0 8300 0 CRONOS GROUP INC Option 22717L901 85 15000 SH Call OTR 1 0 0 0 CVS HEALTH CORP Option 126650950 1187 20000 SH Put OTR 1 0 0 0 CVS HEALTH CORP Option 126650900 2967 50000 SH Call OTR 1 0 0 0 EBAY INC Common Stock 278642103 231 7700 SH OTR 1 0 7700 0 ENERGY TRANSFER LP Option 29273V900 3733 811600 SH Call OTR 1 0 0 0 FACEBOOK INC Common Stock 30303M102 3179 19059 SH OTR 1 0 19059 0 FACEBOOK INC Option 30303M952 10008 60000 SH Put OTR 1 0 0 0 FACEBOOK INC Option 30303M902 4504 27000 SH Call OTR 1 0 0 0 FEDEX CORP Common Stock 31428X106 522 4303 SH OTR 1 0 4303 0 FEDEX CORP Option 31428X956 1273 10500 SH Put OTR 1 0 0 0 FRONTIER COMMUNICATIONS CORP Common Stock 35906A306 24 62261 SH OTR 1 0 62261 0 GENERAL ELECTRIC CO Common Stock 369604103 202 25410 SH OTR 1 0 25410 0 GENERAL ELECTRIC CO Option 369604953 4903 617500 SH Put OTR 1 0 0 0 GENERAL ELECTRIC CO Option 369604903 7498 944300 SH Call OTR 1 0 0 0 GOLDMAN SACHS GROUP INC Option 38141G954 2319 15000 SH Put OTR 1 0 0 0 GOPRO INC Common Stock 38268T103 57 21650 SH OTR 1 0 21650 0 ICAD INC Option 44934S906 318 43300 SH Call OTR 1 0 0 0 ISHARES SILVER TRUST Option 46428Q959 3470 265900 SH Put OTR 1 0 0 0 ISHARES SILVER TRUST Option 46428Q909 7091 543400 SH Call OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Common Stock 465562106 326 72655 SH OTR 1 0 72655 0 ITAU UNIBANCO HLDG S A Option 465562956 2219 494200 SH Put OTR 1 0 0 0 ITAU UNIBANCO HLDG S A Option 465562906 3453 769000 SH Call OTR 1 0 0 0 JD COM INC Common Stock 47215P106 1853 45749 SH OTR 1 0 45749 0 JD COM INC Option 47215P956 5670 140000 SH Put OTR 1 0 0 0 JD COM INC Option 47215P906 4828 119200 SH Call OTR 1 0 0 0 JPMORGAN CHASE & CO Common Stock 46625H100 632 7018 SH OTR 1 0 7018 0 JPMORGAN CHASE & CO Option 46625H950 1440 16000 SH Put OTR 1 0 0 0 JPMORGAN CHASE & CO Option 46625H900 360 4000 SH Call OTR 1 0 0 0 KRAFT HEINZ CO Common Stock 500754106 2099 84823 SH OTR 1 0 84823 0 KRAFT HEINZ CO Option 500754956 3906 157900 SH Put OTR 1 0 0 0 KRAFT HEINZ CO Option 500754906 1237 50000 SH Call OTR 1 0 0 0 LENNAR CORP Option 526057904 1910 50000 SH Call OTR 1 0 0 0 LIVERAMP HLDGS INC Option 53815P908 938 28500 SH Call OTR 1 0 0 0 LYFT INC Option 55087P954 451 16800 SH Put OTR 1 0 0 0 MASCO CORP Option 574599956 13188 381500 SH Put OTR 1 0 0 0 MASCO CORP Option 574599906 34214 989700 SH Call OTR 1 0 0 0 MGM RESORTS INTERNATIONAL Option 552953901 1054 89300 SH Call OTR 1 0 0 0 MICRON TECHNOLOGY INC Option 595112903 1052 25000 SH Call OTR 1 0 0 0 MICROSOFT CORP Common Stock 594918104 2090 13250 SH OTR 1 0 13250 0 MICROSOFT CORP Option 594918954 2413 15300 SH Put OTR 1 0 0 0 MICROSOFT CORP Option 594918904 3627 23000 SH Call OTR 1 0 0 0 MORGAN STANLEY Common Stock 617446448 206 6053 SH OTR 1 0 6053 0 NETFLIX INC Common Stock 64110L106 682 1816 SH OTR 1 0 1816 0 NETFLIX INC Option 64110L956 939 2500 SH Put SOLE 0 0 0 NETFLIX INC Option 64110L956 2103 5600 SH Put OTR 1 0 0 0 NIO INC Option 62914V956 1080 388600 SH Put OTR 1 0 0 0 NIO INC Option 62914V906 612 220000 SH Call OTR 1 0 0 0 OCCIDENTAL PETE CORP Option 674599955 116 10000 SH Put OTR 1 0 0 0 OCCIDENTAL PETE CORP Option 674599905 139 12000 SH Call OTR 1 0 0 0 OCWEN FINL CORP Common stock 675746309 38 76100 SH SOLE 76100 0 0 OPKO HEALTH INC Option 68375N903 166 123700 SH Call OTR 1 0 0 0 PAN AMERN SILVER CORP Common Stock 697900108 291 20338 SH OTR 1 0 20338 0 PG&E CORP Option 69331C908 414 46100 SH Call OTR 1 0 0 0 PINDUODUO INC Common Stock 722304102 901 25000 SH OTR 1 0 25000 0 PINDUODUO INC Option 722304952 2702 75000 SH Put OTR 1 0 0 0 PINTEREST INC Common Stock 72352L106 763 49442 SH OTR 1 0 49442 0 PINTEREST INC Option 72352L956 1621 105000 SH Put OTR 1 0 0 0 UNITED TECHNOLOGIES CORP Common Stock 913017109 302 3200 SH OTR 1 0 3200 0 ROKU INC Option 77543R952 175 2000 SH Put SOLE 0 0 0 ROKU INC Option 77543R952 44 500 SH Put OTR 1 0 0 0 ROKU INC Option 77543R902 175 2000 SH Call SOLE 0 0 0 ROKU INC Option 77543R902 87 1000 SH Call OTR 1 0 0 0 SANOFI Option 80105N905 3965 90700 SH Call OTR 1 0 0 0 SELECT SECTOR SPDR TR Common Stock 81369Y886 425 7676 SH OTR 1 0 7676 0 SELECT SECTOR SPDR TR Option 81369Y955 625 30000 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y956 288 5200 SH Put OTR 1 0 0 0 SELECT SECTOR SPDR TR Option 81369Y906 2180 75000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR Option 81369Y905 625 30000 SH Call OTR 1 0 0 0 SESEN BIO INC Option 817763905 11 20200 SH Call SOLE 0 0 0 SNAP INC Common Stock 83304A106 163 13695 SH OTR 1 0 13695 0 SNAP INC Option 83304A906 767 64500 SH Call OTR 1 0 0 0 SPDR GOLD TRUST Common Stock 78463V107 11570 78146 SH OTR 1 0 78146 0 SPDR GOLD TRUST Option 78463V957 24132 163000 SH Put OTR 1 0 0 0 SPDR GOLD TRUST Option 78463V907 9031 61000 SH Call OTR 1 0 0 0 SPDR S&P 500 ETF TR Common Stock 78462F103 15823 61388 SH OTR 1 0 61388 0 SPDR S&P 500 ETF TR Option 78462F953 59669 231500 SH Put OTR 1 0 0 0 SPDR S&P 500 ETF TR Option 78462F903 12604 48900 SH Call OTR 1 0 0 0 STARBUCKS CORP Option 855244959 329 5000 SH Put OTR 1 0 0 0 TAL EDUCATION GROUP Common Stock 874080104 444 8330 SH OTR 1 0 8330 0 TAL EDUCATION GROUP Option 874080954 3995 75000 SH Put OTR 1 0 0 0 TESLA INC Common Stock 88160R101 8163 15578 SH OTR 1 0 15578 0 TESLA INC Common stock 88160R101 262 500 SH SOLE 500 0 0 TESLA INC Option 88160R951 5816 11100 SH Put SOLE 0 0 0 TESLA INC Option 88160R951 16087 30700 SH Put OTR 1 0 0 0 TESLA INC Option 88160R901 210 400 SH Call SOLE 0 0 0 TESLA INC Option 88160R901 15144 28900 SH Call OTR 1 0 0 0 T MOBILE US INC Common Stock 872590104 210 2500 SH OTR 1 0 2500 0 TRANSOCEAN LTD Common stock H8817H100 27 23103 SH SOLE 23103 0 0 TWITTER INC Option 90184L902 1228 50000 SH Call OTR 1 0 0 0 UBER TECHNOLOGIES INC Common Stock 90353T100 1228 44000 SH OTR 1 0 44000 0 UBER TECHNOLOGIES INC Option 90353T950 2083 74600 SH Put OTR 1 0 0 0 UNDER ARMOUR INC Common stock 904311107 93 10100 SH SOLE 10100 0 0 UNITED STATES STL CORP NEW Option 912909958 883 140000 SH Put OTR 1 0 0 0 UNITED STATES STL CORP NEW Option 912909908 221 35000 SH Call OTR 1 0 0 0 UNITI GROUP INC Common Stock 91325V108 878 145543 SH OTR 1 0 145543 0 UNITI GROUP INC Option 91325V958 637 105700 SH Put OTR 1 0 0 0 UNITI GROUP INC Option 91325V908 1175 194800 SH Call OTR 1 0 0 0 VALARIS PLC Common Stock G9402V109 5 11224 SH OTR 1 0 11224 0 VALARIS PLC Option G9402V959 18 40000 SH Put OTR 1 0 0 0 VALARIS PLC Option G9402V909 7 16100 SH Call OTR 1 0 0 0 VANECK VECTORS ETF TR Common Stock 92189F106 4142 179766 SH OTR 1 0 179766 0 VANECK VECTORS ETF TR Common stock 92189F106 83 3600 SH SOLE 3600 0 0 VANECK VECTORS ETF TR Option 92189F956 7900 342900 SH Put OTR 1 0 0 0 VANECK VECTORS ETF TR Option 92189F906 3500 151900 SH Call OTR 1 0 0 0 VIACOMCBS INC Common stock 92556H206 224 16000 SH SOLE 16000 0 0 DISNEY WALT CO Common Stock 254687106 4564 47243 SH OTR 1 0 47243 0 DISNEY WALT CO Option 254687956 9013 93300 SH Put OTR 1 0 0 0 WELLS FARGO CO NEW Common Stock 949746804 566 444 SH OTR 1 0 444 0 WELLS FARGO CO NEW Option 949746951 276 9600 SH Put OTR 1 0 0 0 YANDEX N V Common Stock N97284108 2782 81709 SH OTR 1 0 81709 0 YANDEX N V Option N97284958 4171 122500 SH Put OTR 1 0 0 0