0001572684-14-000006.txt : 20140127
0001572684-14-000006.hdr.sgml : 20140127
20140127203204
ACCESSION NUMBER: 0001572684-14-000006
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140117
FILED AS OF DATE: 20140127
DATE AS OF CHANGE: 20140127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UCP, Inc.
CENTRAL INDEX KEY: 0001572684
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 900978085
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 ALMADEN BOULEVARD
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 408-207-9499
MAIL ADDRESS:
STREET 1: 99 ALMADEN BOULEVARD
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95113
FORMER COMPANY:
FORMER CONFORMED NAME: UCP, LLC
DATE OF NAME CHANGE: 20130321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bogue Dustin L.
CENTRAL INDEX KEY: 0001581521
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36001
FILM NUMBER: 14550357
MAIL ADDRESS:
STREET 1: UCP, INC., 99 ALMADEN BOULEVARD
STREET 2: SUITE 400
CITY: SAN JOSE
STATE: CA
ZIP: 95113
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2014-01-17
2014-01-22
0
0001572684
UCP, Inc.
UCP
0001581521
Bogue Dustin L.
UCP, INC., 99 ALMADEN BOULEVARD
SUITE 400
SAN JOSE
CA
95113
1
1
0
0
President and CEO
Class A Common Stock
2014-01-17
4
S
0
15000
14.68
D
130444
D
Class A Common Stock
2014-01-21
4
S
0
19332
14.54
D
111112
D
The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.60 to $14.87, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
The price reported is the weighted average price. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013, in multiple transactions at prices ranging from $14.50 to $14.74, inclusive. The reporting person undertakes to provide the SEC, the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
EXPLANATORY NOTE: This amended Form 4 is being filed solely to revise footnote 1 to specify that the previously-reported sales were conducted pursuant to a Rule 10b5-1 trading plan.
W. Allen Bennett, by power of attorney
2014-01-27