0001572684-14-000006.txt : 20140127 0001572684-14-000006.hdr.sgml : 20140127 20140127203204 ACCESSION NUMBER: 0001572684-14-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140117 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UCP, Inc. CENTRAL INDEX KEY: 0001572684 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900978085 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-207-9499 MAIL ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: UCP, LLC DATE OF NAME CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bogue Dustin L. CENTRAL INDEX KEY: 0001581521 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36001 FILM NUMBER: 14550357 MAIL ADDRESS: STREET 1: UCP, INC., 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2014-01-17 2014-01-22 0 0001572684 UCP, Inc. UCP 0001581521 Bogue Dustin L. UCP, INC., 99 ALMADEN BOULEVARD SUITE 400 SAN JOSE CA 95113 1 1 0 0 President and CEO Class A Common Stock 2014-01-17 4 S 0 15000 14.68 D 130444 D Class A Common Stock 2014-01-21 4 S 0 19332 14.54 D 111112 D The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.60 to $14.87, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.50 to $14.74, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. EXPLANATORY NOTE: This amended Form 4 is being filed solely to revise footnote 1 to specify that the previously-reported sales were conducted pursuant to a Rule 10b5-1 trading plan. W. Allen Bennett, by power of attorney 2014-01-27