0001123292-19-001244.txt : 20191030 0001123292-19-001244.hdr.sgml : 20191030 20191030164553 ACCESSION NUMBER: 0001123292-19-001244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191028 FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothberg Richard J CENTRAL INDEX KEY: 0001680902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 191180814 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-10-28 0001571996 Dell Technologies Inc DELL 0001680902 Rothberg Richard J ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 General Counsel & Secretary Class C Common Stock 2019-10-28 4 M 0 141454 13.75 A 218008 D Class C Common Stock 2019-10-28 4 S 0 141454 51.86 D 76554 D Options to Acquire Class C Common Stock 13.75 2019-10-28 4 M 0 141454 0 D 2023-11-25 Class C Common Stock 141454 990184 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 represents a weighted average sales price of $51.859. These shares were sold in multiple transactions at prices ranging from $51.48 to $52.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The options are fully vested. Consists of 687,273 time-based options and 302,911 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2019-10-30