6-K 1 ea0212764-6k_aenzasaa.htm REPORT OF FOREIGN PRIVATE ISSUER

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15b-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

For the month of August 2024

Commission File Number 001-35991

AENZA S.A.A.

(Exact name of registrant as specified in its charter)

N/A

(Translation of registrant’s name into English)

Republic of Peru

(Jurisdiction of incorporation or organization)

Avenida Paseo de la República 4667, Lima 34,

Surquillo, Lima

Peru

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ☐ No ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.

In accordance with the provisions set forth in article 30 of the Unified Text of the Securities Market Law (Texto Único Ordenado de la Ley del Mercado de Valores) approved by Supreme Decree No. 020-2023-EF, and the Regulation of Relevant Events and Reserved Information (Reglamento de Hechos de Importancia e Información Reservada), approved by SMV Resolution No. 005-2014-SMV-01, we hereby report the following as a Relevant Information Communication:

That, as informed as Relevant Information Communication dated August 20, 2024, by means of a General Shareholders’ Meeting of the Company, held on the same date on first call, it was resolved to approve a capital increase allowing the Company to receive funds from new monetary contributions up to US$ 55,000,000 (fifty-five million Dollars), through the issuance of new common shares with voting rights, with a nominal value of S/ 1.00 each, to be placed under par value at a unitary price of S/ 0.4966, in order to use the funds to capitalize the new platform for infrastructure investments resulting from the Company’s Corporate Reorganization process approved in the General Shareholders Meeting held on February 7, 2024 (the “Capital Increase”) and to delegate powers to the Board of Directors of the Company to define the terms and conditions of such capital increase and the exercise of the pre-emption subscription right. In this regard, the Board of Directors met today to deliberate on the matter and the following resolutions were adopted:

(i)

Approve, unanimously, the following terms and conditions for the Capital Increase and the exercise of the related pre-emption rights:

1	Form and purpose of the Capital Increase	Monetary contributions up to US$ 55,000,000 (fifty-five million Dollars) in order to use the funds to capitalize the new platform for infrastructure investments resulting from the Company’s Corporate Reorganization process approved in the General Shareholders Meeting held on February 7, 2024.

2	Amount of the Monetary Contributions	Up to the amount of S/ 205,920,000 (two hundred five million nine hundred twenty thousand Soles), equivalent to contributions of USD 55,000,000 at the Exchange Rate, at the Placement Price and considering the Placement Loss.

3	Exchange rate	S/ 3.744 for each US$1.00

4	Number of shares entitled to participate in the subscription of shares	In accordance with the provisions of the General Corporations Law, the 414,659,686 common shares that currently comprise the capital of the Company may participate in the subscription of new shares in Peru as part of the Capital Increase.

5	Type and number of shares to be issued	The shares to be issued will be common shares with voting rights and other rights established by law and the Company’s bylaws, with a par value of S/ 1.00 (one and 00/100 Soles) each. The number of shares to be issued will be determined by the Board of Directors at the end of the Capital Increase process, based on the final amount of the Capital Increase.

6	Placement Price	The price per common share will be S/ 0.4966, which will be converted into Dollars for purposes of the payment of the contributions using the Exchange Rate. The unit Placement Price is equal to the volume weighted average price (VWAP) as of 60 calendar days prior to August 20, 2024, as reported on the Lima Stock Exchange, minus 15%. The placement price calculation considers the quotations registered between June 21, 2024, and August 19, 2024.

7	Placement Loss	The Placement Loss will be the difference between the par value and the Placement Price of the common shares to be issued as part of the Capital Increase. The Placement Loss will be S/ 0.5034 per share.

8	Subscription Percentage	The Subscription Percentage will be 30.224%. For purposes of the calculation, it will be considered that for each issued and outstanding common share of the Company, a subscription right equivalent to 0.30224 shares to be subscribed will be computed.

9	Subscription Rounds	The pre-emption subscription right may be exercised in two (2) rounds: First Round: 26 calendar days (17 business days and 9 non-business days) and would commence on September 19, 2024, at the opening of trading hours of the Lima Stock Exchange and would end on October 14, 2024, at the close of trading hours of the Lima Stock Exchange. Second Round: 3 business days and will begin on October 15, 2024, at the opening of trading hours of the Lima Stock Exchange and will end on October 17, 2024, at the close of trading hours of the Lima Stock Exchange.

10	Information on subscription rounds	Holders of CAVALI registered common shares: Information regarding the percentage of subscription corresponding to each of the holders of common shares in the First Round, according to their ownership, will be available as of the first day of the First Round, at the offices of their broker or CAVALI participant, as applicable, and at the Company’s offices at Av. Abel Bergasse Du Petit Thouars No. 4957, Miraflores, Lima, Peru. The contact person at the Company will be Paola Pastor Aragón, e-mail paola.pastor@aenza.com.pe Holders of common shares represented by physical certificates: Information regarding the percentage of subscription corresponding to each of the holders of common shares in the First Round, according to their holdings, will be available as from the first day of the First Round, only at the Company’s offices, at the address indicated above and with the contact persons indicated above. The information regarding the percentage of subscription that will correspond in the Second Round to each of the holders of common shares that participated in the First Round, will be available at the offices of its brokerage firm or CAVALI participant, as applicable, as well as at the Company’s offices, at the address and with the contact persons indicated above.

11	Benefits of common shares to be subscribed	Benefits of common shares to be subscribed will have the same rights as common shares currently outstanding.

12	Bank account for payment of contributions and currency of payment	The cash contributions to be made as part of the Capital Increase must be deposited in the bank account (the “Contribution Account”) owned by the Company at Banco de Crédito del Perú: Account Number: 193-2318541-1-15 Interbank Code (ICC): 00219300231854111516 Swift Code: BCPLPEPL Beneficiary: AENZA S.A.A. Banco de Crédito del Perú Address: Calle Centenario No. 156 – Urb. Santa Patricia – La Molina, Lima, 12, Perú Aenza Address: Av. Petit Thouars 4957. Miraflores, Lima 18, Perú The Placement Price must (i) be deposited in full in the Contribution Account, or (ii) be made available in full in the account of the brokerage firm of the subscribing shareholder to the satisfaction of the Company, at the time of subscription of the shares. The Placement Price shall be paid in Dollars of the United States of America. The payment or transfer to the Contribution Account or to the account of the brokerage firm to the satisfaction of the Company, must be evidenced by a deposit voucher issued by the corresponding bank or by any other means issued by the receiving bank, evidencing, to the satisfaction of the Company, the entry of the funds to the corresponding account (the “Deposit Voucher”).

13	Incorporation of the pre-emption subscription right in the Pre-emption Subscription Certificates	The pre-emption subscription rights corresponding to each shareholder are embodied in pre-emption subscription certificates (the “Pre-emption Subscription Certificates”). Each Pre-emption Subscription Certificate will entitle the holder to subscribe one (1) new share of the Company in First Round. The Pre-emption Subscription Certificates will be represented by book entries in CAVALI in the case of shares represented by book entries, and by physical certificates in the case of shares represented by physical certificates.

14	Registration Date and Cut-off Date	Record Date: September 17, 2024. Cut-Off Date: To be determined in accordance with applicable regulations. The Pre-emption Subscription Certificates will be issued in favor of the shareholders who, on the Record Date, appear registered as such in CAVALI, or in the Company’s share registry, as applicable, in proportion to their share ownership

Date of Delivery of the Pre-emption Subscription Certificates

The date will be September 18, 2024. As of such date, the Pre-emption Subscription Certificates will be available to the Company’s shareholders.

The Pre-emption Subscription Certificates represented by book entries in CAVALI will be delivered by book entry in CAVALI in the name of the corresponding shareholders. The Pre-emption Subscription Certificates represented by physical certificates will be available to the beneficiaries at the Company’s offices located at Av. Abel Bergasse Du Petit Thouars No. 4957, Miraflores, Lima, Peru, through the contact person Paola Pastor Aragón, with e-mail paola.pastor@aenza.com.pe.

In order to proceed with the delivery of Pre-emption Subscription Certificates represented by physical certificates, the interested parties must appear at the address indicated above, presenting a copy of their identification document in the case of natural persons and, in the case of legal entities, carrying: (i) letter of instruction signed by the legal representative of the legal entity with legalized signatures requesting the delivery of the Pre-emption Subscription Certificates to a specific representative; (ii) legalized copy of the power of attorney empowering to request the issuance of the Pre-emption Subscription Certificates, (iii) validity of the power of attorney of the legal representative not older than 30 days; and, (iv) copy of the legal representative’s identity document.

The Pre-emption Subscription Certificates will be available to shareholders until October 14, 2024 (inclusive).

Methodology for allocation of securities to be subscribed as a result of the application of the subscription percentage

If the application of the Subscription Percentage or the prorate in any of the Rounds or in the determination of the remainder results in a number of shares to be subscribed that is not a whole number, it will be rounded down to the next lower whole number.

In the event that the rounding technique set forth in the preceding paragraph results in the number of Pre-emption Subscription Certificates to be allocated to the shareholders being less than the number of new shares of common stock to be offered for subscription, the remaining Pre-emption Subscription Certificates shall be allocated as follows:

(i) Pre-emption Subscription Certificates will be issued to the shareholders who, before rounding, were closest to one (1).

(ii) In the event of a tie in criterion (i) above, the shareholders with the largest number of common shares will have priority in order to minimize the effect on the shareholdings.

The payment obligation of the shares to be subscribed will correspond to the amount stated in the respective Pre-emption Subscription Certificates, which will be equivalent to the total amount of the Placement Price, considering the aforementioned rounding.

Deadline and mechanisms for the negotiation of the Pre-emption Subscription Certificates

The Pre-emption Subscription Certificates represented by book entries in CAVALI may be freely negotiated in the Lima Stock Exchange, or outside of it, in compliance with the rules that regulate the transfer of securities, from September 19, 2024, and until October 10, 2024. The expiration date of the Pre-emption Subscription Certificates will be October 14, 2024, inclusive.

In any case, the intervention of a brokerage firm will be mandatory, being applicable the provisions of Conasev Resolution No. 27-1995-EF/94.10.

Holders of Pre-emption Subscription Certificates represented by physical securities who wish to trade them may do so on or off the stock trading system. In the first case (transfers within the stock exchange of the Lima Stock Exchange), they must previously dematerialize them. The dematerialization process is entirely the responsibility of the holder of the Pre-emption Subscription Certificates. Likewise, holders who trade their Pre-emption Subscription Certificates on the stock exchange trading floor must take care of the timely settlement of the transactions in order to be able to exercise their subscription rights.

Subscription deadline and procedure

First Round: In the First Round, once the decision to participate in the Capital Increase has been made, the holders of Pre-emption Subscription Certificates must proceed as follows:

	(a)	Contact the Company or its brokerage firm directly, in any such case, indicating the number of common shares they wish to subscribe.

	(b)	Complete the share subscription process by satisfactorily completing and signing the form to be delivered by the Company or its brokerage firm, as applicable (the “Form”). The Form must be delivered to the Company or its brokerage firm within the term of the First Round.

	(c)	Pay the amount of its capital contribution into the Contribution Account or transfer such amount in full to the account of its brokerage firm to the satisfaction of the Company.

	(d)	The payment made shall be recorded in the Deposit Voucher and shall be deemed to have been made on the day on which the funds are credited to the corresponding account. The Deposit Voucher must be delivered to the Company immediately. The subscription process in the First Round shall be considered satisfactorily completed once the Company has verified that the subscriber has complied with: (i) subscribing, delivering the Form directly to the Company or to its brokerage firm and delivering all the information requested by the Company as detailed in the Form, if applicable; and, (ii) making the payment or transfer and delivering the Deposit Voucher directly to the Company.

Second Round: If at the end of the First Round common shares remain unsubscribed, those who have participated in the First Round may subscribe, in the Second Round, all the remaining common shares pro rata to their ownership, considering the shares subscribed in the First Round, in accordance with the provisions of the last paragraph of Article 209 of the General Corporations Law. For purposes of calculating the number of common shares to be subscribed by persons who, without being shareholders, acquired Pre-emption Subscription Certificates and participated in the First Round, the common shares subscribed in exercise of the pre-emption subscription right acquired must be considered, as well as those that would correspond to the ownership of the shareholder who transferred the right to them. In the Second Round, after being informed of the number of common shares they are entitled to subscribe and once the decision to participate in the Second Round has been made, the shareholders must proceed as follows:

(a)

Contact the Company or its brokerage firm directly, in either case, indicating the number of common shares they wish to subscribe.

(b)

Complete the share subscription process by satisfactorily completing and signing the Form. The Form must be delivered to the Company or its brokerage firm within the effective period of the Second Round.

(c)

Make the payment corresponding to its capital contribution in the Contribution Account or make such amount available in full in the account of its brokerage firm to the satisfaction of the Company. The payment made shall be evidenced in the Deposit Voucher and shall be deemed to have been made on the day on which the funds are credited to the corresponding account. The Deposit Voucher shall be delivered to the Company immediately.

(d)

The subscription process in the Second Round will be considered satisfactorily completed once the Company has verified that the subscriber has complied with (i) subscribing, delivering the Form directly to the Company or its brokerage firm and delivering all the information requested by the Company as detailed in the Form, if applicable; and, (ii) making the payment or transfer and delivering the Deposit Voucher directly to the Company.

Upon completion of the Second Round, all payments and transfers made by the subscribers of shares will be definitively applied to the payment of the Placement Price of the shares subscribed. For such purposes, the brokerage firms (to the satisfaction of the Company) that have received the corresponding funds from the subscribers for the subscription of shares, shall make such funds available to the Company, at the latest within two (2) business days of the Relevant Information Communication published by the Company informing of the results of the Second Round subscription procedure, by transfer to, or deposit in, the Contribution Account and shall send to the Company evidence of such transfers or deposits.

The holder of Pre-emption Subscription Certificates represented by physical certificates who subscribes for shares without a brokerage firm must deliver such Certificate to the Company for its cancellation.

Subscription Certificate

Once the processes detailed in section 18 above have been completed, the Company or each brokerage firm, on behalf of the Company, will deliver the respective Subscription Certificates, upon identification of the subscriber with its identification document, in the case of a natural person or, in the case of legal entities, by carrying: (i) letter of instruction signed by the legal representative of the legal entity with legalized signatures requesting the delivery of the Subscription Certificate to a specific representative; (ii) legalized copy of the power of attorney authorizing the request for the issuance of the Subscription Certificate, (iii) validity of the power of attorney of the legal representative not older than 30 days; and, (iv) copy of the legal representative’s identification document; in addition to the receipt of the documents indicated in paragraph 18 above, either directly through the Company or through the offices of the corresponding brokerage firm.

20	Private Placement	In the event of any unsubscribed shares remaining at the end of the Second Round, the Board of Directors will decide the fate of such shares, including the possibility to offer such shares to third parties through a private placement and the issuance of provisional certificates derived from such private placement.

21	Issuance of shares and provisional share certificates	The Company will issue and deliver the shares to all subscribers of the new common shares at the delivery date to be timely communicated once the Capital Increase is registered in the Public Registry of Legal Entities of the Lima Registry Office. The Company will issue provisional physical share certificates to all subscribers of new common shares who request them, upon identification of the subscriber with his/her identity document, in the case of a natural person or, in the case of legal entities, by carrying: (i) letter of instruction signed by the legal representative of the legal entity with legalized signatures requesting the delivery of the provisional share certificate to a specific representative; (ii) legalized copy of the power of attorney empowering to request the issuance of the provisional share certificate, (iii) validity of the power of attorney of the legal representative not older than 30 days; and, (iv) copy of the identity document of the legal representative; to the extent that the requirements for the subscription of common shares established in section 18 have been previously accredited. Provisional physical share certificates derived from the exercise of the pre-emption subscription may be requested from the Company until October 21, 2024, and the delivery date will be October 23, 2024. The subscriber must have previously accredited the requirements for the subscription of shares established in paragraph 18 above, either directly or through its brokerage firm. The provisional certificates of physical shares shall contain the legends and identification data set forth in articles 87° and 100° of the General Corporations Law, and any others that may be applicable according to the regulations applicable to the Company. The date of exchange of the provisional physical share certificates for definitive physical certificates shall be informed to the market, as a Relevant Information Communication, within fifteen (15) business days after the registration of the Capital Increase in the Register of Legal Entities, but at least five (5) days prior to the date set as the date of delivery.

22	Relevant information for the subscriber	It is hereby stated that the Pre-emption Subscription Certificates, as well as the common shares to be issued upon exercise of the subscription rights embodied in such securities and those to be issued as a result of the private offering (in the event the Capital Increase is not fully subscribed after the Second Round), have not been and will not be registered under the U.S. Securities Act of 1933, as amended, or under the securities laws of any state or jurisdiction outside Peru. In this regard, the Pre-emption Subscription Certificates issued will be made available to investors only in Peru pursuant to applicable Peruvian law and may not be offered, sold, resold, transferred, delivered, or distributed, directly or indirectly, in or into the United States of America under the securities laws of that country or in other jurisdictions where this is prohibited. In addition, the common shares to be issued may not be offered, sold, or subscribed for except in a transaction that is exempt from, or not subject to, the registration requirements of the U.S. Securities Act of 1933. This communication is not an offer to sell or a solicitation of an offer to buy securities in the United States of America or to persons in the United States of America.

(ii)

Authorize Dennis Fernando Fernández Armas, identified with DNI No. 15971076, Zoila Maria Horna Zegarra, identified with DNI No. 10220900 , Oscar Orlando Pando Mendoza, identified with DNI No. 09394310 and Jorge Luis Fernando Rodrigo Barrón, identified with DNI No. 42425547 (jointly, the “Authorized Agents”), so that two of them, acting jointly, may introduce any changes they deem necessary to the rounding methodology, to the procedure for the allocation of Pre-emption Subscription Certificates in the First Round, to the procedure for the allocation of common shares in the Second Round approved by this Board of Directors, as well as to any of the characteristics of the procedure for the subscription of common shares agreed by this Board of Directors. Likewise, authorize the Authorized Agents, so that two of them, acting jointly, may issue on behalf of the Company such certificates, certifications, attestations and affidavits as may be required, as well as to perform any other act that may be necessary or, at the discretion of the Authorized Agents, convenient for the effectiveness, validity, execution and formalization of the resolutions adopted at this meeting, without any reservation or limitation whatsoever.

(iii)

Place on record that the Pre-emption Subscription Certificates, as well as the common shares to be issued upon exercise of the subscription rights embodied in such certificates and those to be issued as a result of a potential private placement of the remaining shares that are not subscribed after the end of the pre-emption subscription rounds, have not been and will not be registered under the U.S. Securities Act of 1933, or under the securities laws of any state or jurisdiction outside of Peru.

In this regard, the Pre-emption Subscription Certificates to be issued will be made available to investors only in Peru pursuant to the provisions of applicable Peruvian legislation (General Corporations Law, Law No. 26887, the Unified Text of the Securities Market Law approved by Supreme Decree No. 020-2023-EF and the Securities Law, Law No. 27287), as such rules may be amended from time to time, and may not be offered, sold, resold, transferred, delivered or distributed, directly or indirectly, in or into the United States of America under the securities laws of such country or in other jurisdictions where such is prohibited. In addition, the shares to be issued may not be offered, sold, or subscribed for except in a transaction that is exempt from, or not subject to, the registration requirements of the U.S. Securities Act of 1933.

This communication is not an offer to sell or a solicitation of an offer to buy or a solicitation of an offer to sell securities in the United States of America or to persons in the United States of America.

Sincerely yours,

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

AENZA S.A.A.

By:	/s/ CRISTIAN RESTREPO HERNANDEZ
Name:	Cristian Restrepo Hernandez
Title:	VP of Corporate Finance

Date:	August 28, 2024