0001209191-16-156504.txt : 20161222 0001209191-16-156504.hdr.sgml : 20161222 20161222162041 ACCESSION NUMBER: 0001209191-16-156504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161221 FILED AS OF DATE: 20161222 DATE AS OF CHANGE: 20161222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hague William Jefferson CENTRAL INDEX KEY: 0001652762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 162066832 MAIL ADDRESS: STREET 1: C/O ICE STREET 2: 5660 NEW NORTHSIDE DRIVE CITY: ATLANTA STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-21 0 0001571949 Intercontinental Exchange, Inc. ICE 0001652762 Hague William Jefferson 5660 NEW NORTHSIDE DRIVE ATLANTA GA 30328 1 0 0 0 Common Stock 2016-12-21 4 S 0 600 58.07 D 7045 D The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4. The common stock number referred in Table I is an aggregate number and represents 3,200 shares of common stock and 3,845 restricted stock units of the Issuer. The 3,845 restricted stock units (adjusted to reflect the Stock Split) awarded on May 13, 2016 will vest on the one-year anniversary of the grant date, which is May 13, 2017. /s/Andrew J. Surdykowski, Attorney-in-fact 2016-12-22