0000905148-14-000550.txt : 20140725 0000905148-14-000550.hdr.sgml : 20140725 20140725163434 ACCESSION NUMBER: 0000905148-14-000550 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140721 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UCP, Inc. CENTRAL INDEX KEY: 0001572684 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900978085 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36001 FILM NUMBER: 14994650 BUSINESS ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-207-9499 MAIL ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: UCP, LLC DATE OF NAME CHANGE: 20130321 8-K 1 efc14-556_fm8k.htm efc14-556_fm8k.htm

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): July 21, 2014
 
 
UCP, Inc.
(Exact Name of Registrant as Specified in Charter)
 
 
Delaware
001-36001
90-0978085
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     
     
 
99 Almaden Boulevard
Suite 400
San Jose, California
95113
  (Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code: (408) 207-9499
 
(Former Name or Former Address, if Changed Since Last Report.)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 
Item 5.02  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
5.02(b).    Effective July 21, 2014, James W. Fletcher was appointed as the President, Northern California Division of UCP, Inc. (the “Company”) and ceased serving as the Chief Operating Officer of the Company as of such date.  The Northern California Division encompasses the Company’s operations in the South San Francisco Bay and the Monterey Bay areas of California.  This change is part of a revision to the Company’s management structure designed to support the Company’s evolving business and growth strategies.   There has been no disagreement between the Company and Mr. Fletcher on any matters relating to the Company’s operations, policies or practices.

 
1 
 

SIGNATURES
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  July 25, 2014  UCP, INC.  
       
 
By:
/s/ Dustin L.  Bogue  
    Dustin L. Bogue  
    President and Chief Executive Officer  
       
 
 
2
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