0001140361-16-060247.txt : 20160405 0001140361-16-060247.hdr.sgml : 20160405 20160405161619 ACCESSION NUMBER: 0001140361-16-060247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UCP, Inc. CENTRAL INDEX KEY: 0001572684 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900978085 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-207-9499 MAIL ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: UCP, LLC DATE OF NAME CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bogue Dustin L. CENTRAL INDEX KEY: 0001581521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36001 FILM NUMBER: 161554697 MAIL ADDRESS: STREET 1: UCP, INC., 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 doc1.xml FORM 4 X0306 4 2016-04-01 0 0001572684 UCP, Inc. UCP 0001581521 Bogue Dustin L. C/O UCP, INC. 99 ALMADEN BOULEVARD, SUITE 400 SAN JOSE CA 95113 1 1 0 0 PRESIDENT AND CEO Class A Common Stock 2016-04-01 4 A 0 75107 0 A 90899 D Mr. Bogue was granted 75,107 restricted stock units, which will vest as follows: 1/5th on January 1, 2017, 1/5th on January 1, 2018, 1/5th on January 1, 2019, 1/5th on January 1, 2020 and 1/5th on January 1, 2021. The restricted stock units are to be settled for an equal number of shares of Class A common stock upon vesting. /s/ W. Allen Bennett, his attorney in fact 2016-04-05