0001209191-22-018170.txt : 20220311 0001209191-22-018170.hdr.sgml : 20220311 20220311163400 ACCESSION NUMBER: 0001209191-22-018170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220310 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wassersug Mark CENTRAL INDEX KEY: 0001722544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 22733618 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-10 0 0001571949 Intercontinental Exchange, Inc. ICE 0001722544 Wassersug Mark 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 0 1 0 0 Chief Operating Officer Common Stock 2022-03-10 4 M 0 5963 50.01 A 33192 D Common Stock 2022-03-10 4 M 0 5037 57.31 A 38229 D Common Stock 2022-03-10 4 S 0 11000 126.60 D 27229 D Employee Stock Option (right to buy) Holding 50.01 2022-03-10 4 M 0 5963 0.00 D 2026-01-14 Common Stock 5963 1995 D Employee Stock Option (right to buy) Holding 57.31 2022-03-10 4 M 0 5037 0.00 D 2027-01-18 Common Stock 5037 14028 D The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The common stock number referred in Table I is an aggregate number and represents 18,058 shares of common stock and 9,171 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting. These options are fully vested. /s/ Octavia N. Spencer, Attorney-in-fact 2022-03-11