0001123292-19-001244.txt : 20191030
0001123292-19-001244.hdr.sgml : 20191030
20191030164553
ACCESSION NUMBER: 0001123292-19-001244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191028
FILED AS OF DATE: 20191030
DATE AS OF CHANGE: 20191030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothberg Richard J
CENTRAL INDEX KEY: 0001680902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 191180814
MAIL ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dell Technologies Inc
CENTRAL INDEX KEY: 0001571996
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 800890963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
BUSINESS PHONE: 800-289-3355
MAIL ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
FORMER COMPANY:
FORMER CONFORMED NAME: Denali Holding Inc.
DATE OF NAME CHANGE: 20130313
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-10-28
0001571996
Dell Technologies Inc
DELL
0001680902
Rothberg Richard J
ONE DELL WAY
ROUND ROCK
TX
78682
0
1
0
0
General Counsel & Secretary
Class C Common Stock
2019-10-28
4
M
0
141454
13.75
A
218008
D
Class C Common Stock
2019-10-28
4
S
0
141454
51.86
D
76554
D
Options to Acquire Class C Common Stock
13.75
2019-10-28
4
M
0
141454
0
D
2023-11-25
Class C Common Stock
141454
990184
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 represents a weighted average sales price of $51.859. These shares were sold in multiple transactions at prices ranging from $51.48 to $52.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The options are fully vested.
Consists of 687,273 time-based options and 302,911 performance-based options.
/s/ Robert Potts, Attorney-in-Fact
2019-10-30