0001193125-15-401291.txt : 20151211 0001193125-15-401291.hdr.sgml : 20151211 20151211144735 ACCESSION NUMBER: 0001193125-15-401291 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151208 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151211 DATE AS OF CHANGE: 20151211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Intercontinental Exchange, Inc. CENTRAL INDEX KEY: 0001571949 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36198 FILM NUMBER: 151283022 BUSINESS ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-857-4700 MAIL ADDRESS: STREET 1: 5660 NEW NORTHSIDE DRIVE, STREET 2: THIRD FLOOR CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: IntercontinentalExchange Group, Inc. DATE OF NAME CHANGE: 20130313 FORMER COMPANY: FORMER CONFORMED NAME: Intercontinental Exchange Group, Inc. DATE OF NAME CHANGE: 20130312 8-K 1 d62916d8k.htm 8-K 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 8, 2015

INTERCONTINENTAL EXCHANGE, INC.

 

(Exact Name of Registrant as Specified in Its Charter)

Delaware

 

(State or Other Jurisdiction of Incorporation)

 

001-36198   46-2286804
(Commission File Number)   (IRS Employer Identification No.)

 

5660 New Northside Drive, Third Floor  
Atlanta, Georgia   30328
(Address of Principal Executive Offices)   (Zip Code)

(770) 857-4700

 

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

 

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01. Other Events.

On December 8, 2015, Intercontinental Exchange, Inc. (the “Company”) issued a press release announcing the expected closing date for its acquisition of Interactive Data Holdings Corporation (“Interactive Data”), which the Company expects will close on or around December 14, 2015. As previously disclosed, the Company intends to enter into a registration rights agreement upon consummation of the closing that will obligate the Company, on the terms and subject to the conditions set forth therein, to register the common stock to be issued to such Interactive Data stockholders under the Securities Act of 1933, as amended, on or immediately following the closing.

A copy of the press release is attached to this report as Exhibit 99.1 and is incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit Number

   

Description of Exhibit

99.1    Press Release dated December 8, 2015 of Intercontinental Exchange, Inc.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    INTERCONTINENTAL EXCHANGE, INC.
Date: December 11, 2015     By:   /s/ Andrew J. Surdykowski
      Name:   Andrew J. Surdykowski
      Title:   Senior Vice President, Associate General Counsel

EXHIBIT INDEX

 

Exhibit Number

   

Description of Exhibit

99.1    Press Release dated December 8, 2015 of Intercontinental Exchange, Inc.
 EX-99.1 2 d62916dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

Intercontinental Exchange Announces Expected Closing Date for Acquisition of Interactive Data Corporation

Released : 08 December 2015

ATLANTA & NEW YORK—(BUSINESS WIRE)— Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, today announced it has received all required regulatory approvals and now expects to close the acquisition of Interactive Data Corporation (Interactive Data) on or around December 14, 2015.

ICE announced the planned acquisition on October 26, 2015. Interactive Data is one of the world’s leading providers of financial data and data services.

About Intercontinental Exchange

Intercontinental Exchange (NYSE: ICE) operates the leading network of regulated exchanges and clearing houses. ICE’s futures exchanges and clearing houses serve global commodity and financial markets, providing risk management and capital efficiency. The New York Stock Exchange is the world leader in capital raising and equities trading.

Trademarks of ICE and/or its affiliates include Intercontinental Exchange, ICE, ICE block design, NYSE and New York Stock Exchange. Information regarding additional trademarks and intellectual property rights of Intercontinental Exchange, Inc. and/or its affiliates is located at www.intercontinentalexchange.com/terms-of-use.

Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995 — Statements in this press release regarding ICE’s business that are not historical facts are “forward-looking statements” that involve risks and uncertainties. For a discussion of additional risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see ICE’s Securities and Exchange Commission (SEC) filings, including, but not limited to, the risk factors in ICE’s Annual Report on Form 10-K for the year ended December 31, 2014, as filed with the SEC on February 5, 2015.