Delaware
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1-36001
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90-0978085
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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99 Almaden Boulevard
Suite 400 San Jose, California |
95113
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(Address of Principal Executive Offices) | (Zip Code) | |
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Registrant's telephone number, including area code (408) 207-9499
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(Former Name or Former Address, if Changed Since Last Report.)
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□ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
□ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
□ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
□ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
Item. 9.01. | Financial Statements and Exhibits. |
Exhibit No.
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Exhibit
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10.1
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Amendment One to Employment Agreement, dated as of April 1, 2016, between UCP, Inc. and Dustin L. Bogue
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UCP, Inc.
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By:
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/s/ W. Allen Bennett | |
Vice President and General Counsel | |||
Exhibit No.
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Exhibit
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10.1
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Amendment One to Employment Agreement, dated as of April 1, 2016, between UCP, Inc. and Dustin L. Bogue
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1.
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All capitalized terms used but not defined herein shall have the meaning accorded to them in the Agreement.
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2.
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Section 1 of the Agreement hereby is amended to extend the Employment Period to and including July 23, 2019 (the “Expiration Date”), unless the Agreement is otherwise terminated pursuant to Section 4 thereof; provided however, that on the Expiration Date and each annual anniversary of such date thereafter, the Agreement shall automatically be extended for one additional year unless either the Company or Executive shall have terminated this automatic extension provision by written notice to the other party at least 60 days prior to the automatic extension date. Subject to the terms of the Agreement, Executive's employment remains at will, which means that either Executive or the Company may terminate this relationship with or without Cause or notice.
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3.
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Except as amended herein, the Agreement shall continue unmodified and in full force and effect.
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UCP, INC. | EXECUTIVE | |||||
By: | /s/ W. Allen Bennett | /s/ Dustin L. Bogue | ||||
Dustin L. Bogue | ||||||
Name: | W. Allen Bennett | |||||
Title: | General Counsel and Secretary | |||||
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